Transaction - EF Hutton

Transactions

Helping to create prosperity from ambition.

March 2023

Four Leaf Acquisition Corporation

Nasdaq: FORLU

$54,210,000

SPAC IPO

Sole Bookrunner*

March 2023

Reliance Global Group, Inc.

Nasdaq: RELI

$4,000,000

Private Placement

Exclusive Placement Agent*

March 2023

Lionheart III Corp. Merger with Security Matters Ltd.

Nasdaq: SMX

~$225,000,000

Business Combination

Financial Advisor*

March 2023

Unicycive Therapeutics, Inc.

Nasdaq: UNCY

$30,000,000

Private Placement

Exclusive Placement Agent*

March 2023

Treasure Global Inc.

Nasdaq: TGL

$5,500,000

Private Placement

Exclusive Placement Agent*

February 2023

Maxpro Capital Acquisition Corp.

Nasdaq: JMACU

$23,650,000

Private Placement

Exclusive Placement Agent*

February 2023

Ocean Biomedical, Inc. Merger with Aesther Healthcare Acquisition Corp.

Nasdaq: OCEA

$274,875,000

Capital Markets Advisor*

February 2023

Hempacco Co., Inc.

Nasdaq: HPCO

$7,245,000

Underwritten Public Offering

Joint Bookrunner*

February 2023

Pono Capital Three, Inc.

Nasdaq: PTHRU

$115,000,000

SPAC IPO

Sole Bookrunner*

February 2023

Sonnet BioTherapeutics, Inc.

Nasdaq: SONN

$15,000,000

Underwritten Public Offering

Joint Bookrunner*

February 2023

AERWINS Technologies, Inc. Merger with Pono Capital Corp.

~$600,000,000

Financial Advisor*

January 2023

AppTech Payments Corp.

Nasdaq: APCX

$5,000,001

Registered Direct Offering and Concurrent Private Placement

Exclusive Placement Agent*

Disclosure

* All securities offered through a broker-dealer affiliated with the principals of E.F. Hutton & Co. LLC. All such deals were conducted through EF Hutton LLC (CRD# 103792, 2020-2024). E.F. Hutton & Co. LLC had no involvement in the transactions from 2020-2024.

Division

The management team serves as a trusted advisor, providing strategic guidance and fostering collaboration across diverse divisions within the investment bank. Their expertise ensures seamless integration and alignment to drive success across all facets of the organization.

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Internship Program

The Hutton Summer Internship Program offers undergraduate and graduate students an opportunitg to learn about financial services while working alongside our team of knowledgeable professionals. Through an eight-week immersive experience. participants join our workforce and contribute to daily tasks and firm project work within their designated departments. r-ocused on helping Our interns strengthen their skills, Our program exposes participants to facets Of the financial services industru and helps refine their career goals and interests.

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Transactions

Four Leaf Acquisition Corporation

Nasdaq: FORLU

$54,210,000

Reliance Global Group, Inc.

Nasdaq: RELI

$4,000,000

Lionheart III Corp. Merger with Security Matters Ltd.

Nasdaq: SMX

~$225,000,000

Unicycive Therapeutics, Inc.

Nasdaq: UNCY

$30,000,000

Treasure Global Inc.

Nasdaq: TGL

$5,500,000

Maxpro Capital Acquisition Corp.

Nasdaq: JMACU

$23,650,000

Ocean Biomedical, Inc. Merger with Aesther Healthcare Acquisition Corp.

Nasdaq: OCEA

$274,875,000

Hempacco Co., Inc.

Nasdaq: HPCO

$7,245,000

Pono Capital Three, Inc.

Nasdaq: PTHRU

$115,000,000

Sonnet BioTherapeutics, Inc.

Nasdaq: SONN

$15,000,000

AERWINS Technologies, Inc. Merger with Pono Capital Corp.

~$600,000,000

AppTech Payments Corp.

Nasdaq: APCX

$5,000,001

Disclosure

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Division

Internship Program