The transaction record

Aug 2026 iSpecimen Inc. Nasdaq: ISPC $5,000,000 Public Offering Exclusive Placement Agent Aug 2026 Glucotrack, Inc. Nasdaq: GCTK $5,500,000 Private Placement Exclusive Financial Advisor Jul 2026 Glucotrack, Inc. Nasdaq: GCTK $5,705,128 Convertible Note Exclusive Placement Agent Jul 2026 Glucotrack, Inc. Merger with Lōkahi Therapeutics, Inc. — Business Combination Exclusive M&A Advisor Jun 2026 VCI Global Limited Nasdaq: VCIG $6,870,416 Warrant Exercise Financial Advisor May 2026 EcoModular, Inc. — Private Placement Exclusive Placement Agent May 2026 HCW Biologics Inc. Nasdaq: HCWB $4,000,000 Private Placement Sole Placement Agent May 2026 XORTX Therapeutics Inc. Nasdaq: XRTX $5,000,000 Public Offering Exclusive Placement Agent May 2026 iSpecimen Inc. Nasdaq: ISPC $2,500,000 Private Placement Exclusive Placement Agent May 2026 United Dogecoin Inc. $9,550,000 Convertible Preferred Exclusive Placement Agent May 2026 United Dogecoin Inc. Merger with Shuttle Pharmaceuticals Holdings Inc. — Business Combination Exclusive M&A Advisor Mar 2026 VCI Global Limited Nasdaq: VCIG $5,000,000 Registered Direct Offering Exclusive Placement Agent Mar 2026 Shuttle Pharmaceuticals Holdings Inc. Nasdaq: SHPH $3,500,000 Public Offering Exclusive Placement Agent Feb 2026 AVKHA Equity Holdings / Dart Transit Group — Acquisition Financial Advisor Jan 2026 Atlantic International Corp. Acquisition of Circle8 Group Nasdaq: ATLN — Merger Exclusive M&A Advisor Jan 2026 VCI Global Limited Nasdaq: VCIG $5,000,000 Registered Direct Offering Exclusive Placement Agent Dec 2025 iSpecimen Inc. Nasdaq: ISPC $5,500,000 Private Placement Exclusive Placement Agent Dec 2025 Avalon GloboCare Corp. Acquisition of RPM Interactive Inc. Nasdaq: ALBT — Merger Financial Advisor Dec 2025 Apimeds Pharmaceuticals US Inc. Merger with TechyTrade FZ LLC — Business Combination Exclusive M&A Advisor Dec 2025 Apimeds Pharmaceuticals US Inc. NYSE: APUS $100,000,000 Convertible Note Placement Agent Sep 2025 Picard Medical, Inc. NYSE: PMI $17,000,000 Initial Public Offering Financial Advisor May 2025 FDCTech, Inc. — Advisory Financial Advisor Apr 2025 Football.Enterprises Inc. — Advisory Financial Advisor Jan 2025 The Kinetic Group $770,000,000 Acquisition Financing Financial Advisor to the Acquirer Oct 2024 Li Bang International Corporation Inc. Nasdaq: LBGJ $6,080,000 Initial Public Offering Joint Bookrunner * Oct 2024 HUHUTECH International Group Inc. Nasdaq: HUHU $4,200,000 Initial Public Offering Joint Bookrunner * Oct 2024 MicroVision, Inc. Nasdaq: MVIS $75,000,000 Private Placement Placement Agent * Oct 2024 Humacyte, Inc. Nasdaq: HUMA $30,000,000 Registered Direct Offering Exclusive Placement Agent * Sep 2024 Acri Capital Acquisition Corporation Merger with Foxx Development Holdings Inc. Nasdaq: FOXX ~$50,000,000 Business Combination Capital Markets Advisor * Sep 2024 Zhibao Technology Inc. Nasdaq: ZBAO $7,200,000 Private Placement Exclusive Placement Agent * Sep 2024 Haoxi Health Technology Limited Nasdaq: HAO $12,000,000 Underwritten Public Offering Sole Bookrunner * Sep 2024 Pono Capital Two, Inc. Merger with SBC Medical Holdings, Inc. Nasdaq: SBC ~$1,000,000,000 Business Combination Capital Markets Advisor * Sep 2024 Kairos Pharma, Ltd. NYSE: KAPA $6,200,000 Initial Public Offering Co-Managing Underwriter * Aug 2024 Solidion Technology, Inc. Nasdaq: STI $4,000,000 Private Placement Exclusive Placement Agent * Aug 2024 GigCapital7 Corp. Nasdaq: GIGGU $200,000,000 SPAC IPO Joint Bookrunner * Aug 2024 INFINT Acquisition Corp. Merger with Seamless Group, Inc. Nasdaq: CURR ~$400,000,000 Business Combination Sole Underwriter * Aug 2024 Horizon Aircraft, Inc. Nasdaq: HOVR $2,900,000 Underwritten Public Offering Sole Bookrunner * Aug 2024 NRx Pharmaceuticals, Inc. Nasdaq: NRXP $16,000,000 Private Placement Exclusive Placement Agent * Jul 2024 Cetus Capital Acquisition Corp. Merger with MKDWELL Tech Inc. Nasdaq: MKDW ~$230,000,000 Business Combination Capital Markets Advisor * Jul 2024 Nature’s Miracle Holding, Inc. Nasdaq: NMHI $1,200,000 Underwritten Public Offering Sole Bookrunner * Jul 2024 Shineco, Inc. Nasdaq: SISI $2,000,000 Underwritten Public Offering Sole Bookrunner * Jul 2024 Monterey Capital Acquisition Corporation Merger With ConnectM Technology Solutions Nasdaq: CNTM ~$145,000,000 Business Combination Capital Markets Advisor * Jul 2024 Datasea Inc. Nasdaq: DTSS $2,250,000 Registered Direct Offering Exclusive Placement Agent * Jul 2024 Trump Media & Technology Group Corp. Nasdaq: DJT $2,500,000,000 Private Placement Exclusive Placement Agent * Jun 2024 Caring Brands $2,100,000 Private Placement Placement Agent * Jun 2024 Feutune Light Acquisition