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Transactions

Helping to create prosperity from ambition.

March 2021

Agriforce Growing Systems, Ltd.

Private Placement

Placement Agent*

PRESS RELEASE

March 2021

Infinity Energy Resources, Inc.

OTCPK: IFNY

Advisory

Financial Advisor*

PRESS RELEASE

March 2021

B. Riley Financial, Inc.

Nasdaq: RILY

$159,493,250

Senior Notes

Co-Manager*

PRESS RELEASE

March 2021

Wizard Brands, Inc.

OTCPK: WIZD

Private Placement

Placement Agent*

PRESS RELEASE

March 2021

Integrated Ventures, Inc.

OTCPK: INTV

$9,000,000

Registered Direct

Exclusive Placement Agent*

PRESS RELEASE

March 2021

Dragon Victory International Limited

Nasdaq: LYL

$6,000,000

Private Placement

Exclusive Placement Agent*

PRESS RELEASE

February 2021

GreenBox POS

Nasdaq: GBOX

$50,111,250

Uplisting

and Underwritten Public Offering

Sole Bookrunner*

PRESS RELEASE

February 2021

PEDEVCO Corp.

NYSE: PED

$8,952,750

Underwritten Public Offering

Sole Bookrunner*

PRESS RELEASE

February 2021

SPI Energy Co., Ltd.

Nasdaq: SPI

$14,732,396

Registered Direct

Placement Agent*

PRESS RELEASE

February 2021

Reliance Global Group

Nasdaq: RELI

$12,420,000

Uplisting

and Underwritten Public Offering

Sole Bookrunner*

PRESS RELEASE

February 2021

COMSovereign Holding Corp.

Nasdaq: COMS

$27,599,997

Underwritten Public Offering

Sole Bookrunner*

PRESS RELEASE

February 2021

Babcock & Wilcox Enterprises, Inc.

NYSE: BW

$125,000,000

Senior Notes Offering

Co-Manager*

PRESS RELEASE
Disclosure

* All securities offered through a broker-dealer affiliated with the principals of E.F. Hutton & Co. LLC. All such deals were conducted through EF Hutton LLC (CRD# 103792, 2020-2024). E.F. Hutton & Co. LLC had no involvement in the transactions from 2020-2024.

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