Transaction - EF Hutton

Transactions

Helping to create prosperity from ambition.

September 2023

Solowin Holdings

Nasdaq: SWIN

$8,000,000

Initial Public Offering

Sole Bookrunner*

September 2023

American Rebel Holdings, Inc.

Nasdaq: AREB

$3,287,555

Warrant Inducement

Agent*

September 2023

SMX (Security Matters) Public Limited Company

Nasdaq: SMX

$4,290,000

Private Placement

Exclusive Placement Agent*

August 2023

99 Acquisition Group Inc.

Nasdaq: NNAGU

$75,000,000

SPAC IPO

Sole Bookrunner*

August 2023

SRM Entertainment, Inc.

Nasdaq: SRM

$6,250,000

Initial Public Offering

Sole Bookrunner*

August 2023

LQR House Inc.

Nasdaq: LQR

$5,750,000

Initial Public Offering

Sole Bookrunner*

August 2023

Environmental Solutions Group Holdings Limited Merger with Genesis Unicorn Capital Corp.

~$100,770,000

Business Combination

Capital Markets Advisor*

July 2023

Keen Vision Acquisition Corporation

Nasdaq: KVACU

$149,500,000

SPAC IPO

Lead Bookrunner*

June 2023

American Rebel Holdings, Inc.

Nasdaq: AREB

$3,000,000

Private Placement

Exclusive Placement Agent*

June 2023

SMX (Security Matters) Public Limited Company

Nasdaq: SMX

$3,200,000

Underwritten Public Offering

Sole Bookrunner*

June 2023

Clene Inc.

Nasdaq: CLNN

$40,000,000

Underwritten Public Offering

Co-Manager*

June 2023

Bone Biologics Corporation

Nasdaq: BBLG

$5,000,000

Underwritten Public Offering

Sole Bookrunner*

Disclosure

* All securities offered through a broker-dealer affiliated with the principals of E.F. Hutton & Co. LLC. All such deals were conducted through EF Hutton LLC (CRD# 103792, 2020-2024). E.F. Hutton & Co. LLC had no involvement in the transactions from 2020-2024.

Division

The management team serves as a trusted advisor, providing strategic guidance and fostering collaboration across diverse divisions within the investment bank. Their expertise ensures seamless integration and alignment to drive success across all facets of the organization.

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Internship Program

The Hutton Summer Internship Program offers undergraduate and graduate students an opportunitg to learn about financial services while working alongside our team of knowledgeable professionals. Through an eight-week immersive experience. participants join our workforce and contribute to daily tasks and firm project work within their designated departments. r-ocused on helping Our interns strengthen their skills, Our program exposes participants to facets Of the financial services industru and helps refine their career goals and interests.

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Transactions

Solowin Holdings

Nasdaq: SWIN

$8,000,000

American Rebel Holdings, Inc.

Nasdaq: AREB

$3,287,555

SMX (Security Matters) Public Limited Company

Nasdaq: SMX

$4,290,000

99 Acquisition Group Inc.

Nasdaq: NNAGU

$75,000,000

SRM Entertainment, Inc.

Nasdaq: SRM

$6,250,000

LQR House Inc.

Nasdaq: LQR

$5,750,000

Environmental Solutions Group Holdings Limited Merger with Genesis Unicorn Capital Corp.

~$100,770,000

Keen Vision Acquisition Corporation

Nasdaq: KVACU

$149,500,000

American Rebel Holdings, Inc.

Nasdaq: AREB

$3,000,000

SMX (Security Matters) Public Limited Company

Nasdaq: SMX

$3,200,000

Clene Inc.

Nasdaq: CLNN

$40,000,000

Bone Biologics Corporation

Nasdaq: BBLG

$5,000,000

Disclosure

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Division

Internship Program