Transactions

Helping to create prosperity from ambition.

April 2023

Enovix Corporation

Nasdaq: ENVX

$140,000,000

Convertible Senior Notes

Co-Manager*

April 2023

AERWINS Technologies Inc.

Nasdaq: AWIN

$5,000,000

Private Placement

Exclusive Placement Agent*

April 2023

Chanson International Holding

Nasdaq: CHSN

$13,560,000

Initial Public Offering

Sole Bookrunner*

March 2023

Hongli Group Inc.

Nasdaq: HLP

$8,250,000

Initial Public Offering

Sole Bookrunner*

March 2023

YanGuFang International Group Co., Ltd.

Nasdaq: YGF

$8,000,000

Initial Public Offering

Sole Bookrunner*

March 2023

Maxpro Capital Acquisition Corp. Merger with Apollomics Inc.

Nasdaq: APLM

~$919,000,000


Capital Markets Advisor*

March 2023

Oak Woods Acquisition Corporation

Nasdaq: OAKUU

$57,500,000

SPAC IPO

Sole Bookrunner*

March 2023

Four Leaf Acquisition Corporation

Nasdaq: FORLU

$54,210,000

SPAC IPO

Sole Bookrunner*

March 2023

Reliance Global Group, Inc.

Nasdaq: RELI

$4,000,000

Private Placement

Exclusive Placement Agent*

March 2023

Lionheart III Corp. Merger with Security Matters Ltd.

Nasdaq: SMX

~$225,000,000

Business Combination

Financial Advisor*

March 2023

Unicycive Therapeutics, Inc.

Nasdaq: UNCY

$30,000,000

Private Placement

Exclusive Placement Agent*

March 2023

Treasure Global Inc.

Nasdaq: TGL

$5,500,000

Private Placement

Exclusive Placement Agent*

Disclosure

* All securities offered through a broker-dealer affiliated with the principals of E.F. Hutton & Co. LLC. All such deals were conducted through EF Hutton LLC (CRD# 103792, 2020-2024). E.F. Hutton & Co. LLC had no involvement in the transactions from 2020-2024.

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