Transactions

Helping to create prosperity from ambition.

February 2021

SPI Energy Co., Ltd.

Nasdaq: SPI

$14,732,396

Registered Direct

Placement Agent

February 2021

Reliance Global Group

Nasdaq: RELI

$12,420,000

Uplisting

and Underwritten Public Offering
Sole Bookrunner

February 2021

COMSovereign Holding Corp.

Nasdaq: COMS

$27,599,997

Underwritten Public Offering

Sole Bookrunner

February 2021

Babcock & Wilcox Enterprises, Inc.

NYSE: BW

$125,000,000

Senior Notes Offering

Co-Manager

February 2021

Longeveron

Nasdaq: LGVN

$29,100,000

Initial Public Offering

Sole Bookrunner

February 2021

U.S. Energy Corp.

Nasdaq: USEG

$5,771,160

Underwritten Public Offering

Sole Bookrunner

February 2021

Gaucho Group Holdings, Inc.

Nasdaq: VINO

$8,000,004

Uplisting

and Underwritten Public Offering
Sole Bookrunner

January 2021

Benessere Capital Acquisition Corp.

Nasdaq: BENEU

$115,000,000

SPAC IPO

Sole Bookrunner

January 2021

Digital Ally Inc.

Nasdaq: DGLY

$30,955,000

Registered Direct

Exclusive Placement Agent

January 2021

Gladstone Land Corp.

Nasdaq: LAND

$52,500,000

Preferred

Series D Cumulative Term

January 2021

Cootek (Cayman) Inc.

NYSE: CTK

$10,000,000

Private Placement

Exclusive Placement Agent

January 2021

FoxWayne Enterprises Acquisition Corp.

Nasdaq: FOXWU

$57,500,000

SPAC IPO

Sole Bookrunner

Disclaimer

All investment banking transactions prior to 2025 were executed at a previous broker-dealer, and represent previous deal experience by current individuals currently associated with E.F. Hutton & Co.

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