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Transactions

Helping to create prosperity from ambition.

July 2026

Glucotrack, Inc.

Nasdaq: GCTK

$5,705,128

Convertible Note

Exclusive Placement Agent

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July 2026

Glucotrack, Inc. Merger with Lokahi Therapeutics, Inc.

Business Combination

Exclusive M&A Advisor

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June 2026

VCI Global Limited

Nasdaq: VCIG

$6,870,416

Warrant Exercise

Financial Advisor

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May 2026

EcoModular, Inc.

Private Placement

Exclusive Placement Agent

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May 2026

HCW Biologics Inc.

Nasdaq: HCWB

$4,000,000

Private Placement

Exclusive Placement Agent

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May 2026

XORTX Therapeutics Inc.

Nasdaq: XRTX

$5,000,000

Public Offering

Exclusive Placement Agent

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May 2026

iSpecimen Inc.

Nasdaq: ISPC

$2,500,000

Private Placement

Exclusive Placement Agent

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May 2026

United Dogecoin Inc.

$9,550,000

Convertible Preferred

Exclusive Placement Agent

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May 2026

United Dogecoin Inc. Merger with Shuttle Pharmaceuticals Holdings Inc.

Business Combination

Exclusive M&A Advisor

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March 2026

VCI Global Limited

Nasdaq: VCIG

$5,000,000

Registered Direct Offering

Exclusive Placement Agent

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March 2026

Shuttle Pharmaceuticals

Nasdaq: SHPH

$3,500,000

Public Offering

Exclusive Placement Agent

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February 2026

E.F. Hutton Advises Two Texas Presidents in AVKHA Equity Holdings’ Acquisition of Dart Transit Group

Financial Advisor

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Disclosure

* All securities offered through a broker-dealer affiliated with the principals of E.F. Hutton & Co. LLC. All such deals were conducted through EF Hutton LLC (CRD# 103792, 2020-2024). E.F. Hutton & Co. LLC had no involvement in the transactions from 2020-2024.

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