Transactions

Helping to create prosperity from ambition.

October 2021

Healthcare Triangle, Inc.

Nasdaq: HCTI

$13,050,000

Initial Public Offering

Sole Bookrunner

October 2021

Superior Drilling Products, Inc.

NYSE: SDPI

$2,000,000

Registered Direct Offering

Exclusive Placement Agent

October 2021

Maxpro Capital Acquisition Corp.

Nasdaq: JMACU

$103,500,000

SPAC IPO

Sole Bookrunner

October 2021

Parsec Capital Acquisitions Corp.

Nasdaq: PCXCU

$86,250,000

SPAC IPO

Sole Bookrunner

October 2021

Healthcare Trust, Inc.

Nasdaq: HTIA

$90,750,000

Preferred Stock Offering

Co-Manager

October 2021

PEDEVCO Corp.

NYSE: PED

$7,000,002

Registered Direct Offering

Joint Placement Agent

October 2021

Announced: Trump Media & Technology Group with Digital World Acquisition Corp.

~$1,700,000,000

SPAC IPO Sole Bookrunner

September 2021

HHG Capital Corp.

Nasdaq: HHGCU

$57,500,000

SPAC IPO

Joint Bookrunner

September 2021

Guardforce AI Co., Ltd.

Nasdaq: GFAI

$15,000,000

Underwritten Public Offering
and Uplisting

Sole Bookrunner

September 2021

LifeMD, Inc.

Nasdaq: LFMD

$35,000,000

Preferred Stock Offering

Joint Bookrunner

September 2021

Digital Brands Group, Inc.

Nasdaq: DBGI

$5,265,000

Private Placement

Exclusive Placement Agent

September 2021

Digital World Acquisition Corp.

Nasdaq: DWACU

$287,500,000

SPAC IPO

Sole Bookrunner

Disclaimer

All investment banking transactions prior to 2025 were executed at a previous broker-dealer, and represent previous deal experience by current individuals currently associated with E.F. Hutton & Co.

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