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Transactions

Helping to create prosperity from ambition.

August 2021

DatChat, Inc.

Nasdaq: DATS

$13,799,999

Initial Public Offering

Lead Bookrunner*

PRESS RELEASE

August 2021

PHP Ventures Acquisition Corp.

Nasdaq: PPHPU

$57,500,000

SPAC IPO

Sole Bookrunner*

PRESS RELEASE

August 2021

Pono Capital Corp.

Nasdaq: PONOU

$115,000,000

SPAC IPO

Sole Bookrunner*

PRESS RELEASE

August 2021

BioVie, Inc.

Nasdaq: BIVI

$20,736,000

Underwritten Public Offering

Financial Advisor*

PRESS RELEASE

August 2021

TRxADE HEALTH, Inc.

Nasdaq: MEDS

$9,000,000

ATM Offering

Sales Agent*

PRESS RELEASE

August 2021

B. Riley Financial, Inc.

Nasdaq: RILY

$316,250,000

Senior Notes

Lead Manager*

PRESS RELEASE

August 2021

Nova Vision Acquisition Corp.

Nasdaq: NOVVU

$57,500,000

SPAC IPO

Joint Bookrunner*

PRESS RELEASE

August 2021

Gladstone Acquisition Corp.

Nasdaq: GLEEU

$104,924,800

SPAC IPO

Sole Bookrunner*

PRESS RELEASE

August 2021

IDW Media Holdings, Inc.

NYSE: IDW

$10,350,000

Underwritten Public Offering
and Uplisting

Sole Bookrunner*

PRESS RELEASE

July 2021

TradeUP Acquisition Corp.

Nasdaq: UPTDU

$44,300,000

SPAC IPO

Joint Bookrunner*

PRESS RELEASE

July 2021

AgriFORCE Growing Systems, Ltd.

Nasdaq: AGRI

$15,639,994

Initial Public Offering

Sole Bookrunner*

PRESS RELEASE

July 2021

Applied UV, Inc.

Nasdaq: AUVI

$13,800,000

Preferred Stock Offering

Joint Bookrunner*

PRESS RELEASE
Disclosure

* All securities offered through a broker-dealer affiliated with the principals of E.F. Hutton & Co. LLC. All such deals were conducted through EF Hutton LLC (CRD# 103792, 2020-2024). E.F. Hutton & Co. LLC had no involvement in the transactions from 2020-2024.

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