Geoffrey Liddy is Chief Operating Officer at E.F. Hutton & Co., bringing over 25 years of experience in capital markets and broker-dealer leadership. His expertise spans regulatory compliance, operations, and risk management across firmwide compliance oversight, capital markets, portfolio management, and wealth advisory, serving both institutional and high-net-worth clients. Mr. Liddy has developed and implemented supervisory frameworks aligned with SEC and FINRA requirements, led regulatory examinations, prepared financial and operational filings, and implemented corrective actions to address compliance and operational matters while driving internal controls and procedural efficiencies. He has also established and managed a successful syndicate platform, participating as underwriter and selling group member in closed-end fund offerings, and has recruited and scaled high-performing sales teams to over $100 million in assets under management. Mr. Liddy holds a BA from Florida Atlantic University.