Transactions

Helping to create prosperity from ambition.

October 2021

Greenidge Generation Holdings Inc.

Nasdaq: GREE

$55,200,000

Senior Notes

Lead Manager*

October 2021

Fat Projects Acquisition Corp.

Nasdaq: FATPU

$115,000,000

SPAC IPO

Sole Bookrunner

*

October 2021

Healthcare Triangle, Inc.

Nasdaq: HCTI

$13,050,000

Initial Public Offering

Sole Bookrunner

*

October 2021

Superior Drilling Products, Inc.

NYSE: SDPI

$2,000,000

Registered Direct Offering

Exclusive Placement Agent

*

October 2021

Maxpro Capital Acquisition Corp.

Nasdaq: JMACU

$103,500,000

SPAC IPO

Sole Bookrunner*

October 2021

Parsec Capital Acquisitions Corp.

Nasdaq: PCXCU

$86,250,000

SPAC IPO

Sole Bookrunner*

October 2021

Healthcare Trust, Inc.

Nasdaq: HTIA

$90,750,000

Preferred Stock Offering

Co-Manager*

October 2021

PEDEVCO Corp.

NYSE: PED

$7,000,002

Registered Direct Offering

Joint Placement Agent*

October 2021

Announced: Trump Media & Technology Group with Digital World Acquisition Corp.

~$1,700,000,000

SPAC IPO Sole Bookrunner

September 2021

HHG Capital Corp.

Nasdaq: HHGCU

$57,500,000

SPAC IPO

Joint Bookrunner

*

September 2021

Guardforce AI Co., Ltd.

Nasdaq: GFAI

$15,000,000

Underwritten Public Offering
and Uplisting

Sole Bookrunner

*

September 2021

LifeMD, Inc.

Nasdaq: LFMD

$35,000,000

Preferred Stock Offering

Joint Bookrunner*

Disclosure

* All securities offered through a broker-dealer affiliated with the principals of E.F. Hutton & Co. LLC. All such deals were conducted through EF Hutton LLC (CRD# 103792, 2020-2024). E.F. Hutton & Co. LLC had no involvement in the transactions from 2020-2024.

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