Transaction - EF Hutton

Transactions

Helping to create prosperity from ambition.

January 2023

Cetus Capital Acquisition Corp.

Nasdaq: CETU

$57,500,000

SPAC IPO

Sole Bookrunner

January 2023

Nine Energy Service, Inc.

NYSE: NINE

$300,000,000

Senior Secured Notes and Common Stock

Co-Manager

January 2023

Nemaura Medical Inc.

Nasdaq: NMRD

$8,393,361

Registered Direct Offering

Exclusive Placement Agent

January 2023

Grom Social Enterprises, Inc.

Nasdaq: GROM

$3,000,001

Private Placement

Exclusive Placement Agent

January 2023

Atlas Lithium Corp.

Nasdaq: ATLX

$4,657,500

Underwritten Public Offering and Uplisting

Sole Bookrunner

January 2023

Announced: Pogo Resources LLC Merger with HNR Acquisition Corp.

~$145,000,000⁽¹⁾

Capital Markets Advisor

January 2023

Announced: ConnectM Technology Solutions Inc. Merger with Monterey Capital Acquisition Corporation

~$145,000,000⁽¹⁾

Capital Markets Advisor

December 2022

Harrow Health, Inc.

Nasdaq: HROW

$35,000,000

Senior Notes

Lead Manager

December 2022

CTO Realty Growth, Inc.

NYSE: CTO

$65,600,000

Underwritten Public Offering

Co-Manager

December 2022

Grom Social Enterprises, Inc.

Nasdaq: GROM

$5,004,642

Follow-On Offering

Sole Bookrunner

December 2022

Announced: Modulex Modular Buildings Plc merger with PHP Ventures Acquisition Corp.

~$732,000,000

Capital Markets Advisor

November 2022

Announced: Arabian Entertainment Company, Ltd. Merger with Sagaliam Acquisition Corp.

~$227,280,000

SPAC IPO Underwriter

Disclaimer

All investment banking transactions prior to 2025 were executed at a previous broker-dealer, and represent previous deal experience by current individuals currently associated with E.F. Hutton & Co.

Division

The management team serves as a trusted advisor, providing strategic guidance and fostering collaboration across diverse divisions within the investment bank. Their expertise ensures seamless integration and alignment to drive success across all facets of the organization.

Learn More

Internship Program

The Hutton Summer Internship Program offers undergraduate and graduate students an opportunitg to learn about financial services while working alongside our team of knowledgeable professionals. Through an eight-week immersive experience. participants join our workforce and contribute to daily tasks and firm project work within their designated departments. r-ocused on helping Our interns strengthen their skills, Our program exposes participants to facets Of the financial services industru and helps refine their career goals and interests.

Learn More

Transactions

Cetus Capital Acquisition Corp.

Nasdaq: CETU

$57,500,000

Nine Energy Service, Inc.

NYSE: NINE

$300,000,000

Nemaura Medical Inc.

Nasdaq: NMRD

$8,393,361

Grom Social Enterprises, Inc.

Nasdaq: GROM

$3,000,001

Atlas Lithium Corp.

Nasdaq: ATLX

$4,657,500

Announced: Pogo Resources LLC Merger with HNR Acquisition Corp.

~$145,000,000⁽¹⁾

Announced: ConnectM Technology Solutions Inc. Merger with Monterey Capital Acquisition Corporation

~$145,000,000⁽¹⁾

Harrow Health, Inc.

Nasdaq: HROW

$35,000,000

CTO Realty Growth, Inc.

NYSE: CTO

$65,600,000

Grom Social Enterprises, Inc.

Nasdaq: GROM

$5,004,642

Announced: Modulex Modular Buildings Plc merger with PHP Ventures Acquisition Corp.

~$732,000,000

Announced: Arabian Entertainment Company, Ltd. Merger with Sagaliam Acquisition Corp.

~$227,280,000

Disclaimer

STAY CONNECTED

STAY CONNECTED

Division

Internship Program