Transaction - EF Hutton

Transactions

Helping to create prosperity from ambition.

February 2021

PEDEVCO Corp.

NYSE: PED

$8,952,750

Underwritten Public Offering

Sole Bookrunner*

February 2021

SPI Energy Co., Ltd.

Nasdaq: SPI

$14,732,396

Registered Direct

Placement Agent*

February 2021

Reliance Global Group

Nasdaq: RELI

$12,420,000

Uplisting

and Underwritten Public Offering

Sole Bookrunner*

February 2021

COMSovereign Holding Corp.

Nasdaq: COMS

$27,599,997

Underwritten Public Offering

Sole Bookrunner*

February 2021

Babcock & Wilcox Enterprises, Inc.

NYSE: BW

$125,000,000

Senior Notes Offering

Co-Manager*

February 2021

Longeveron

Nasdaq: LGVN

$29,100,000

Initial Public Offering

Sole Bookrunner*

February 2021

U.S. Energy Corp.

Nasdaq: USEG

$5,771,160

Underwritten Public Offering

Sole Bookrunner*

February 2021

Gaucho Group Holdings, Inc.

Nasdaq: VINO

$8,000,004

Uplisting

and Underwritten Public Offering

Sole Bookrunner*

January 2021

Benessere Capital Acquisition Corp.

Nasdaq: BENEU

$115,000,000

SPAC IPO

Sole Bookrunner*

January 2021

Digital Ally Inc.

Nasdaq: DGLY

$30,955,000

Registered Direct

Exclusive Placement Agent*

January 2021

Gladstone Land Corp.

Nasdaq: LAND

$52,500,000

Preferred

Series D Cumulative Term*

January 2021

Cootek (Cayman) Inc.

NYSE: CTK

$10,000,000

Private Placement

Exclusive Placement Agent*

Disclosure

* All securities offered through a broker-dealer affiliated with the principals of E.F. Hutton & Co. LLC. All such deals were conducted through EF Hutton LLC (CRD# 103792, 2020-2024). E.F. Hutton & Co. LLC had no involvement in the transactions from 2020-2024.

Division

The management team serves as a trusted advisor, providing strategic guidance and fostering collaboration across diverse divisions within the investment bank. Their expertise ensures seamless integration and alignment to drive success across all facets of the organization.

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Internship Program

The Hutton Summer Internship Program offers undergraduate and graduate students an opportunitg to learn about financial services while working alongside our team of knowledgeable professionals. Through an eight-week immersive experience. participants join our workforce and contribute to daily tasks and firm project work within their designated departments. r-ocused on helping Our interns strengthen their skills, Our program exposes participants to facets Of the financial services industru and helps refine their career goals and interests.

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Transactions

PEDEVCO Corp.

NYSE: PED

$8,952,750

SPI Energy Co., Ltd.

Nasdaq: SPI

$14,732,396

Reliance Global Group

Nasdaq: RELI

$12,420,000

COMSovereign Holding Corp.

Nasdaq: COMS

$27,599,997

Babcock & Wilcox Enterprises, Inc.

NYSE: BW

$125,000,000

Longeveron

Nasdaq: LGVN

$29,100,000

U.S. Energy Corp.

Nasdaq: USEG

$5,771,160

Gaucho Group Holdings, Inc.

Nasdaq: VINO

$8,000,004

Benessere Capital Acquisition Corp.

Nasdaq: BENEU

$115,000,000

Digital Ally Inc.

Nasdaq: DGLY

$30,955,000

Gladstone Land Corp.

Nasdaq: LAND

$52,500,000

Cootek (Cayman) Inc.

NYSE: CTK

$10,000,000

Disclosure

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Division

Internship Program