Transactions

Helping to create prosperity from ambition.

June 2021

Synchronoss Technologies, Inc.

Nasdaq: SNCR

$125,000,000

Senior Notes

Lead Manager

June 2021

Grom Social Enterprises, Inc.

Nasdaq: GROM

$11,496,384

Underwritten Public
Offering and Uplisting

Sole Bookrunner

June 2021

Taronis Fuels, Inc.

OTCQB: TRNF

$16,496,004

Private Placement

Executive Placement Agent

June 2021

CEL-SCI Corporation

NYSE: CVM

$36,418,200

Bought Underwritten Public Offering

Sole Bookrunner

June 2021

American Resources Corporation

Nasdaq: AREC

$30,100,000

Registered Direct

Exclusive Placement Agent

June 2021

Global Consumer Acquisition Company

Nasdaq: GACQU

$182,630,000

SPAC IPO

Sole Bookrunner

June 2021

Atlanticus Holdings Corporation

Nasdaq: ATLC

$79,713,325

Preferred Stock Offering

Lead Manager

June 2021

Splash Beverage Group Inc.

NYSE: SBEV

$15,000,000

Uplisting

and Underwritten Public Offering
Sole Bookrunner

May 2021

Alfi, Inc.

Nasdaq: ALF

$17,807,840

Initial Public Offering

Sole Bookrunner

May 2021

Babcock & Wilcox Enterprises, Inc.

NYSE: BW

$111,117,500

Preferred Stock Offering
Lead Manager

May 2021

Maquia Capital Acquisition Corporation

Nasdaq: MAQCU

$173,097,190

SPAC IPO

Sole Bookrunner

May 2021

Data Knights Acquisition Corporation

Nasdaq: DKDCU

$115,000,000

SPAC IPO

Sole Bookrunner

Disclaimer

All investment banking transactions prior to 2025 were executed at a previous broker-dealer, and represent previous deal experience by current individuals currently associated with E.F. Hutton & Co.

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