Transactions

Helping to create prosperity from ambition.

August 2022

Announced: Caspi Oil Gas LLP Merger with Liberty Resources Acquisition Corp.

~$427,700,000

SPAC IPO Underwriter

August 2022

Treasure Global Inc

Nasdaq: TGL

$9,200,000

Initial Public Offering

Sole Bookrunner*

August 2022

Reborn Coffee, Inc.

Nasdaq: REBN

$7,200,000

Initial Public Offering

Sole Bookrunner*

August 2022

Embrace Change Acquisition Corp.

Nasdaq: EMCGU

$73,928,550

SPAC IPO

Sole Bookrunner*

July 2022

American Rebel Holdings, Inc.

Nasdaq: AREB

$12,887,976

Private Placement

Exclusive Placement Agent*

July 2022

Announced: AnyTech365 Merger with DUET Acquisition Corp.

~$287,000,000

SPAC IPO Sole Bookrunner

July 2022

AgriFORCE Growing Systems Ltd.

Nasdaq: AGRI

$14,025,000

Convertible Debt Facility

Exclusive Placement Agent*

July 2022

Announced: Security Matters Limited Merger with Lionheart III Corp

~$244,400,000

Capital Markets Advisor

July 2022

Closed: FiscalNote Holdings, Inc., Merger with Duddell Street Acquisition Corp.

$1,188,000,000

Capital Markets Advisor

July 2022

American Rebel Holdings, Inc. (Nasdaq: AREB) with Champion Safe Company

$9,897,420

Acquisition

Financial Advisor*

June 2022

TC Biopharm (Holdings) Plc

Nasdaq: TCBP

$4,600,000

Underwritten Public Offering

Sole Bookrunner*

June 2022

Modiv Inc.

NYSE: MDV

$50,000,000

ATM Offering

Sales Agent*

Disclosure

* All securities offered through a broker-dealer affiliated with the principals of E.F. Hutton & Co. LLC. All such deals were conducted through EF Hutton LLC (CRD# 103792, 2020-2024). E.F. Hutton & Co. LLC had no involvement in the transactions from 2020-2024.

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