Transactions

Helping to create prosperity from ambition.

May 2021

Monaker Group, Inc.

Nasdaq: MKGI

$9,286,250

Underwritten Public Offering

Sole Bookrunner

May 2021

Digital Brands Group, Inc.

Nasdaq: DBGI

$11,499,999

Initial Public Offering

Sole Bookrunner

May 2021

Aries I Acquisition Corporation

Nasdaq: RAMMU

$143,750,000

SPAC IPO

Joint Bookrunner

May 2021

SANUWAVE Health, Inc.

OTCQB: SNWV

Private Placement

Exclusive Placement Agent

May 2021

COMSovereign Holding Corp.

Nasdaq: COMS

$10,000,000

Private Placement

Financial Advisor

April 2021

Medalist Diversified REIT, Inc.

Nasdaq: MDRR

$12,000,000

Underwritten Public Offering

Sole Bookrunner

April 2021

LIZHI Inc.

Nasdaq: LIZI

$30,000,002

Registered Direct

Exclusive Placement Agent

April 2021

Muscle Maker Grill

Nasdaq: GRIL

Advisory
Financial Advisory

April 2021

Troika Media Group, Inc.

Nasdaq: TRKA

$24,000,002

Initial Public Offering

Sole Bookrunner

April 2021

Protagenic Therapeutics, Inc.

Nasdaq: PTIX

$13,197,000

Uplisting

and Underwritten Public Offering
Sole Bookrunner

March 2021

American Acquisition Opportunity Inc.

Nasdaq: AMAOU

$105,060,020

SPAC IPO

Sole Bookrunnner

March 2021

Hoth Therapeutics Inc.

Nasdaq: HOTH

$15,000,000

Private Placement

Financial Advisor

Disclaimer

All investment banking transactions prior to 2025 were executed at a previous broker-dealer, and represent previous deal experience by current individuals currently associated with E.F. Hutton & Co.

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