Transactions

Helping to create prosperity from ambition.

September 2021

Aesther Healthcare Acquisition Corp.

Nasdaq: AEHAU

$105,000,000

SPAC IPO

Sole Bookrunner

September 2021

Pasithea Therapeutics Corp.

Nasdaq: KTTA

$24,000,000

Initial Public Offering

Sole Bookrunner

August 2021

Charah Solutions, Inc.

NYSE: CHRA

$135,000,000

Senior Notes

Lead Manager

August 2021

DatChat, Inc.

Nasdaq: DATS

$13,799,999

Initial Public Offering

Lead Bookrunner

August 2021

PHP Ventures Acquisition Corp.

Nasdaq: PPHPU

$57,500,000

SPAC IPO

Sole Bookrunner

August 2021

Pono Capital Corp.

Nasdaq: PONOU

$115,000,000

SPAC IPO

Sole Bookrunner

August 2021

BioVie, Inc.

Nasdaq: BIVI

$20,736,000

Underwritten Public Offering

Financial Advisor

August 2021

TRxADE HEALTH, Inc.

Nasdaq: MEDS

$9,000,000

ATM Offering

Sales Agent

August 2021

B. Riley Financial, Inc.

Nasdaq: RILY

$316,250,000

Senior Notes

Lead Manager

August 2021

Nova Vision Acquisition Corp.

Nasdaq: NOVVU

$57,500,000

SPAC IPO

Joint Bookrunner

August 2021

Gladstone Acquisition Corp.

Nasdaq: GLEEU

$104,924,800

SPAC IPO

Sole Bookrunner

August 2021

IDW Media Holdings, Inc.

NYSE: IDW

$10,350,000

Underwritten Public Offering
and Uplisting

Sole Bookrunner

Disclaimer

All investment banking transactions prior to 2025 were executed at a previous broker-dealer, and represent previous deal experience by current individuals currently associated with E.F. Hutton & Co.

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