Transactions

May 1, 2021

SANUWAVE Health, Inc.
(OTCQB: SNWV)

Private Placement
Exclusive Placement Agent

May 1, 2021

Aries I Acquisition Corporation
(Nasdaq: RAMMU)

$143,750,000

SPAC IPO
Joint Bookrunner

May 1, 2021

Digital Brands Group, Inc.
(Nasdaq: DBGI)

$11,499,999

Initial Public Offering
Sole Bookrunner

May 1, 2021

Monaker Group, Inc.
(Nasdaq: MKGI)

$9,286,250

Underwritten Public Offering
Sole Bookrunner

May 1, 2021

Data Knights Acquisition Corporation
(Nasdaq: DKDCU)

$115,000,000

SPAC IPO
Sole Bookrunner

May 1, 2021

Maquia Capital Acquisition Corporation
(Nasdaq: MAQCU)

$173,097,190

SPAC IPO
Sole Bookrunner

May 1, 2021

Babcock & Wilcox Enterprises, Inc.
(NYSE: BW)

$111,117,500

Preferred Stock Offering
Lead Manager

May 1, 2021

Alfi, Inc.
(Nasdaq: ALF)

$17,807,840

Initial Public Offering
Sole Bookrunner

April 1, 2021

Protagenic Therapeutics, Inc.
(Nasdaq: PTIX)

$13,197,000

Uplisting
and Underwritten Public Offering
Sole Bookrunner

April 1, 2021

Troika Media Group, Inc.
(Nasdaq: TRKA)

$24,000,002

Initial Public Offering
Sole Bookrunner

April 1, 2021

Muscle Maker Grill
(Nasdaq: GRIL)

Advisory
Financial Advisory

April 1, 2021

LIZHI Inc.
(Nasdaq: LIZI)

$30,000,002

Registered Direct
Exclusive Placement Agent