Transactions

Helping to create prosperity from ambition.

May 2022

Bright Green Corporation

Nasdaq: BGXX

Direct Listing

Financial Advisor*

April 2022

Guardforce AI Co., Ltd.

Nasdaq: GFAI

$10,050,253

Registered Direct Offering

Exclusive Placement Agent*

April 2022

Denali Acquisition Corp.

Nasdaq: DECAU

$82,500,000

SPAC IPO

Joint Bookrunner*

April 2022

Hoth Therapeutics Inc.

Nasdaq: HOTH

$7,000,000

Underwritten Public Offering

Sole Bookrunner*

April 2022

Aura FAT Projects Acquisition Corp.

Nasdaq: AFARU

$115,000,000

SPAC IPO

Sole Bookrunner*

April 2022

Announced: EON Reality Inc. Merger with Arogo Capital Acquisition Corp.

~$655,000,000

Capital Markets Advisor


April 2022

Announced: OneMedNet Corporation Merger with Data Knights Acquisition Corp.

~$317,000,000

SPAC IPO Underwritter


April 2022

Aimfinity Investment Corp. I

Nasdaq: AIMAU

$80,500,000

SPAC IPO

Joint Bookrunner*

March 2022

Salem Media Group, Inc.

Nasdaq: SALM

$15,000,000

ATM Offering

Financial Advisor*

March 2022

Nubia Brand International Corp.

Nasdaq: NUBIU

$123,500,000

SPAC IPO

Sole Bookrunner*

March 2022

Troika Media Group, Inc.

Nasdaq: TRKA

$50,000,000

Private Placement

Exclusive Placement Agent*

March 2022

Troika Media Group, Inc. with Converge Direct, LLC

$125,000,000

Acquisition

Exclusive Financial Advisor*

Disclosure

* All securities offered through a broker-dealer affiliated with the principals of E.F. Hutton & Co. LLC. All such deals were conducted through EF Hutton LLC (CRD# 103792, 2020-2024). E.F. Hutton & Co. LLC had no involvement in the transactions from 2020-2024.

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