Corporation Merger with Thunder Power Holdings, Inc. Nasdaq: AIEV ~$400,000,000 Business Combination Capital Markets Advisor * Jun 2024 Lyneer Staffing Solutions Merger with Atlantic International Corp. OTC: ATLN ~$60,000,000 Merger Financial Advisor * Jun 2024 DigiAsia Corp. Nasdaq: FAAS $3,636,500 Private Placement Placement Agent * Jun 2024 OneMedNet Corporation Nasdaq: ONMD $1,500,000 Private Placement Exclusive Placement Agent * Jun 2024 Plutonian Acquisition Corp. Merger with Big Tree Cloud International Group Limited Nasdaq: DSY ~$500,000,000 Business Combination Sole Underwriter on SPAC IPO * Jun 2024 Kidpik Corp. Nasdaq: PIK $2,000,000 Private Placement Financial Advisor * May 2024 Reborn Coffee, Inc. Nasdaq: REBN — Private Placement Financial Advisor * May 2024 Armlogi Holding Corp. Nasdaq: BTOC $8,000,000 Initial Public Offering Sole Bookrunner * Apr 2024 NRx Pharmaceuticals, Inc. Nasdaq: NRXP $2,000,000 Underwritten Public Offering Sole Bookrunner * Apr 2024 Kartoon Studios Inc. Nasdaq: TOON $7,000,000 Registered Direct Offering Sole Placement Agent * Apr 2024 Zhibao Technology Inc. Nasdaq: ZBAO $6,095,060 Initial Public Offering Sole Bookrunner * Apr 2024 OneMedNet Corporation Nasdaq: ONMD $4,540,000 Private Placement Exclusive Placement Agent * Apr 2024 U-BX Technology Ltd. Nasdaq: UBXG $10,000,000 Initial Public Offering Sole Bookrunner * Mar 2024 AppTech Payments Corp. Nasdaq: APCX $2,000,000 Underwritten Public Offering Sole Bookrunner * Mar 2024 Digital World Acquisition Corp. Merger with Trump Media & Technology Group Corp. Nasdaq: DJT — Business Combination Sole Underwriter & Exclusive Placement Agent * Mar 2024 Black Hawk Acquisition Corporation Nasdaq: BKHAU $69,000,000 SPAC IPO Sole Bookrunner * Mar 2024 Solidion Technology, Inc. Nasdaq: STI $3,850,000 Private Placement Exclusive Placement Agent * Mar 2024 Energem Corp. Merger with Graphjet Technology Sdn. Bhd. Nasdaq: GTI ~$1,380,000,000 Business Combination Capital Markets Advisor * Mar 2024 NRx Pharmaceuticals, Inc. Nasdaq: NRXP $1,725,000 Underwritten Public Offering Sole Bookrunner * Feb 2024 SMX (Security Matters) PLC Nasdaq: SMX $2,910,000 Underwritten Public Offering Sole Bookrunner * Feb 2024 Reborn Coffee, Inc. Nasdaq: REBN $6,100,000 Private Placement Financial Advisor * Feb 2024 Nubia Brand International Corp. Merger with Solidion Technology, Inc. Nasdaq: STI ~$820,000,000 Business Combination Capital Markets Advisor * Jan 2024 Haoxi Health Technology Limited Nasdaq: HAO $11,040,000 Initial Public Offering Sole Bookrunner * Jan 2024 DatChat, Inc. Nasdaq: DATS $1,800,000 Underwritten Public Offering Sole Bookrunner * Jan 2024 Horizon Aircraft Merger with Pono Capital Three, Inc. ~$99,000,000 Business Combination Capital Markets Advisor * Jan 2024 HWH International Inc. Merger with Alset Capital Acquisition Corp. ~$125,000,000 Business Combination Capital Markets Advisor * Jan 2024 Bruush Oral Care Inc. Nasdaq: BRSH $6,000,000 Convertible Note Exclusive Placement Agent * Dec 2023 Iron Horse Acquisitions Corp. Nasdaq: IROHU $69,000,000 SPAC IPO Sole Bookrunner * Dec 2023 Linkage Global Inc Nasdaq: LGCB $6,000,000 Initial Public Offering Sole Bookrunner * Dec 2023 Reliance Global Group, Inc. Nasdaq: RELI $1,381,474 Warrant Inducement Exclusive Placement Agent * Dec 2023 EF Hutton Acquisition Corporation I Merger with E.C.D. Automotive Design Inc. Nasdaq: ECDA ~$290,000,000 Business Combination Capital Markets Advisor * Dec 2023 Mobiv Acquisition Corp Merger with SRIVARU Holding Ltd. Nasdaq: SVMH ~$195,000,000 Business Combination Capital Markets Advisor * Nov 2023 Fenbo Holdings Limited Nasdaq: FEBO $5,312,500 Initial Public Offering Sole Bookrunner * Nov 2023 Treasure Global Inc. Nasdaq: TGL $4,000,000 Underwritten Public Offering Sole Bookrunner * Nov 2023 HNR Acquisition Corp. Merger with Pogo Resources, LLC Nasdaq: HNRA ~$90,000,000 Business Combination Capital Markets Advisor * Nov 2023 LQR House Inc. Nasdaq: LQR $12,650,000 Underwritten Public Offering Sole Bookrunner * Nov 2023 AI Transportation Acquisition Corp Nasdaq: AITRU $60,000,000 SPAC IPO Sole Bookrunner * Nov 2023 Data Knights Acquisition Corp. Merger with OneMedNet Corporation Nasdaq: ONMD ~$200,000,000 Business Combination Capital Markets Advisor * Nov 2023 Pineapple Financial Inc. NYSE: PAPL $3,500,000 Initial Public Offering Sole Bookrunner * Oct 2023 American Acquisition Opportunity Inc. Merger with Royalty Management Holding Corporation Nasdaq: RMCO ~$111,000,000 Business Combination Capital Markets Advisor * Oct 2023 Webuy Global Ltd Nasdaq: WBUY $17,480,000 Initial Public Offering Sole Bookrunner * Oct 2023 LQR House Inc. Nasdaq: LQR $5,400,000 Underwritten Public Offering