Transactions

Helping to create prosperity from ambition.

February 2022

TC BioPharm (Holdings) PLC

Nasdaq: TCBP

$17,500,004

Initial Public Offering

Sole Bookrunner*

February 2022

Vivakor, Inc.

Nasdaq: VIVK

$8,000,000

Underwritten Public Offering and Uplisting

Sole Bookrunner*

February 2022

Splash Beverage Group, Inc.

NYSE: SBEV

$9,200,000

Underwritten Public Offering

Sole Bookrunner*

February 2022

Genesis Unicorn Capital Corp.

Nasdaq: GENQU

$86,250,000

SPAC IPO

Sole Bookrunner*

February 2022

Future Tech II Acquisition Corp.

Nasdaq: FTIIU

$115,000,000

SPAC IPO

Sole Bookrunner*

January 2022

EVmo, Inc.

OTCPK: YAYO

$13,700,000

Underwritten Public Offering

Sole Bookrunner*

January 2022

AppTech Payment Corp.

Nasdaq: APCX

$15,000,000

Underwritten Public Offering and Uplisting

Sole Bookrunner*

January 2022

Hour Loop, Inc.

Nasdaq: HOUR

$6,900,000

Initial Public Offering

Sole Bookrunner*

January 2022

AFC Gamma, Inc.

Nasdaq: AFCG

$70,725,000

Underwritten Public Offering

Joint Bookrunner*

January 2022

Technology & Telecommunication Acquisition Corp.

Nasdaq: TETEU

$115,000,000

SPAC IPO

Sole Bookrunnner*

January 2022

Guardforce AI Co. Ltd.

Nasdaq: GFAI

$10,295,996

Private Placement

Exclusive Placement Agent*

January 2022

DUET Acquisition Corp.

Nasdaq: DUETU

$86,250,000

SPAC IPO

Sole Bookrunner*

Disclosure

* All securities offered through a broker-dealer affiliated with the principals of E.F. Hutton & Co. LLC. All such deals were conducted through EF Hutton LLC (CRD# 103792, 2020-2024). E.F. Hutton & Co. LLC had no involvement in the transactions from 2020-2024.

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