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Transactions

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G Medical Innovations Holdings, Ltd.

June 28, 2021

G Medical Innovations Holdings, Ltd.
(Nasdaq: GMVD)

$15,000,000

Initial Public Offering

Sole Bookrunner

Press Release
Grove, Inc.

June 24, 2021

Grove, Inc.
(Nasdaq: GRVI)

$12,650,000

Initial Public Offering

Sole Bookrunner

Press Release
Northern Lights Acquisition Corp.

June 25, 2021

Northern Lights Acquisition Corp.
(Nasdaq: NLITU)

$115,000,000

SPAC IPO

Sole Bookrunner

Press Release
Global Self Storage, Inc.

June 26, 2021

Global Self Storage, Inc.
(Nasdaq: SELF)

$6,900,002

Underwritten Public Offering
Sole Bookrunner

Press Release
Grom Social Enterprises, Inc.

June 12, 2021

Grom Social Enterprises, Inc.
(Nasdaq: GROM)

$11,496,384

Underwritten Public
Offering and Uplisting
Sole Bookrunner

Press Release
Splash Beverage Group Inc.

June 1, 2021

Splash Beverage Group Inc.
(NYSE: SBEV)

$15,000,000

Uplisting
and Underwritten Public Offering
Sole Bookrunner

Press Release
Global Consumer Acquisition Company

June 1, 2021

Global Consumer Acquisition Company
(Nasdaq: GACQU)

$182,630,000

SPAC IPO
Sole Bookrunner

Press Release
American Resources Corporation

June 1, 2021

American Resources Corporation
(Nasdaq: AREC)

$30,100,000

Registered Direct
Exclusive Placement Agent

Press Release
Atlanticus Holdings Corporation

June 1, 2021

Atlanticus Holdings Corporation
(Nasdaq: ATLC)

$79,713,325

Preferred Stock Offering
Lead Manager

Press Release
CEL-SCI Corporation

June 1, 2021

CEL-SCI Corporation
(NYSE: CVM)

$36,418,200

Bought Underwritten Public Offering
Sole Bookrunner

Press Release
Taronis Fuels, Inc.

June 1, 2021

Taronis Fuels, Inc.
(OTCQB: TRNF)

$16,496,004

Private Placement
Executive Placement Agent

Press Release
COMSovereign Holding Corp.

May 1, 2021

COMSovereign Holding Corp.
(Nasdaq: COMS)

$10,000,000

Private Placement
Financial Advisor

Press Release