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Transactions

Helping to create prosperity from ambition.

August 2023

LQR House Inc.

Nasdaq: LQR

$5,750,000

Initial Public Offering

Sole Bookrunner*

PRESS RELEASE

August 2023

Environmental Solutions Group Holdings Limited Merger with Genesis Unicorn Capital Corp.

~$100,770,000

Business Combination

Capital Markets Advisor*

PRESS RELEASE

July 2023

Keen Vision Acquisition Corporation

Nasdaq: KVACU

$149,500,000

SPAC IPO

Lead Bookrunner*

PRESS RELEASE

June 2023

American Rebel Holdings, Inc.

Nasdaq: AREB

$3,000,000

Private Placement

Exclusive Placement Agent*

PRESS RELEASE

June 2023

SMX (Security Matters) Public Limited Company

Nasdaq: SMX

$3,200,000

Underwritten Public Offering

Sole Bookrunner*

PRESS RELEASE

June 2023

Bone Biologics Corporation

Nasdaq: BBLG

$5,000,000

Underwritten Public Offering

Sole Bookrunner*

PRESS RELEASE

June 2023

Clene Inc.

Nasdaq: CLNN

$40,000,000

Underwritten Public Offering

Co-Manager*

PRESS RELEASE

May 2023

Biocept, Inc.

Nasdaq: BIOC

$4,999,998

Underwritten Public Offering

Sole Bookrunner*

PRESS RELEASE

May 2023

Bright Green Corporation

Nasdaq: BGXX

$3,500,000

Private Placement

Exclusive Placement Agent*

PRESS RELEASE

May 2023

Guardforce AI Co., Limited

Nasdaq: GFAI

$13,799,759

Underwritten Public Offering

Sole Bookrunner*

PRESS RELEASE

May 2023

Guardforce AI Co., Limited

Nasdaq: GFAI

$9,199,997

Underwritten Public Offering

Sole Bookrunner*

PRESS RELEASE

April 2023

Sidus Space, Inc.

Nasdaq: SIDU

$11,248,025

Underwritten Public Offering

Joint Bookrunner*

PRESS RELEASE
Disclosure

* All securities offered through a broker-dealer affiliated with the principals of E.F. Hutton & Co. LLC. All such deals were conducted through EF Hutton LLC (CRD# 103792, 2020-2024). E.F. Hutton & Co. LLC had no involvement in the transactions from 2020-2024.

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