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Transactions

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Torchlight

January 1, 2020

Torchlight
(Nasdaq: TRCH)

$2,300,000

Follow-On Offering
Sole Bookrunner

Press Release
CEL-SCI Corporation

December 1, 2019

CEL-SCI Corporation
(NYSE: CVM)

$6,325,000

Follow-On Offering
Sole Bookrunner

Press Release
Scynexis

December 1, 2019

Scynexis
(Nasdaq: SCYX)

$35,000,000

Follow-On Offering
Co-Manager

Press Release
Arcimoto

November 1, 2019

Arcimoto
(Nasdaq: FUV)

$9,000,000

Follow-On Offering
Joint Bookrunner

Press Release
Cocrystal Pharma

October 1, 2019

Cocrystal Pharma
(Nasdaq: COCP)

$3,000,000

Follow-On Offering
Sole Bookrunner

Press Release
Stemline Therapeutics, Inc.

August 1, 2019

Stemline Therapeutics, Inc.
(Nasdaq: STML)

$76,250,000

Follow-On Offering
Co-Manager

Press Release
Sigma Labs

July 1, 2019

Sigma Labs
(Nasdaq: SGLB)

$2,300,000

Follow-On Offering
Sole Bookrunner

Press Release
Tonix Pharmaceuticals

July 1, 2019

Tonix Pharmaceuticals
(Nasdaq: TNXP)

$5,400,000

Follow-On Offering
Sole Bookrunner

Press Release
Document Security Systems

June 1, 2019

Document Security Systems
(NYSE: DSS)

$5,859,593

Follow-On Offering
Sole Bookrunner

Press Release
Gladstone Land

June 1, 2019

Gladstone Land
(Nasdaq: LAND)

$23,460,000

Follow-On Offering
Co-Manager

Press Release
Jiayin Group Inc

May 1, 2019

Jiayin Group Inc
(Nasdaq: JFIN)

$36,750,000

Follow-On Offering
Co-Manager

Press Release
Medalist Diversified REIT

May 1, 2019

Medalist Diversified REIT
(Nasdaq: MDRR)

$9,199,167

Follow-On Offering
Sole Bookrunner

Press Release