Transactions

Helping to create prosperity from ambition.

January 2022

EVmo, Inc.

OTCPK: YAYO

$13,700,000

Underwritten Public Offering

Sole Bookrunner*

January 2022

AppTech Payment Corp.

Nasdaq: APCX

$15,000,000

Underwritten Public Offering and Uplisting

Sole Bookrunner*

January 2022

Hour Loop, Inc.

Nasdaq: HOUR

$6,900,000

Initial Public Offering

Sole Bookrunner*

January 2022

AFC Gamma, Inc.

Nasdaq: AFCG

$70,725,000

Underwritten Public Offering

Joint Bookrunner*

January 2022

Technology & Telecommunication Acquisition Corp.

Nasdaq: TETEU

$115,000,000

SPAC IPO

Sole Bookrunnner*

January 2022

Guardforce AI Co. Ltd.

Nasdaq: GFAI

$10,295,996

Private Placement

Exclusive Placement Agent*

January 2022

DUET Acquisition Corp.

Nasdaq: DUETU

$86,250,000

SPAC IPO

Sole Bookrunner*

January 2022

Renovare Environmental, Inc.

Nasdaq: RENO

$1,285,000

Private Placement

Co-Placement Agent*

January 2022

Indonesia Energy Corp.

NYSE: INDO

$7,000,000

Private Placement

Exclusive Placement Agent*

January 2022

CareCloud, Inc.

Nasdaq: MTBC

$25,000,000

Preferred Stock Offering

Joint Bookrunner*

December 2021

Longeveron Inc.

Nasdaq: LGVN

$20,462,540

Private Placement

Exclusive Placement Agent *

December 2021

B. Riley Financial, Inc.

Nasdaq: RILY

$322,679,225

Senior Notes

Lead Manager*

Disclosure

* All securities offered through a broker-dealer affiliated with the principals of E.F. Hutton & Co. LLC. All such deals were conducted through EF Hutton LLC (CRD# 103792, 2020-2024). E.F. Hutton & Co. LLC had no involvement in the transactions from 2020-2024.

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