Transaction - EF Hutton

Transactions

Helping to create prosperity from ambition.

June 2021

The Glimpse Group, Inc.

Nasdaq: VRAR

$14,087,500

Initial Public Offering

Sole Bookrunner*

June 2021

Synchronoss Technologies, Inc.

Nasdaq: SNCR

$125,000,000

Senior Notes

Lead Manager

*

June 2021

Grom Social Enterprises, Inc.

Nasdaq: GROM

$11,496,384

Underwritten Public
Offering and Uplisting

Sole Bookrunner*

June 2021

Taronis Fuels, Inc.

OTCQB: TRNF

$16,496,004

Private Placement

Executive Placement Agent*

June 2021

CEL-SCI Corporation

NYSE: CVM

$36,418,200

Bought Underwritten Public Offering

Sole Bookrunner*

June 2021

American Resources Corporation

Nasdaq: AREC

$30,100,000

Registered Direct

Exclusive Placement Agent*

June 2021

Global Consumer Acquisition Company

Nasdaq: GACQU

$182,630,000

SPAC IPO

Sole Bookrunner*

June 2021

Atlanticus Holdings Corporation

Nasdaq: ATLC

$79,713,325

Preferred Stock Offering

Lead Manager*

June 2021

Splash Beverage Group Inc.

NYSE: SBEV

$15,000,000

Uplisting

and Underwritten Public Offering

Sole Bookrunner*

May 2021

Alfi, Inc.

Nasdaq: ALF

$17,807,840

Initial Public Offering

Sole Bookrunner*

May 2021

Babcock & Wilcox Enterprises, Inc.

NYSE: BW

$111,117,500

Preferred Stock Offering

Lead Manager*

May 2021

Maquia Capital Acquisition Corporation

Nasdaq: MAQCU

$173,097,190

SPAC IPO

Sole Bookrunner*

Disclosure

* All securities offered through a broker-dealer affiliated with the principals of E.F. Hutton & Co. LLC. All such deals were conducted through EF Hutton LLC (CRD# 103792, 2020-2024). E.F. Hutton & Co. LLC had no involvement in the transactions from 2020-2024.

Division

The management team serves as a trusted advisor, providing strategic guidance and fostering collaboration across diverse divisions within the investment bank. Their expertise ensures seamless integration and alignment to drive success across all facets of the organization.

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Internship Program

The Hutton Summer Internship Program offers undergraduate and graduate students an opportunitg to learn about financial services while working alongside our team of knowledgeable professionals. Through an eight-week immersive experience. participants join our workforce and contribute to daily tasks and firm project work within their designated departments. r-ocused on helping Our interns strengthen their skills, Our program exposes participants to facets Of the financial services industru and helps refine their career goals and interests.

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Transactions

The Glimpse Group, Inc.

Nasdaq: VRAR

$14,087,500

Synchronoss Technologies, Inc.

Nasdaq: SNCR

$125,000,000

Grom Social Enterprises, Inc.

Nasdaq: GROM

$11,496,384

Taronis Fuels, Inc.

OTCQB: TRNF

$16,496,004

CEL-SCI Corporation

NYSE: CVM

$36,418,200

American Resources Corporation

Nasdaq: AREC

$30,100,000

Global Consumer Acquisition Company

Nasdaq: GACQU

$182,630,000

Atlanticus Holdings Corporation

Nasdaq: ATLC

$79,713,325

Splash Beverage Group Inc.

NYSE: SBEV

$15,000,000

Alfi, Inc.

Nasdaq: ALF

$17,807,840

Babcock & Wilcox Enterprises, Inc.

NYSE: BW

$111,117,500

Maquia Capital Acquisition Corporation

Nasdaq: MAQCU

$173,097,190

Disclosure

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Division

Internship Program