Transaction - EF Hutton

Transactions

Helping to create prosperity from ambition.

August 2021

Gladstone Acquisition Corp.

Nasdaq: GLEEU

$104,924,800

SPAC IPO

Sole Bookrunner*

August 2021

IDW Media Holdings, Inc.

NYSE: IDW

$10,350,000

Underwritten Public Offering
and Uplisting

Sole Bookrunner

*

July 2021

TradeUP Acquisition Corp.

Nasdaq: UPTDU

$44,300,000

SPAC IPO

Joint Bookrunner

*

July 2021

AgriFORCE Growing Systems, Ltd.

Nasdaq: AGRI

$15,639,994

Initial Public Offering

Sole Bookrunner

*

July 2021

Applied UV, Inc.

Nasdaq: AUVI

$13,800,000

Preferred Stock Offering

Joint Bookrunner

*

July 2021

Protagenic Therapeutics, Inc.

Nasdaq: PTIX

$10,000,000

ATM Offering

Sales Agent

*

July 2021

HCW Biologics, Inc.

Nasdaq: HCWB

$56,000,000

Initial Public Offering

Sole Bookrunner

*

June 2021

G Medical Innovations Holdings, Ltd.

Nasdaq: GMVD

$15,000,000

Initial Public Offering

Sole Bookrunner

*

June 2021

Global Self Storage, Inc.

Nasdaq: SELF

$6,900,002

Underwritten Public Offering

Sole Bookrunner

*

June 2021

Northern Lights Acquisition Corp.

Nasdaq: NLITU

$115,000,000

SPAC IPO

Sole Bookrunner

*

June 2021

Grove, Inc.

Nasdaq: GRVI

$12,650,000

Initial Public Offering

Sole Bookrunner

*

June 2021

Sonim Technologies, Inc.

Nasdaq: SONM

$10,000,000

ATM Offering

Sales Agent*

Disclosure

* All securities offered through a broker-dealer affiliated with the principals of E.F. Hutton & Co. LLC. All such deals were conducted through EF Hutton LLC (CRD# 103792, 2020-2024). E.F. Hutton & Co. LLC had no involvement in the transactions from 2020-2024.

Division

The management team serves as a trusted advisor, providing strategic guidance and fostering collaboration across diverse divisions within the investment bank. Their expertise ensures seamless integration and alignment to drive success across all facets of the organization.

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Internship Program

The Hutton Summer Internship Program offers undergraduate and graduate students an opportunitg to learn about financial services while working alongside our team of knowledgeable professionals. Through an eight-week immersive experience. participants join our workforce and contribute to daily tasks and firm project work within their designated departments. r-ocused on helping Our interns strengthen their skills, Our program exposes participants to facets Of the financial services industru and helps refine their career goals and interests.

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Transactions

Gladstone Acquisition Corp.

Nasdaq: GLEEU

$104,924,800

IDW Media Holdings, Inc.

NYSE: IDW

$10,350,000

TradeUP Acquisition Corp.

Nasdaq: UPTDU

$44,300,000

AgriFORCE Growing Systems, Ltd.

Nasdaq: AGRI

$15,639,994

Applied UV, Inc.

Nasdaq: AUVI

$13,800,000

Protagenic Therapeutics, Inc.

Nasdaq: PTIX

$10,000,000

HCW Biologics, Inc.

Nasdaq: HCWB

$56,000,000

G Medical Innovations Holdings, Ltd.

Nasdaq: GMVD

$15,000,000

Global Self Storage, Inc.

Nasdaq: SELF

$6,900,002

Northern Lights Acquisition Corp.

Nasdaq: NLITU

$115,000,000

Grove, Inc.

Nasdaq: GRVI

$12,650,000

Sonim Technologies, Inc.

Nasdaq: SONM

$10,000,000

Disclosure

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Division

Internship Program