Transactions

Helping to create prosperity from ambition.

July 2021

TradeUP Acquisition Corp.

Nasdaq: UPTDU

$44,300,000

SPAC IPO

Joint Bookrunner

July 2021

AgriFORCE Growing Systems, Ltd.

Nasdaq: AGRI

$15,639,994

Initial Public Offering

Sole Bookrunner

July 2021

Applied UV, Inc.

Nasdaq: AUVI

$13,800,000

Preferred Stock Offering

Joint Bookrunner

July 2021

Protagenic Therapeutics, Inc.

Nasdaq: PTIX

$10,000,000

ATM Offering

Sales Agent

July 2021

HCW Biologics, Inc.

Nasdaq: HCWB

$56,000,000

Initial Public Offering

Sole Bookrunner

June 2021

G Medical Innovations Holdings, Ltd.

Nasdaq: GMVD

$15,000,000

Initial Public Offering

Sole Bookrunner

June 2021

Global Self Storage, Inc.

Nasdaq: SELF

$6,900,002

Underwritten Public Offering

Sole Bookrunner

June 2021

Northern Lights Acquisition Corp.

Nasdaq: NLITU

$115,000,000

SPAC IPO

Sole Bookrunner

June 2021

Grove, Inc.

Nasdaq: GRVI

$12,650,000

Initial Public Offering

Sole Bookrunner

June 2021

Sonim Technologies, Inc.

Nasdaq: SONM

$10,000,000

ATM Offering

Sales Agent

June 2021

The Glimpse Group, Inc.

Nasdaq: VRAR

$14,087,500

Initial Public Offering

Sole Bookrunner

June 2021

Synchronoss Technologies, Inc.

Nasdaq: SNCR

$125,000,000

Senior Notes

Lead Manager

Disclaimer

All investment banking transactions prior to 2025 were executed at a previous broker-dealer, and represent previous deal experience by current individuals currently associated with E.F. Hutton & Co.

Multi-Level Sidebar