Sole Bookrunner * Oct 2023 Quetta Acquisition Corporation Nasdaq: QETAU $69,000,000 SPAC IPO Sole Bookrunner * Oct 2023 Bruush Oral Care Inc. Nasdaq: BRSH $5,000,000 Private Placement Exclusive Placement Agent * Sep 2023 Estrella Biopharma, Inc. Merger with TradeUP Acquisition Corp. ~$325,000,000 Business Combination Underwriter * Sep 2023 Lead Real Estate Co. Nasdaq: LRE $8,001,000 Initial Public Offering Lead Bookrunner * Sep 2023 Grom Social Enterprises, Inc. Nasdaq: GROM $3,002,946 Underwritten Public Offering Sole Bookrunner * Sep 2023 Datasea Inc. Nasdaq: DTSS $2,000,000 Underwritten Public Offering Sole Bookrunner * Sep 2023 American Rebel Holdings, Inc. Nasdaq: AREB $3,287,555 Warrant Inducement Warrant Inducement Agent * Sep 2023 Solowin Holdings Nasdaq: SWIN $8,000,000 Initial Public Offering Sole Bookrunner * Sep 2023 SMX (Security Matters) PLC Nasdaq: SMX $4,290,000 Private Placement Exclusive Placement Agent * Aug 2023 99 Acquisition Group Inc. Nasdaq: NNAGU $75,000,000 SPAC IPO Sole Bookrunner * Aug 2023 SRM Entertainment, Inc. Nasdaq: SRM $6,250,000 Initial Public Offering Sole Bookrunner * Aug 2023 LQR House Inc. Nasdaq: LQR $5,750,000 Initial Public Offering Sole Bookrunner * Aug 2023 Environmental Solutions Group Holdings Limited Merger with Genesis Unicorn Capital Corp. ~$100,770,000 Business Combination Capital Markets Advisor * Jul 2023 Keen Vision Acquisition Corporation Nasdaq: KVACU $149,500,000 SPAC IPO Lead Bookrunner * Jun 2023 American Rebel Holdings, Inc. Nasdaq: AREB $3,000,000 Private Placement Exclusive Placement Agent * Jun 2023 SMX (Security Matters) PLC Nasdaq: SMX $3,200,000 Underwritten Public Offering Sole Bookrunner * Jun 2023 Bone Biologics Corporation Nasdaq: BBLG $5,000,000 Underwritten Public Offering Sole Bookrunner * Jun 2023 Clene Inc. Nasdaq: CLNN $40,000,000 Underwritten Public Offering Co-Manager * May 2023 Biocept, Inc. Nasdaq: BIOC $4,999,998 Underwritten Public Offering Sole Bookrunner * May 2023 Bright Green Corporation Nasdaq: BGXX $3,500,000 Direct Listing Exclusive Placement Agent * May 2023 Guardforce AI Co., Ltd. Nasdaq: GFAI $13,799,759 Underwritten Public Offering Sole Bookrunner * May 2023 Guardforce AI Co., Ltd. Nasdaq: GFAI $9,199,997 Underwritten Public Offering Sole Bookrunner * Apr 2023 Sidus Space, Inc. Nasdaq: SIDU $11,248,025 Underwritten Public Offering Joint Bookrunner * Apr 2023 Enovix Corporation Nasdaq: ENVX $140,000,000 Convertible Senior Notes Co-Manager * Apr 2023 AERWINS Technologies Inc. Nasdaq: AWIN $5,000,000 Private Placement Exclusive Placement Agent * Apr 2023 Chanson International Holding Nasdaq: CHSN $13,560,000 Initial Public Offering Sole Bookrunner * Mar 2023 Hongli Group Inc. Nasdaq: HLP $8,250,000 Initial Public Offering Sole Bookrunner * Mar 2023 YanGuFang International Group Co., Ltd. Nasdaq: YGF $8,000,000 Initial Public Offering Sole Bookrunner * Mar 2023 Maxpro Capital Acquisition Corp. Merger with Apollomics Inc. Nasdaq: APLM ~$919,000,000 Business Combination Capital Markets Advisor * Mar 2023 Oak Woods Acquisition Corporation Nasdaq: OAKUU $57,500,000 SPAC IPO Sole Bookrunner * Mar 2023 Four Leaf Acquisition Corporation Nasdaq: FORLU $54,210,000 SPAC IPO Sole Bookrunner * Mar 2023 Reliance Global Group, Inc. Nasdaq: RELI $4,000,000 Private Placement Exclusive Placement Agent * Mar 2023 Lionheart III Corp. Merger with Security Matters Ltd. Nasdaq: SMX ~$225,000,000 Business Combination Financial Advisor * Mar 2023 Unicycive Therapeutics, Inc. Nasdaq: UNCY $30,000,000 Private Placement Exclusive Placement Agent * Mar 2023 Treasure Global Inc. Nasdaq: TGL $5,500,000 Private Placement Exclusive Placement Agent * Feb 2023 Maxpro Capital Acquisition Corp. Nasdaq: JMACU $23,650,000 Private Placement Exclusive Placement Agent * Feb 2023 Ocean Biomedical, Inc. Merger with Aesther Healthcare Acquisition Corp. Nasdaq: OCEA $274,875,000 Business Combination Capital Markets Advisor * Feb 2023 Hempacco Co., Inc. Nasdaq: HPCO $7,245,000 Underwritten Public Offering Joint Bookrunner * Feb 2023 Pono Capital Three, Inc. Nasdaq: PTHRU $115,000,000 SPAC IPO Sole Bookrunner * Feb 2023 Sonnet BioTherapeutics, Inc. Nasdaq: SONN $15,000,000 Underwritten Public Offering Joint Bookrunner * Feb 2023 AERWINS Technologies, Inc. Merger with Pono Capital Corp. ~$600,000,000 Merger Financial Advisor * Jan 2023 AppTech Payments Corp. Nasdaq: APCX $5,000,001 Registered Direct Offering and Concurrent Private Placement Exclusive Placement Agent * Jan 2023 Sidus Space, Inc. Nasdaq: SIDU $5,167,330 Underwritten Public Offering Joint Bookrunner * Jan 2023 Cetus Capital Acquisition Corp. Nasdaq: CETU $57,500,000 SPAC IPO Sole Bookrunner * Jan 2023 Nine Energy