Transactions

Helping to create prosperity from ambition.

September 2023

American Rebel Holdings, Inc.

Nasdaq: AREB

$3,287,555

Warrant Inducement

Agent

September 2023

SMX (Security Matters) Public Limited Company

Nasdaq: SMX

$4,290,000

Private Placement

Exclusive Placement Agent

August 2023

99 Acquisition Group Inc.

Nasdaq: NNAGU

$75,000,000

SPAC IPO

Sole Bookrunner

August 2023

SRM Entertainment, Inc.

Nasdaq: SRM

$6,250,000

Initial Public Offering

Sole Bookrunner

August 2023

LQR House Inc.

Nasdaq: LQR

$5,750,000

Initial Public Offering

Sole Bookrunner

August 2023

Environmental Solutions Group Holdings Limited Merger with Genesis Unicorn Capital Corp.

~$100,770,000

Business Combination

Capital Markets Advisor

July 2023

Keen Vision Acquisition Corporation

Nasdaq: KVACU

$149,500,000

SPAC IPO

Lead Bookrunner

June 2023

American Rebel Holdings, Inc.

Nasdaq: AREB

$3,000,000

Private Placement

Exclusive Placement Agent

June 2023

SMX (Security Matters) Public Limited Company

Nasdaq: SMX

$3,200,000

Underwritten Public Offering

Sole Bookrunner

June 2023

Clene Inc.

Nasdaq: CLNN

$40,000,000

Underwritten Public Offering

Co-Manager

June 2023

Bone Biologics Corporation

Nasdaq: BBLG

$5,000,000

Underwritten Public Offering

Sole Bookrunner

May 2023

Biocept, Inc.

Nasdaq: BIOC

$4,999,998

Underwritten Public Offering

Sole Bookrunner

Disclaimer

All investment banking transactions prior to 2025 were executed at a previous broker-dealer, and represent previous deal experience by current individuals currently associated with E.F. Hutton & Co.

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