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Transactions

Helping to Create Prosperity from Ambition

Cootek (Cayman) Inc.

January 1, 2021

Cootek (Cayman) Inc.
(NYSE: CTK)

$10,000,000

Private Placement
Exclusive Placement Agent

Press Release
COMSovereign Holding Corp.

January 1, 2021

COMSovereign Holding Corp.
(Nasdaq: COMS)

$17,365,435

Uplisting
and Underwritten Public Offering
Sole Bookrunner

Press Release
B. Riley Financial, Inc.

January 1, 2021

B. Riley Financial, Inc.
(Nasdaq: RILY)

$230,000,000

Senior Notes
Co-Manager

Press Release
Dragon Victory International Limited

January 1, 2021

Dragon Victory International Limited
(Nasdaq: LYL)

$2,000,000

Private Placement
Exclusive Placement Agent

Press Release
FoxWayne Enterprises Acquisition Corp.

January 1, 2021

FoxWayne Enterprises Acquisition Corp.
(Nasdaq: FOXWU)

$57,500,000

SPAC IPO
Sole Bookrunner

Press Release
Cootek (Cayman) Inc.

January 1, 2021

Cootek (Cayman) Inc.
(NYSE: CTK)

$10,000,000

Private Placement
Exclusive Placement Agent

Press Release
Gladstone Land Corp.

January 1, 2021

Gladstone Land Corp.
(Nasdaq: LAND)

$52,500,000

Preferred
Series D Cumulative Term

Press Release
Digital Ally Inc.

January 1, 2021

Digital Ally Inc.
(Nasdaq: DGLY)

$30,955,000

Registered Direct
Exclusive Placement Agent

Press Release
Benessere Capital Acquisition Corp.

January 1, 2021

Benessere Capital Acquisition Corp.
(Nasdaq: BENEU)

$115,000,000

SPAC IPO
Sole Bookrunner

Press Release
Monaker Group

December 1, 2020

Monaker Group
(Nasdaq: MKGI)

$8,855,000

Bought Underwritten Public Offering
Joint Bookrunner

Press Release
GreenBox POS

December 1, 2020

GreenBox POS
(OTCQB: GRBX)

$3,200,000

Private Placement
Exclusive Placement Agent

Press Release
Ontrak, Inc.

December 1, 2020

Ontrak, Inc.
(Nasdaq: OTRK)

$42,817,500

Follow-On Offering
Co-Manager

Press Release