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Transactions

Helping to create prosperity from ambition.

May 2021

COMSovereign Holding Corp.

Nasdaq: COMS

$10,000,000

Private Placement

Financial Advisor*

PRESS RELEASE

April 2021

Medalist Diversified REIT, Inc.

Nasdaq: MDRR

$12,000,000

Underwritten Public Offering

Sole Bookrunner*

PRESS RELEASE

April 2021

LIZHI Inc.

Nasdaq: LIZI

$30,000,002

Registered Direct

Exclusive Placement Agent*

PRESS RELEASE

April 2021

Muscle Maker Grill

Nasdaq: GRIL

Advisory

Financial Advisory*

PRESS RELEASE

April 2021

Troika Media Group, Inc.

Nasdaq: TRKA

$24,000,002

Initial Public Offering

Sole Bookrunner*

PRESS RELEASE

April 2021

Protagenic Therapeutics, Inc.

Nasdaq: PTIX

$13,197,000

Uplisting

and Underwritten Public Offering

Sole Bookrunner*

PRESS RELEASE

March 2021

American Acquisition Opportunity Inc.

Nasdaq: AMAOU

$105,060,020

SPAC IPO

Sole Bookrunnner*

PRESS RELEASE

March 2021

Hoth Therapeutics Inc.

Nasdaq: HOTH

$15,000,000

Private Placement

Financial Advisor*

PRESS RELEASE

March 2021

The Glimpse Group

Private Placement

Placement Agent*

PRESS RELEASE

March 2021

Cootek (Cayman) Inc.

NYSE: CTK

$20,000,000

Private Placement

Exclusive Placement Agent*

PRESS RELEASE

March 2021

Healthcare Triangle Inc.

$4,000,000

Private Placement

Placement Agent*

PRESS RELEASE

March 2021

IMAC Holdings, Inc.

Nasdaq: IMAC

$19,550,000

Underwritten Public Offering

Sole Bookrunner*

PRESS RELEASE
Disclosure

* All securities offered through a broker-dealer affiliated with the principals of E.F. Hutton & Co. LLC. All such deals were conducted through EF Hutton LLC (CRD# 103792, 2020-2024). E.F. Hutton & Co. LLC had no involvement in the transactions from 2020-2024.

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