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Transactions

Helping to Create Prosperity from Ambition

CEL-SCI Corporation

December 1, 2020

CEL-SCI Corporation
(NYSE: CVM)

$14,650,000

Bought Underwritten Public Offering
Joint Bookrunner

Press Release
AMMO Inc.

December 1, 2020

AMMO Inc.
(Nasdaq: POWW)

$20,682,749

Uplisting
Joint Bookrunner

Press Release
SPI Energy Co., Ltd.

December 1, 2020

SPI Energy Co., Ltd.
(Nasdaq: SPI)

$35,019,900

Registered Direct
Placement Agent

Press Release
Kingswood Acquisition Corp.

November 1, 2020

Kingswood Acquisition Corp.
(NYSE: KWAC)

$115,000,000

SPAC IPO
Issuer

Press Release
Dragon Victory International Limited

November 1, 2020

Dragon Victory International Limited
(Nasdaq: LYL)

$1,500,000

Private Placement
Exclusive Placement Agent

Press Release
Taronis Fuels, Inc.

November 1, 2020

Taronis Fuels, Inc.
(OTCQB: TRNF)

$10,425,000

Private Placement
Exclusive Placement Agent

Press Release
U.S. Energy Corp.

November 1, 2020

U.S. Energy Corp.
(Nasdaq: USEG)

$3,450,000

Follow-On Offering
Sole Bookrunner

Press Release
Medalist Diversified REIT

October 1, 2020

Medalist Diversified REIT
(Nasdaq: MDRR)

$5,000,000

Private Placement
Exclusive Placement Agent

Press Release
GreenBox POS

October 1, 2020

GreenBox POS
(OTCQB: GRBX)

$3,850,000

Private Placement
Exclusive Placement Agent

Press Release
Hyde Caviar, LLC

October 1, 2020

Hyde Caviar, LLC
()

$3,150,000

Debt Financing
Financial Advisor

Press Release
Taronis Fuels, Inc.

October 1, 2020

Taronis Fuels, Inc.
(OTCQB: TRNF)

$10,850,000

Private Placement
Exclusive Placement Agent

Press Release
Molecular Data Inc.

October 1, 2020

Molecular Data Inc.
(Nasdaq: MKD)

$5,000,000

Private Placement
Exclusive Placement Agent

Press Release