Transactions

Helping to create prosperity from ambition.

June 2021

American Resources Corporation

Nasdaq: AREC

$30,100,000

Registered Direct

Exclusive Placement Agent*

June 2021

Global Consumer Acquisition Company

Nasdaq: GACQU

$182,630,000

SPAC IPO

Sole Bookrunner*

June 2021

Atlanticus Holdings Corporation

Nasdaq: ATLC

$79,713,325

Preferred Stock Offering

Lead Manager*

June 2021

Splash Beverage Group Inc.

NYSE: SBEV

$15,000,000

Uplisting

and Underwritten Public Offering

Sole Bookrunner*

May 2021

Alfi, Inc.

Nasdaq: ALF

$17,807,840

Initial Public Offering

Sole Bookrunner*

May 2021

Babcock & Wilcox Enterprises, Inc.

NYSE: BW

$111,117,500

Preferred Stock Offering

Lead Manager*

May 2021

Maquia Capital Acquisition Corporation

Nasdaq: MAQCU

$173,097,190

SPAC IPO

Sole Bookrunner*

May 2021

Data Knights Acquisition Corporation

Nasdaq: DKDCU

$115,000,000

SPAC IPO

Sole Bookrunner*

May 2021

Monaker Group, Inc.

Nasdaq: MKGI

$9,286,250

Underwritten Public Offering

Sole Bookrunner*

May 2021

Digital Brands Group, Inc.

Nasdaq: DBGI

$11,499,999

Initial Public Offering

Sole Bookrunner*

May 2021

Aries I Acquisition Corporation

Nasdaq: RAMMU

$143,750,000

SPAC IPO

Joint Bookrunner*

May 2021

SANUWAVE Health, Inc.

OTCQB: SNWV

Private Placement

Exclusive Placement Agent*

Disclosure

* All securities offered through a broker-dealer affiliated with the principals of E.F. Hutton & Co. LLC. All such deals were conducted through EF Hutton LLC (CRD# 103792, 2020-2024). E.F. Hutton & Co. LLC had no involvement in the transactions from 2020-2024.

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