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Transactions

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American Resources Corp.

October 1, 2020

American Resources Corp.
(Nasdaq: AREC)

$13,000,000

Registered Direct
Exclusive Placement Agent

Press Release
Presidio Property Trust

October 1, 2020

Presidio Property Trust
(Nasdaq: SQFT)

$2,500,000

Initial Public Offering
Sole Bookrunner

Press Release
SPI Energy Co., Ltd.

September 1, 2020

SPI Energy Co., Ltd.
(Nasdaq: SPI)

$16,005,600

Registered Direct
Exclusive Placement Agent

Press Release
U.S. Energy Corp.

September 1, 2020

U.S. Energy Corp.
(Nasdaq: USEG)

$1,658,003

Registered Direct
Exclusive Placement Agent

Press Release
BioVie Inc.

September 1, 2020

BioVie Inc.
(Nasdaq: BIVI)

$17,999,800

Uplisting
Joint Bookrunner

Press Release
Muscle Maker Grill

September 1, 2020

Muscle Maker Grill
(Nasdaq: GRIL)

$5,600,000

Follow-On Offering
Joint Bookrunner

Press Release
Ontrak

August 1, 2020

Ontrak
(Nasdaq: OTRK)

$42,500,000

Preferred / Senior Notes
Co-Manager

Press Release
NanoViricides

July 1, 2020

NanoViricides
(AMEX: NNVC)

$50,000,000

ATM Offering
Sales Agent

Press Release
Nemaura Medical Inc.

July 1, 2020

Nemaura Medical Inc.
(Nasdaq: NMRD)

$11,500,000

Underwritten Public Offering
Exclusive Placement Agent

Press Release
Monaker Group

July 1, 2020

Monaker Group
(Nasdaq: MKGI)

$2,000,000

Registered Direct
Exclusive Placement Agent

Press Release
NanoViricides

July 1, 2020

NanoViricides
(AMEX: NNVC)

$11,500,000

Follow-On Offering
Sole Bookrunner

Press Release
NanoViricides

May 1, 2020

NanoViricides
(AMEX: NNVC)

$10,220,000

Registered Direct
Placement Agent

Press Release