Transactions

April 1, 2021

Medalist Diversified REIT, Inc.
(Nasdaq: MDRR)

$12,000,000

Underwritten Public Offering
Sole Bookrunner

March 1, 2021

Dragon Victory International Limited
(Nasdaq: LYL)

$6,000,000

Private Placement
Exclusive Placement Agent

March 1, 2021

Integrated Ventures, Inc.
(OTCPK: INTV)

$9,000,000

Registered Direct
Exclusive Placement Agent

March 1, 2021

Wizard Brands, Inc.
(OTCPK: WIZD)

Private Placement
Placement Agent

March 1, 2021

B. Riley Financial, Inc.
(Nasdaq: RILY)

$159,493,250

Senior Notes
Co-Manager

March 1, 2021

Infinity Energy Resources, Inc.
(OTCPK: IFNY)

Advisory
Financial Advisor

March 1, 2021

Agriforce Growing Systems, Ltd.
()

Private Placement
Placement Agent

March 1, 2021

IMAC Holdings, Inc.
(Nasdaq: IMAC)

$19,550,000

Underwritten Public Offering
Sole Bookrunner

March 1, 2021

Grom Social Enterprises Inc.
(OTCPK: GRMM)

Private Placement
Placement Agent

March 1, 2021

Healthcare Triangle Inc.
()

$4,000,000

Private Placement
Placement Agent

March 1, 2021

American Acquisition Opportunity Inc.
(Nasdaq: AMAOU)

$105,060,020

SPAC IPO
Sole Bookrunnner

March 1, 2021

Cootek (Cayman) Inc.
(NYSE: CTK)

$20,000,000

Private Placement
Exclusive Placement Agent