Transactions

Helping to create prosperity from ambition.

September 2021

Digital Brands Group, Inc.

Nasdaq: DBGI

$5,265,000

Private Placement

Exclusive Placement Agent

*

September 2021

Digital World Acquisition Corp.

Nasdaq: DWACU

$287,500,000

SPAC IPO

Sole Bookrunner

*

September 2021

Aesther Healthcare Acquisition Corp.

Nasdaq: AEHAU

$105,000,000

SPAC IPO

Sole Bookrunner

*

September 2021

Pasithea Therapeutics Corp.

Nasdaq: KTTA

$24,000,000

Initial Public Offering

Sole Bookrunner

*

August 2021

Charah Solutions, Inc.

NYSE: CHRA

$135,000,000

Senior Notes

Lead Manager

*

August 2021

DatChat, Inc.

Nasdaq: DATS

$13,799,999

Initial Public Offering

Lead Bookrunner

*

August 2021

PHP Ventures Acquisition Corp.

Nasdaq: PPHPU

$57,500,000

SPAC IPO

Sole Bookrunner

*

August 2021

Pono Capital Corp.

Nasdaq: PONOU

$115,000,000

SPAC IPO

Sole Bookrunner

*

August 2021

BioVie, Inc.

Nasdaq: BIVI

$20,736,000

Underwritten Public Offering

Financial Advisor

*

August 2021

TRxADE HEALTH, Inc.

Nasdaq: MEDS

$9,000,000

ATM Offering

Sales Agent

*

August 2021

B. Riley Financial, Inc.

Nasdaq: RILY

$316,250,000

Senior Notes

Lead Manager

*

August 2021

Nova Vision Acquisition Corp.

Nasdaq: NOVVU

$57,500,000

SPAC IPO

Joint Bookrunner*

Disclosure

* All securities offered through a broker-dealer affiliated with the principals of E.F. Hutton & Co. LLC. All such deals were conducted through EF Hutton LLC (CRD# 103792, 2020-2024). E.F. Hutton & Co. LLC had no involvement in the transactions from 2020-2024.

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