Service, Inc. NYSE: NINE $300,000,000 Senior Secured Notes and Common Stock Co-Manager * Jan 2023 Nemaura Medical Inc. Nasdaq: NMRD $8,393,361 Registered Direct Offering Exclusive Placement Agent * Jan 2023 Grom Social Enterprises, Inc. Nasdaq: GROM $3,000,001 Private Placement Exclusive Placement Agent * Jan 2023 Atlas Lithium Corp. Nasdaq: ATLX $4,657,500 Underwritten Public Offering and Uplisting Sole Bookrunner * Jan 2023 Announced: Pogo Resources LLC Merger with HNR Acquisition Corp. ~$145,000,000 Business Combination Capital Markets Advisor * Jan 2023 Announced: ConnectM Technology Solutions Inc. Merger with Monterey Capital Acquisition Corporation ~$145,000,000 Business Combination Capital Markets Advisor * Dec 2022 Harrow Health, Inc. Nasdaq: HROW $35,000,000 Senior Notes Lead Manager * Dec 2022 CTO Realty Growth, Inc. NYSE: CTO $65,600,000 Underwritten Public Offering Co-Manager * Dec 2022 Grom Social Enterprises, Inc. Nasdaq: GROM $5,004,642 Follow-On Offering Sole Bookrunner * Dec 2022 Announced: Modulex Modular Buildings Plc merger with PHP Ventures Acquisition Corp. ~$732,000,000 Advisory Capital Markets Advisor * Nov 2022 Announced: Arabian Entertainment Company, Ltd. Merger with Sagaliam Acquisition Corp. ~$227,280,000 SPAC IPO Underwriter * Nov 2022 Subsea Environmental Services B.V. $31,000,000 Senior Credit Facility Financial Advisor * Nov 2022 Plutonian Acquisition Corp. Nasdaq: PLTN $57,500,000 SPAC IPO Sole Bookrunner * Nov 2022 Snail, Inc. Nasdaq: SNAL $15,000,000 Initial Public Offering Joint Bookrunner * Nov 2022 Scilex Holding Company Merger with Vickers Vantage Corp. ~$1,640,000,000 Merger Capital Markets Advisor * Oct 2022 Castellum, Inc. NYSE: CTM $3,000,000 Underwritten Public Offering and Uplisting Sole Bookrunner * Oct 2022 Coeptis Therapeutics Holdings, Inc. Merger with Bull Horn Holdings Corp. ~$175,000,000 Merger Capital Markets Advisor * Oct 2022 Selina Hospitality PLC Merger with BOA Acquisition Corp. ~$996,000,000 Merger Capital Markets Advisor * Oct 2022 Super Apps Holdings Merger with Technology & Telecommunication Acquisition Corporation ~$1,100,000,000 SPAC IPO Underwriter * Oct 2022 Guardforce AI Co., Ltd. Nasdaq: GFAI $1,707,500 Private Placement Exclusive Placement Agent * Sep 2022 SHF Holdings, Inc. Merger with Northern Lights Acquisition Corp. $227,100,000 Merger Capital Markets Advisor * Sep 2022 Splash Beverage Group, Inc. NYSE: SBEV $3,100,000 Underwritten Public Offering Sole Bookrunner * Sep 2022 Global Star Acquisition, Inc. Nasdaq: GLSTU $92,000,000 SPAC IPO Sole Bookrunner * Sep 2022 Yoshiharu Global Co. Nasdaq: YOSH $11,760,000 Initial Public Offering Sole Bookrunner * Sep 2022 EF Hutton Acquisition Corporation I Nasdaq: EFHTU $115,000,000 SPAC IPO Sole Bookrunner * Sep 2022 Announced: Rana Financial, Inc. & Mobitech International Merger with Fintech Ecosystem Development Corp. ~$198,000,000 Merger Capital Markets Advisor * Sep 2022 Bright Green Corporation Nasdaq: BGXX $10,000,000 Direct Listing Exclusive Placement Agent * Aug 2022 Announced: Newsight Imaging Ltd. Merger with Vision Sensing Acquisition Corp. ~$380,000,000 Merger Capital Markets Advisor * Aug 2022 Onfolio Holdings Inc. Nasdaq: ONFO $13,774,847 Initial Public Offering Sole Bookrunner * Aug 2022 Announced: Avanseus Holdings Merger with Fat Projects Acquisition Corp. ~$135,700,000 Merger Capital Markets Advisor * Aug 2022 Graphex Group Limited NYSE: GRFX $13,500,000 Underwritten Public Offering and Uplisting Sole Bookrunner * Aug 2022 Pono Capital Two, Inc. Nasdaq: PTWOU $115,000,000 SPAC IPO Sole Bookrunner * Aug 2022 Mobiv Acquisition Corp Nasdaq: MOBVU $100,050,000 SPAC IPO Sole Bookrunner * Aug 2022 Announced: Seamless Group Inc. Merger with INFINT Acquisition Corp. ~$400,000,000 SPAC IPO Underwriter * Aug 2022 Announced: Caspi Oil Gas LLP Merger with Liberty Resources Acquisition Corp. ~$427,700,000 SPAC IPO Underwriter * Aug 2022 Treasure Global Inc. Nasdaq: TGL $9,200,000 Initial Public Offering Sole Bookrunner * Aug 2022 Reborn Coffee, Inc. Nasdaq: REBN $7,200,000 Private Placement Sole Bookrunner * Aug 2022 Embrace Change Acquisition Corp. Nasdaq: EMCGU $73,928,550 SPAC IPO Sole Bookrunner * Jul 2022 American Rebel Holdings, Inc. Nasdaq: AREB $12,887,976 Private Placement Exclusive Placement Agent * Jul 2022 Announced: AnyTech365 Merger with DUET Acquisition Corp. ~$287,000,000 SPAC IPO Sole Bookrunner * Jul 2022 AgriFORCE Growing Systems Ltd. Nasdaq: AGRI $14,025,000 Convertible Debt Facility Exclusive Placement Agent * Jul 2022 Announced: Security Matters Limited Merger with Lionheart III Corp ~$244,400,000 Merger Capital Markets Advisor * Jul 2022 Closed: FiscalNote Holdings, Inc., Merger with Duddell