Transactions

Helping to create prosperity from ambition.

October 2023

LQR House Inc.

Nasdaq: LQR

$5,400,000

Underwritten Public Offering

Sole Bookrunner*

October 2023

Quetta Acquisition Corporation

Nasdaq: QETAU

$69,000,000

SPAC IPO

Sole Bookrunner*

October 2023

Bruush Oral Care Inc.

Nasdaq: BRSH

$5,000,000

Private Placement

Exclusive Placement Agent*

September 2023

Estrella Biopharma, Inc. Merger with TradeUP Acquisition Corp.

~$325,000,000

Business Combination

Underwriter*

September 2023

Lead Real Estate Co.

Nasdaq: LRE

$8,001,000

Initial Public Offering

Lead Bookrunner*

September 2023

Grom Social Enterprises, Inc.

Nasdaq: GROM

$3,002,946

Underwritten Public Offering

Sole Bookrunner*

September 2023

Datasea Inc.

Nasdaq: DTSS

$2,000,000

Underwritten Public Offering

Sole Bookrunner*

September 2023

American Rebel Holdings, Inc.

Nasdaq: AREB

$3,287,555

Warrant Inducement

Agent*

September 2023

Solowin Holdings

Nasdaq: SWIN

$8,000,000

Initial Public Offering

Sole Bookrunner*

September 2023

SMX (Security Matters) Public Limited Company

Nasdaq: SMX

$4,290,000

Private Placement

Exclusive Placement Agent*

August 2023

99 Acquisition Group Inc.

Nasdaq: NNAGU

$75,000,000

SPAC IPO

Sole Bookrunner*

August 2023

SRM Entertainment, Inc.

Nasdaq: SRM

$6,250,000

Initial Public Offering

Sole Bookrunner*

Disclosure

* All securities offered through a broker-dealer affiliated with the principals of E.F. Hutton & Co. LLC. All such deals were conducted through EF Hutton LLC (CRD# 103792, 2020-2024). E.F. Hutton & Co. LLC had no involvement in the transactions from 2020-2024.

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