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Transactions

Helping to create prosperity from ambition.

July 2021

Protagenic Therapeutics, Inc.

NASDAQ: PTIX

$10,000,000

ATM Offering

Sales Agent*

PRESS RELEASE

July 2021

HCW Biologics, Inc.

Nasdaq: HCWB

$56,000,000

Initial Public Offering

Sole Bookrunner*

PRESS RELEASE

June 2021

G Medical Innovations Holdings, Ltd.

Nasdaq: GMVD

$15,000,000

Initial Public Offering

Sole Bookrunner*

PRESS RELEASE

June 2021

Global Self Storage, Inc.

Nasdaq: SELF

$6,900,002

Underwritten Public Offering

Sole Bookrunner*

PRESS RELEASE

June 2021

Northern Lights Acquisition Corp.

Nasdaq: NLITU

$115,000,000

SPAC IPO

Sole Bookrunner*

PRESS RELEASE

June 2021

Grove, Inc.

Nasdaq: GRVI

$12,650,000

Initial Public Offering

Sole Bookrunner*

PRESS RELEASE

June 2021

Sonim Technologies, Inc.

Nasdaq: SONM

$10,000,000

ATM Offering

Sales Agent*

PRESS RELEASE

June 2021

The Glimpse Group, Inc.

Nasdaq: VRAR

$14,087,500

Initial Public Offering

Sole Bookrunner*

PRESS RELEASE

June 2021

Synchronoss Technologies, Inc.

Nasdaq: SNCR

$125,000,000

Senior Notes

Lead Manager*

PRESS RELEASE

June 2021

Grom Social Enterprises, Inc.

Nasdaq: GROM

$11,496,384

Underwritten Public
Offering and Uplisting

Sole Bookrunner*

PRESS RELEASE

June 2021

Taronis Fuels, Inc.

OTCQB: TRNF

$16,496,004

Private Placement

Executive Placement Agent*

PRESS RELEASE

June 2021

CEL-SCI Corporation

NYSE: CVM

$36,418,200

Bought Underwritten Public Offering

Sole Bookrunner*

PRESS RELEASE
Disclosure

* All securities offered through a broker-dealer affiliated with the principals of E.F. Hutton & Co. LLC. All such deals were conducted through EF Hutton LLC (CRD# 103792, 2020-2024). E.F. Hutton & Co. LLC had no involvement in the transactions from 2020-2024.

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