Street Acquisition Corp. $1,188,000,000 Merger Capital Markets Advisor * Jul 2022 American Rebel Holdings, Inc. Acquisition of Champion Safe Company Nasdaq: AREB $9,897,420 Acquisition Financial Advisor * Jun 2022 TC BioPharm (Holdings) PLC Nasdaq: TCBP $4,600,000 Underwritten Public Offering Sole Bookrunner * Jun 2022 Modiv Inc. NYSE: MDV $50,000,000 ATM Offering Sales Agent * Jun 2022 Acri Capital Acquisition Corporation Nasdaq: ACACU $86,250,000 SPAC IPO Sole Bookrunner * Jun 2022 Odyssey Marine Exploration, Inc. Nasdaq: OMEX $16,547,375 Registered Direct Offering Exclusive Placement Agent * Jun 2022 Vivakor, Inc. Nasdaq: VIVK $37,400,000 Acquisition of Silver Fuels Delhi, LLC & White Claw Colorado City, LLC Financial Advisor * Jun 2022 Feutune Light Acquisition Corporation Nasdaq: FLFVU $97,750,000 SPAC IPO Joint Bookrunner * May 2022 Monterey Capital Acquisition Corporation Nasdaq: MCACU $92,000,000 SPAC IPO Sole Bookrunner * May 2022 Bright Green Corporation Nasdaq: BGXX — Direct Listing Financial Advisor * Apr 2022 Guardforce AI Co., Ltd. Nasdaq: GFAI $10,050,253 Registered Direct Offering Exclusive Placement Agent * Apr 2022 Denali Acquisition Corp. Nasdaq: DECAU $82,500,000 SPAC IPO Joint Bookrunner * Apr 2022 Hoth Therapeutics Inc. Nasdaq: HOTH $7,000,000 Underwritten Public Offering Sole Bookrunner * Apr 2022 Aura FAT Projects Acquisition Corp. Nasdaq: AFARU $115,000,000 SPAC IPO Sole Bookrunner * Apr 2022 Announced: EON Reality Inc. Merger with Arogo Capital Acquisition Corp. ~$655,000,000 Merger Capital Markets Advisor * Apr 2022 Announced: OneMedNet Corporation Merger with Data Knights Acquisition Corp. ~$317,000,000 SPAC IPO Underwriter * Apr 2022 Aimfinity Investment Corp. I Nasdaq: AIMAU $80,500,000 SPAC IPO Joint Bookrunner * Mar 2022 Salem Media Group, Inc. Nasdaq: SALM $15,000,000 ATM Offering Financial Advisor * Mar 2022 Nubia Brand International Corp. Nasdaq: NUBIU $123,500,000 SPAC IPO Sole Bookrunner * Mar 2022 Troika Media Group, Inc. Nasdaq: TRKA $50,000,000 Private Placement Exclusive Placement Agent * Mar 2022 Troika Media Group, Inc. with Converge Direct, LLC $125,000,000 Acquisition Exclusive Financial Advisor * Mar 2022 Statera Biopharma, Inc. Nasdaq: STAB $5,650,000 Underwritten Public Offering Sole Bookrunner * Feb 2022 Northern Lights Acquisition Corp. Nasdaq: NLITU $60,000,000 Private Placement Exclusive Placement Agent * Feb 2022 Alset Capital Acquisition Corp. Nasdaq: ACAXU $86,250,000 SPAC IPO Sole Bookrunner * Feb 2022 American Rebel Holdings, Inc. Nasdaq: AREB $10,500,000 Underwritten Public Offering and Uplisting Sole Bookrunner * Feb 2022 Statera Biopharma, Inc. Nasdaq: STAB $2,000,000 Registered Direct Offering Exclusive Placement Agent * Feb 2022 Evergreen Corporation Nasdaq: EVGRU $115,000,000 SPAC IPO Sole Bookrunner * Feb 2022 HNR Acquisition Corp NYSE: HNRAU $86,250,000 SPAC IPO Sole Bookrunner * Feb 2022 TC BioPharm (Holdings) PLC Nasdaq: TCBP $17,500,004 Initial Public Offering Sole Bookrunner * Feb 2022 Vivakor, Inc. Nasdaq: VIVK $8,000,000 Underwritten Public Offering and Uplisting Sole Bookrunner * Feb 2022 Splash Beverage Group, Inc. NYSE: SBEV $9,200,000 Underwritten Public Offering Sole Bookrunner * Feb 2022 Genesis Unicorn Capital Corp. Nasdaq: GENQU $86,250,000 SPAC IPO Sole Bookrunner * Feb 2022 Future Tech II Acquisition Corp. Nasdaq: FTIIU $115,000,000 SPAC IPO Sole Bookrunner * Jan 2022 EVmo, Inc. OTCPK: YAYO $13,700,000 Underwritten Public Offering Sole Bookrunner * Jan 2022 AppTech Payments Corp. Nasdaq: APCX $15,000,000 Underwritten Public Offering and Uplisting Sole Bookrunner * Jan 2022 Hour Loop, Inc. Nasdaq: HOUR $6,900,000 Initial Public Offering Sole Bookrunner * Jan 2022 AFC Gamma, Inc. Nasdaq: AFCG $70,725,000 Underwritten Public Offering Joint Bookrunner * Jan 2022 Technology & Telecommunication Acquisition Corp. Nasdaq: TETEU $115,000,000 SPAC IPO Sole Bookrunner * Jan 2022 Guardforce AI Co., Ltd. Nasdaq: GFAI $10,295,996 Private Placement Exclusive Placement Agent * Jan 2022 DUET Acquisition Corp. Nasdaq: DUETU $86,250,000 SPAC IPO Sole Bookrunner * Jan 2022 Renovare Environmental, Inc. Nasdaq: RENO $1,285,000 Private Placement Co-Placement Agent * Jan 2022 Indonesia Energy Corp. NYSE: INDO $7,000,000 Private Placement Exclusive Placement Agent * Jan 2022 CareCloud, Inc. Nasdaq: MTBC $25,000,000 Preferred Stock Offering Joint Bookrunner * Dec 2021 Longeveron Inc. Nasdaq: LGVN $20,462,540 Private Placement Exclusive Placement Agent * Dec 2021 B. Riley Financial, Inc. Nasdaq: RILY $322,679,225 Senior Notes Lead Manager * Dec 2021 Greenidge Generation Holdings Inc. Nasdaq: GREE $17,000,000 Senior Notes Joint Bookrunner * Dec 2021 Digital World Acquisition