Transactions

Helping to create prosperity from ambition.

February 2023

Maxpro Capital Acquisition Corp.

Nasdaq: JMACU

$23,650,000

Private Placement

Exclusive Placement Agent*

February 2023

Ocean Biomedical, Inc. Merger with Aesther Healthcare Acquisition Corp.

Nasdaq: OCEA

$274,875,000


Capital Markets Advisor*

February 2023

Hempacco Co., Inc.

Nasdaq: HPCO

$7,245,000

Underwritten Public Offering

Joint Bookrunner*

February 2023

Pono Capital Three, Inc.

Nasdaq: PTHRU

$115,000,000

SPAC IPO

Sole Bookrunner*

February 2023

Sonnet BioTherapeutics, Inc.

Nasdaq: SONN

$15,000,000

Underwritten Public Offering

Joint Bookrunner*

February 2023

AERWINS Technologies, Inc. Merger with Pono Capital Corp.

~$600,000,000


Financial Advisor*

January 2023

AppTech Payments Corp.

Nasdaq: APCX

$5,000,001

Registered Direct Offering and Concurrent Private Placement

Exclusive Placement Agent*

January 2023

Sidus Space, Inc.

Nasdaq: SIDU

$5,167,330

Underwritten Public Offering

Joint Bookrunner*

January 2023

Cetus Capital Acquisition Corp.

Nasdaq: CETU

$57,500,000

SPAC IPO

Sole Bookrunner*

January 2023

Nine Energy Service, Inc.

NYSE: NINE

$300,000,000

Senior Secured Notes and Common Stock

Co-Manager*

January 2023

Nemaura Medical Inc.

Nasdaq: NMRD

$8,393,361

Registered Direct Offering

Exclusive Placement Agent*

January 2023

Grom Social Enterprises, Inc.

Nasdaq: GROM

$3,000,001

Private Placement

Exclusive Placement Agent*

Disclosure

* All securities offered through a broker-dealer affiliated with the principals of E.F. Hutton & Co. LLC. All such deals were conducted through EF Hutton LLC (CRD# 103792, 2020-2024). E.F. Hutton & Co. LLC had no involvement in the transactions from 2020-2024.

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