Transactions

Helping to create prosperity from ambition.

March 2021

The Glimpse Group

Private Placement

Placement Agent

March 2021

Cootek (Cayman) Inc.

NYSE: CTK

$20,000,000

Private Placement

Exclusive Placement Agent

March 2021

Healthcare Triangle Inc.

$4,000,000

Private Placement

Placement Agent

March 2021

IMAC Holdings, Inc.

Nasdaq: IMAC

$19,550,000

Underwritten Public Offering

Sole Bookrunner

March 2021

Agriforce Growing Systems, Ltd.

Private Placement

Placement Agent

March 2021

Infinity Energy Resources, Inc.

OTCPK: IFNY

Advisory
Financial Advisor

March 2021

B. Riley Financial, Inc.

Nasdaq: RILY

$159,493,250

Senior Notes

Co-Manager

March 2021

Wizard Brands, Inc.

OTCPK: WIZD

Private Placement

Placement Agent

March 2021

Integrated Ventures, Inc.

OTCPK: INTV

$9,000,000

Registered Direct

Exclusive Placement Agent

March 2021

Dragon Victory International Limited

Nasdaq: LYL

$6,000,000

Private Placement

Exclusive Placement Agent

February 2021

GreenBox POS

Nasdaq: GBOX

$50,111,250

Uplisting

and Underwritten Public Offering
Sole Bookrunner

February 2021

PEDEVCO Corp.

NYSE: PED

$8,952,750

Underwritten Public Offering

Sole Bookrunner

Disclaimer

All investment banking transactions prior to 2025 were executed at a previous broker-dealer, and represent previous deal experience by current individuals currently associated with E.F. Hutton & Co.

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