Corp. Nasdaq: DWACU $1,000,000,000 Private Placement Exclusive Placement Agent * Dec 2021 Stran & Company Inc. Nasdaq: STRN $21,728,472 Private Placement Exclusive Placement Agent * Dec 2021 Babcock & Wilcox Enterprises, Inc. NYSE: BW $140,000,000 Senior Notes Joint Bookrunner * Dec 2021 Inception Growth Acquisition Limited Nasdaq: IGTAU $103,500,000 SPAC IPO Joint Bookrunner * Dec 2021 BurTech Acquisition Corp. Nasdaq: BRKHU $287,500,000 SPAC IPO Sole Bookrunner * Dec 2021 Sagaliam Acquisition Corp. Nasdaq: SAGAU $115,000,000 SPAC IPO Sole Bookrunner * Dec 2021 G Medical Innovations Holdings Ltd. Nasdaq: GMVD $5,000,000 Private Placement Exclusive Placement Agent * Dec 2021 Reliance Global Group, Inc. Nasdaq: RELI $20,000,000 Private Placement Exclusive Placement Agent * Dec 2021 Arogo Capital Acquisition Corp. Nasdaq: AOGOU $103,500,000 SPAC IPO Sole Bookrunner * Dec 2021 Applied UV, Inc. Nasdaq: AUVI $9,200,001 Underwritten Public Offering Sole Bookrunner * Dec 2021 Aetherium Acquisition Corp. Nasdaq: GMFIU $115,000,000 SPAC IPO Sole Bookrunner * Nov 2021 Atlanticus Holdings Corporation Nasdaq: ATLC $150,000,000 Senior Notes Lead Manager * Nov 2021 Energem Corp. Nasdaq: ENCPU $115,000,000 SPAC IPO Sole Bookrunner * Nov 2021 Argo Blockchain PLC Nasdaq: ARBK $40,000,000 Senior Notes Joint Bookrunner * Nov 2021 INFINT Acquisition Corp. NYSE: IFIN.U $199,998,800 SPAC IPO Lead Bookrunner * Nov 2021 Kidpik Corp. Nasdaq: PIK $18,000,000 Initial Public Offering Sole Bookrunner * Nov 2021 AnPac Bio-Medical Science Co., Ltd. Nasdaq: ANPC $2,513,286 Underwritten Public Offering Sole Bookrunner * Nov 2021 Tellurian Inc. NYSE: TELL $50,000,000 Senior Notes Lead Manager * Nov 2021 Stran & Company Inc. Nasdaq: STRN $20,699,996 Initial Public Offering Lead Bookrunner * Nov 2021 Liberty Resources Acquisition Corp. Nasdaq: LIBYU $115,000,000 SPAC IPO Sole Bookrunner * Nov 2021 Fortune Rise Acquisition Corp. Nasdaq: FRLAU $97,750,000 SPAC IPO Joint Bookrunner * Nov 2021 GreenBox POS Nasdaq: GBOX $100,000,000 Private Placement Exclusive Placement Agent * Nov 2021 NextPlay Technologies, Inc. Nasdaq: NXTP $30,000,000 Registered Direct Offering Exclusive Placement Agent * Nov 2021 Pasithea Therapeutics Corp. Nasdaq: KTTA $30,380,000 Private Placement Exclusive Placement Agent * Nov 2021 Canna-Global Acquisition Corp. Nasdaq: CNGLU $230,000,000 SPAC IPO Sole Bookrunner * Oct 2021 Vision Sensing Acquisition Corp. Nasdaq: VSACU $101,200,000 SPAC IPO Sole Bookrunner * Oct 2021 The Glimpse Group, Inc. Nasdaq: VRAR $15,000,000 Private Placement Exclusive Placement Agent * Oct 2021 iSun, Inc. Nasdaq: ISUN $39,500,000 ATM Offering Sales Agent * Oct 2021 Golden Matrix Group, Inc. OTCQX: GMGI $3,475,003 Registered Direct Offering Exclusive Placement Agent * Oct 2021 Fintech Ecosystem Development Corp. Nasdaq: FEXDU $115,000,000 SPAC IPO Sole Bookrunner * Oct 2021 Greenidge Generation Holdings Inc. Nasdaq: GREE $55,200,000 Senior Notes Lead Manager * Oct 2021 Fat Projects Acquisition Corp. Nasdaq: FATPU $115,000,000 SPAC IPO Sole Bookrunner * Oct 2021 Healthcare Triangle, Inc. Nasdaq: HCTI $13,050,000 Initial Public Offering Sole Bookrunner * Oct 2021 Superior Drilling Products, Inc. NYSE: SDPI $2,000,000 Registered Direct Offering Exclusive Placement Agent * Oct 2021 Maxpro Capital Acquisition Corp. Nasdaq: JMACU $103,500,000 SPAC IPO Sole Bookrunner * Oct 2021 Parsec Capital Acquisitions Corp. Nasdaq: PCXCU $86,250,000 SPAC IPO Sole Bookrunner * Oct 2021 Healthcare Trust, Inc. Nasdaq: HTIA $90,750,000 Preferred Stock Offering Co-Manager * Oct 2021 PEDEVCO Corp. NYSE: PED $7,000,002 Registered Direct Offering Joint Placement Agent * Oct 2021 Announced: Digital World Acquisition Corp. Merger with Trump Media & Technology Group Corp. Nasdaq: DJT ~$1,700,000,000 SPAC IPO Sole Bookrunner * Sep 2021 HHG Capital Corp. Nasdaq: HHGCU $57,500,000 SPAC IPO Joint Bookrunner * Sep 2021 Guardforce AI Co., Ltd. Nasdaq: GFAI $15,000,000 Underwritten Public Offering and Uplisting Sole Bookrunner * Sep 2021 LifeMD, Inc. Nasdaq: LFMD $35,000,000 Preferred Stock Offering Joint Bookrunner * Sep 2021 Digital Brands Group, Inc. Nasdaq: DBGI $5,265,000 Private Placement Exclusive Placement Agent * Sep 2021 Digital World Acquisition Corp. Nasdaq: DWACU $287,500,000 SPAC IPO Sole Bookrunner * Sep 2021 Aesther Healthcare Acquisition Corp. Nasdaq: AEHAU $105,000,000 SPAC IPO Sole Bookrunner * Sep 2021 Pasithea Therapeutics Corp. Nasdaq: KTTA $24,000,000 Initial Public Offering Sole Bookrunner * Aug 2021 Charah Solutions, Inc. NYSE: CHRA $135,000,000 Senior Notes Lead Manager * Aug 2021 DatChat, Inc. Nasdaq: DATS $13,799,999 Initial Public Offering Lead Bookrunner * Aug 2021 PHP Ventures