Transactions

Helping to create prosperity from ambition.

April 2022

Aimfinity Investment Corp. I

Nasdaq: AIMAU

$80,500,000

SPAC IPO

Joint Bookrunner*

March 2022

Salem Media Group, Inc.

Nasdaq: SALM

$15,000,000

ATM Offering

Financial Advisor*

March 2022

Nubia Brand International Corp.

Nasdaq: NUBIU

$123,500,000

SPAC IPO

Sole Bookrunner*

March 2022

Troika Media Group, Inc.

Nasdaq: TRKA

$50,000,000

Private Placement

Exclusive Placement Agent*

March 2022

Troika Media Group, Inc. with Converge Direct, LLC

$125,000,000

Acquisition

Exclusive Financial Advisor*

March 2022

Statera Biopharma, Inc.

Nasdaq: STAB

$5,650,000

Underwritten Public Offering

Sole Bookrunner*

February 2022

Northern Lights Acquisition Corp.

Nasdaq: NLITU

$60,000,000

Private Placement

Exclusive Placement Agent*

February 2022

Alset Capital Acquisition Corp.

Nasdaq: ACAXU

$86,250,000

SPAC IPO

Sole Bookrunner*

February 2022

American Rebel Holdings, Inc.

Nasdaq: AREB

$10,500,000

Underwritten Public Offering and Uplisting

Sole Bookrunner*

February 2022

Statera Biopharma, Inc.

Nasdaq: STAB

$2,000,000

Registered Direct Offering

Exclusive Placement Agent*

February 2022

Evergreen Corporation

Nasdaq: EVGRU

$115,000,000

SPAC IPO

Sole Bookrunner*

February 2022

HNR Acquisition Corp

NYSE: HNRAU

$86,250,000

SPAC IPO

Sole Bookrunner*

Disclosure

* All securities offered through a broker-dealer affiliated with the principals of E.F. Hutton & Co. LLC. All such deals were conducted through EF Hutton LLC (CRD# 103792, 2020-2024). E.F. Hutton & Co. LLC had no involvement in the transactions from 2020-2024.

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