Transactions

March 1, 2020

IDW Media Holdings, Inc.
(OTCPK: IDWM)

$12,300,000

Private Placement
Financial Advisor

February 1, 2020

Digital Ally
(Nasdaq: DGLY)

$2,900,000

Follow-On Offering
Sole Bookrunner

February 1, 2020

Document Security Systems
(NYSE: DSS)

$4,600,000

Follow-On Offering
Sole Bookrunner

February 1, 2020

Medalist Diversified REIT
(Nasdaq: MDRR)

$4,600,000

Preferred / Senior Notes
Sole Bookrunner

February 1, 2020

Zedge, Inc.
(NYSE: ZDGE)

$2,250,000

Registered Direct
Financial Advisor

February 1, 2020

Ondas Networks
(OTCPK: ONDS)

Financial Advisor

February 1, 2020

IQ International
(ETR: IQL)

Financial Advisor

January 1, 2020

Avinger
(Nasdaq: AVGR)

$4,500,000

Follow-On Offering
Sole Bookrunner

January 1, 2020

NanoViricides
(AMEX: NNVC)

$8,625,000

Follow-On Offering
Sole Bookrunner

January 1, 2020

Torchlight
(Nasdaq: TRCH)

$2,300,000

Follow-On Offering
Sole Bookrunner

December 1, 2019

CEL-SCI Corporation
(NYSE: CVM)

$6,325,000

Follow-On Offering
Sole Bookrunner

December 1, 2019

Indonesia Energy Corp.
(NYSE: INDO)

$15,000,007

Sole Bookrunner