Transactions

Helping to create prosperity from ambition.

March 2023

Reliance Global Group, Inc.

Nasdaq: RELI

$4,000,000

Private Placement

Exclusive Placement Agent

March 2023

Lionheart III Corp. Merger with Security Matters Ltd.

Nasdaq: SMX

~$225,000,000

Business Combination

Financial Advisor

March 2023

Unicycive Therapeutics, Inc.

Nasdaq: UNCY

$30,000,000

Private Placement

Exclusive Placement Agent

March 2023

Treasure Global Inc.

Nasdaq: TGL

$5,500,000

Private Placement

Exclusive Placement Agent

February 2023

Maxpro Capital Acquisition Corp.

Nasdaq: JMACU

$23,650,000

Private Placement

Exclusive Placement Agent

February 2023

Ocean Biomedical, Inc. Merger with Aesther Healthcare Acquisition Corp.

Nasdaq: OCEA

$274,875,000

Capital Markets Advisor

February 2023

Hempacco Co., Inc.

Nasdaq: HPCO

$7,245,000

Underwritten Public Offering

Joint Bookrunner

February 2023

Pono Capital Three, Inc.

Nasdaq: PTHRU

$115,000,000

SPAC IPO

Sole Bookrunner

February 2023

Sonnet BioTherapeutics, Inc.

Nasdaq: SONN

$15,000,000

Underwritten Public Offering

Joint Bookrunner

February 2023

AERWINS Technologies, Inc. Merger with Pono Capital Corp.

~$600,000,000

Financial Advisor

January 2023

AppTech Payments Corp.

Nasdaq: APCX

$5,000,001

Registered Direct Offering and Concurrent Private Placement

Exclusive Placement Agent

January 2023

Sidus Space, Inc.

Nasdaq: SIDU

$5,167,330

Underwritten Public Offering

Joint Bookrunner

Disclaimer

All investment banking transactions prior to 2025 were executed at a previous broker-dealer, and represent previous deal experience by current individuals currently associated with E.F. Hutton & Co.

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