Acquisition Corp. Nasdaq: PPHPU $57,500,000 SPAC IPO Sole Bookrunner * Aug 2021 Pono Capital Corp. Nasdaq: PONOU $115,000,000 SPAC IPO Sole Bookrunner * Aug 2021 BioVie Inc. Nasdaq: BIVI $20,736,000 Underwritten Public Offering Financial Advisor * Aug 2021 TRxADE HEALTH, Inc. Nasdaq: MEDS $9,000,000 ATM Offering Sales Agent * Aug 2021 B. Riley Financial, Inc. Nasdaq: RILY $316,250,000 Senior Notes Lead Manager * Aug 2021 Nova Vision Acquisition Corp. Nasdaq: NOVVU $57,500,000 SPAC IPO Joint Bookrunner * Aug 2021 Gladstone Acquisition Corp. Nasdaq: GLEEU $104,924,800 SPAC IPO Sole Bookrunner * Aug 2021 IDW Media Holdings, Inc. NYSE: IDW $10,350,000 Underwritten Public Offering and Uplisting Sole Bookrunner * Jul 2021 TradeUP Acquisition Corp. Nasdaq: UPTDU $44,300,000 SPAC IPO Joint Bookrunner * Jul 2021 AgriFORCE Growing Systems Ltd. Nasdaq: AGRI $15,639,994 Initial Public Offering Sole Bookrunner * Jul 2021 Applied UV, Inc. Nasdaq: AUVI $13,800,000 Preferred Stock Offering Joint Bookrunner * Jul 2021 Protagenic Therapeutics, Inc. Nasdaq: PTIX $10,000,000 ATM Offering Sales Agent * Jul 2021 HCW Biologics Inc. Nasdaq: HCWB $56,000,000 Initial Public Offering Sole Bookrunner * Jun 2021 G Medical Innovations Holdings Ltd. Nasdaq: GMVD $15,000,000 Initial Public Offering Sole Bookrunner * Jun 2021 Global Self Storage, Inc. Nasdaq: SELF $6,900,002 Underwritten Public Offering Sole Bookrunner * Jun 2021 Northern Lights Acquisition Corp. Nasdaq: NLITU $115,000,000 SPAC IPO Sole Bookrunner * Jun 2021 Grove, Inc. Nasdaq: GRVI $12,650,000 Initial Public Offering Sole Bookrunner * Jun 2021 Sonim Technologies, Inc. Nasdaq: SONM $10,000,000 ATM Offering Sales Agent * Jun 2021 The Glimpse Group, Inc. Nasdaq: VRAR $14,087,500 Initial Public Offering Sole Bookrunner * Jun 2021 Synchronoss Technologies, Inc. Nasdaq: SNCR $125,000,000 Senior Notes Lead Manager * Jun 2021 Grom Social Enterprises, Inc. Nasdaq: GROM $11,496,384 Underwritten Public Offering and Uplisting Sole Bookrunner * Jun 2021 Taronis Fuels, Inc. OTCQB: TRNF $16,496,004 Private Placement Exclusive Placement Agent * Jun 2021 CEL-SCI Corporation NYSE: CVM $36,418,200 Bought Underwritten Public Offering Sole Bookrunner * Jun 2021 American Resources Corporation Nasdaq: AREC $30,100,000 Registered Direct Offering Exclusive Placement Agent * Jun 2021 Global Consumer Acquisition Company Nasdaq: GACQU $182,630,000 SPAC IPO Sole Bookrunner * Jun 2021 Atlanticus Holdings Corporation Nasdaq: ATLC $79,713,325 Preferred Stock Offering Lead Manager * Jun 2021 Splash Beverage Group, Inc. NYSE: SBEV $15,000,000 Underwritten Public Offering and Uplisting Sole Bookrunner * May 2021 Alfi, Inc. Nasdaq: ALF $17,807,840 Initial Public Offering Sole Bookrunner * May 2021 Babcock & Wilcox Enterprises, Inc. NYSE: BW $111,117,500 Preferred Stock Offering Lead Manager * May 2021 Maquia Capital Acquisition Corporation Nasdaq: MAQCU $173,097,190 SPAC IPO Sole Bookrunner * May 2021 Data Knights Acquisition Corp. Nasdaq: DKDCU $115,000,000 SPAC IPO Sole Bookrunner * May 2021 Monaker Group, Inc. Nasdaq: MKGI $9,286,250 Underwritten Public Offering Sole Bookrunner * May 2021 Digital Brands Group, Inc. Nasdaq: DBGI $11,499,999 Initial Public Offering Sole Bookrunner * May 2021 Aries I Acquisition Corporation Nasdaq: RAMMU $143,750,000 SPAC IPO Joint Bookrunner * May 2021 SANUWAVE Health, Inc. OTCQB: SNWV — Private Placement Exclusive Placement Agent * May 2021 COMSovereign Holding Corp. Nasdaq: COMS $10,000,000 Private Placement Financial Advisor * Apr 2021 Medalist Diversified REIT, Inc. Nasdaq: MDRR $12,000,000 Underwritten Public Offering Sole Bookrunner * Apr 2021 LIZHI Inc. Nasdaq: LIZI $30,000,002 Registered Direct Offering Exclusive Placement Agent * Apr 2021 Muscle Maker Grill Nasdaq: GRIL — Advisory Financial Advisor * Apr 2021 Troika Media Group, Inc. Nasdaq: TRKA $24,000,002 Initial Public Offering Sole Bookrunner * Apr 2021 Protagenic Therapeutics, Inc. Nasdaq: PTIX $13,197,000 Underwritten Public Offering and Uplisting Sole Bookrunner * Mar 2021 American Acquisition Opportunity Inc. Nasdaq: AMAOU $105,060,020 SPAC IPO Sole Bookrunner * Mar 2021 Hoth Therapeutics Inc. Nasdaq: HOTH $15,000,000 Private Placement Financial Advisor * Mar 2021 The Glimpse Group, Inc. — Advisory Placement Agent * Mar 2021 CooTek (Cayman) Inc. NYSE: CTK $20,000,000 Private Placement Exclusive Placement Agent * Mar 2021 IMAC Holdings, Inc. Nasdaq: IMAC $19,550,000 Underwritten Public Offering Sole Bookrunner * Mar 2021 Infinity Energy Resources, Inc. OTCPK: IFNY — Advisory Financial Advisor * Mar 2021 B. Riley Financial, Inc. Nasdaq: RILY $159,493,250 Senior Notes Co-Manager * Mar 2021 Wizard Brands, Inc. OTCPK: WIZD — Private Placement Placement Agent * Mar 2021 Integrated Ventures, Inc. OTCPK: INTV $9,000,000 Registered Direct Offering Exclusive Placement Agent * Mar 2021 Dragon Victory International Limited Nasdaq: LYL $6,000,000 Private Placement Exclusive Placement Agent * Feb 2021 GreenBox POS Nasdaq: GBOX $50,111,250 Underwritten Public Offering and Uplisting Sole Bookrunner * Feb 2021 PEDEVCO Corp. NYSE: PED $8,952,750 Underwritten Public Offering Sole Bookrunner * Feb 2021 SPI Energy Co., Ltd. Nasdaq: SPI $14,732,396 Registered Direct Offering Placement Agent * Feb 2021 Reliance Global Group, Inc. Nasdaq: RELI $12,420,000 Underwritten Public Offering and Uplisting Sole Bookrunner * Feb 2021 COMSovereign Holding Corp. Nasdaq: COMS $27,599,997 Underwritten Public Offering Sole Bookrunner * Feb 2021 Babcock & Wilcox Enterprises, Inc. NYSE: BW $125,000,000 Senior Notes Co-Manager * Feb 2021 Longeveron Inc. Nasdaq: LGVN $29,100,000 Initial Public Offering Sole Bookrunner * Feb 2021 U.S. Energy Corp. Nasdaq: USEG $5,771,160 Underwritten Public Offering Sole Bookrunner * Feb 2021 Gaucho Group Holdings, Inc. Nasdaq: VINO $8,000,004 Underwritten Public Offering and Uplisting Sole Bookrunner * Jan 2021 Benessere Capital Acquisition Corp. Nasdaq: BENEU $115,000,000 SPAC IPO Sole Bookrunner * Jan 2021 Digital Ally Inc. Nasdaq: DGLY $30,955,000 Registered Direct Offering Exclusive Placement Agent * Jan 2021 CooTek (Cayman) Inc. NYSE: CTK $10,000,000 Private Placement Exclusive Placement Agent * Jan 2021 FoxWayne Enterprises Acquisition Corp. Nasdaq: FOXWU $57,500,000 SPAC IPO Sole Bookrunner * Jan 2021 Dragon Victory International Limited Nasdaq: LYL $2,000,000 Private Placement Exclusive Placement Agent * Jan 2021 B. Riley Financial, Inc. Nasdaq: RILY $230,000,000 Senior Notes Co-Manager * Jan 2021 COMSovereign Holding Corp. Nasdaq: COMS $17,365,435 Underwritten Public Offering and Uplisting Sole Bookrunner * Jan 2021 Digital Ally Inc. Nasdaq: DGLY $40,040,000 Registered Direct Offering Exclusive Placement Agent * Jan 2021 Gladstone Land Corp. Nasdaq: LAND $52,500,000 Preferred Stock Offering Underwriter * Dec 2020 SPI Energy Co., Ltd. Nasdaq: SPI $35,019,900 Registered Direct Offering Placement Agent * Dec 2020 AMMO Inc. Nasdaq: POWW $20,682,749 Uplisting Joint Bookrunner * Dec 2020 CEL-SCI Corporation NYSE: CVM $14,650,000 Bought Underwritten Public Offering Joint Bookrunner * Dec 2020 Ontrak, Inc. Nasdaq: OTRK $42,817,500 Follow-On Offering Co-Manager * Dec 2020 GreenBox POS OTCQB: GRBX $3,200,000 Private Placement Exclusive Placement Agent * Dec 2020 Monaker Group, Inc. Nasdaq: MKGI $8,855,000 Bought Underwritten Public Offering Joint Bookrunner * Nov 2020 U.S. Energy Corp. Nasdaq: USEG $3,450,000 Follow-On Offering Sole Bookrunner * Nov 2020 Taronis Fuels, Inc. OTCQB: TRNF $10,425,000 Private Placement Exclusive Placement Agent * Nov 2020 Dragon Victory International Limited Nasdaq: LYL $1,500,000 Private Placement Exclusive Placement Agent * Nov 2020 Kingswood Acquisition Corp. NYSE: KWAC $115,000,000 SPAC IPO Issuer * Oct 2020 Presidio Property Trust Nasdaq: SQFT $2,500,000 Initial Public Offering Sole Bookrunner * Oct 2020 American Resources Corporation Nasdaq: AREC $13,000,000 Registered Direct Offering Exclusive Placement Agent * Oct 2020 Gladstone Land Corp. Nasdaq: LAND $23,760,000 Follow-On Offering Co-Manager * Oct 2020 Molecular Data Inc. Nasdaq: MKD $5,000,000 Private Placement Exclusive Placement Agent * Oct 2020 Taronis Fuels, Inc. OTCQB: TRNF $10,850,000 Private Placement Exclusive Placement Agent * Oct 2020 GreenBox POS OTCQB: GRBX $3,850,000 Private Placement Exclusive Placement Agent * Oct 2020 Medalist Diversified REIT, Inc. Nasdaq: MDRR $5,000,000 Private Placement Exclusive Placement Agent * Sep 2020 Muscle Maker Grill Nasdaq: GRIL $5,600,000 Follow-On Offering Joint Bookrunner * Sep 2020 BioVie Inc. Nasdaq: BIVI $17,999,800 Uplisting Joint Bookrunner * Sep 2020 U.S. Energy Corp. Nasdaq: USEG $1,658,003 Registered Direct Offering Exclusive Placement Agent * Sep 2020 SPI Energy Co., Ltd. Nasdaq: SPI $16,005,600 Registered Direct Offering Exclusive Placement Agent * Aug 2020 Ontrak, Inc. Nasdaq: OTRK $42,500,000 Preferred / Senior Notes Co-Manager * Jul 2020 NanoViricides, Inc. AMEX: NNVC $11,500,000 Follow-On Offering Sole Bookrunner * Jul 2020 Monaker Group, Inc. Nasdaq: MKGI $2,000,000 Registered Direct Offering Exclusive Placement Agent * Jul 2020 Nemaura Medical Inc. Nasdaq: NMRD $11,500,000 Underwritten Public Offering Exclusive Placement Agent * Jul 2020 NanoViricides, Inc. AMEX: NNVC $50,000,000 ATM Offering Sales Agent * May 2020 NanoViricides, Inc. AMEX: NNVC $10,220,000 Registered Direct Offering Placement Agent *