Transactions

Helping to create prosperity from ambition.

March 2021

Hoth Therapeutics Inc.

Nasdaq: HOTH

$15,000,000

Private Placement

Financial Advisor*

March 2021

The Glimpse Group

Private Placement

Placement Agent*

March 2021

Cootek (Cayman) Inc.

NYSE: CTK

$20,000,000

Private Placement

Exclusive Placement Agent*

March 2021

Healthcare Triangle Inc.

$4,000,000

Private Placement

Placement Agent*

March 2021

IMAC Holdings, Inc.

Nasdaq: IMAC

$19,550,000

Underwritten Public Offering

Sole Bookrunner*

March 2021

Agriforce Growing Systems, Ltd.

Private Placement

Placement Agent*

March 2021

Infinity Energy Resources, Inc.

OTCPK: IFNY

Advisory

Financial Advisor*

March 2021

B. Riley Financial, Inc.

Nasdaq: RILY

$159,493,250

Senior Notes

Co-Manager*

March 2021

Wizard Brands, Inc.

OTCPK: WIZD

Private Placement

Placement Agent*

March 2021

Integrated Ventures, Inc.

OTCPK: INTV

$9,000,000

Registered Direct

Exclusive Placement Agent*

March 2021

Dragon Victory International Limited

Nasdaq: LYL

$6,000,000

Private Placement

Exclusive Placement Agent*

February 2021

GreenBox POS

Nasdaq: GBOX

$50,111,250

Uplisting

and Underwritten Public Offering

Sole Bookrunner*

Disclosure

* All securities offered through a broker-dealer affiliated with the principals of E.F. Hutton & Co. LLC. All such deals were conducted through EF Hutton LLC (CRD# 103792, 2020-2024). E.F. Hutton & Co. LLC had no involvement in the transactions from 2020-2024.

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