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Transactions

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Denali Acquisition Corp.

April 1, 2022

Denali Acquisition Corp.
(Nasdaq: DECAU)

$82,500,000

SPAC IPO
Joint Bookrunner

Press Release
Guardforce AI Co., Ltd.

April 1, 2022

Guardforce AI Co., Ltd.
(Nasdaq: GFAI)

$10,050,253

Registered Direct Offering
Exclusive Placement Agent

Press Release
Statera Biopharma, Inc.

March 1, 2022

Statera Biopharma, Inc.
(Nasdaq: STAB)

$5,650,000

Underwritten Public Offering
Sole Bookrunner

Press Release
Troika Media Group, Inc. with Converge Direct, LLC

March 1, 2022

Troika Media Group, Inc. with Converge Direct, LLC
()

$125,000,000

Acquisition
Exclusive Financial Advisor

Press Release
Troika Media Group, Inc.

March 1, 2022

Troika Media Group, Inc.
(Nasdaq: TRKA)

$50,000,000

Private Placement
Exclusive Placement Agent

Press Release
Nubia Brand International Corp.

March 1, 2022

Nubia Brand International Corp.
(Nasdaq: NUBIU)

$123,500,000

SPAC IPO
Sole Bookrunner

Press Release
Salem Media Group, Inc.

March 2, 2022

Salem Media Group, Inc.
(Nasdaq: SALM)

$15,000,000

ATM Offering
Financial Advisor

Press Release
Future Tech II Acquisition Corp.

February 1, 2022

Future Tech II Acquisition Corp.
(Nasdaq: FTIIU)

$115,000,000

SPAC IPO
Sole Bookrunner

Press Release
Genesis Unicorn Capital Corp.

February 1, 2022

Genesis Unicorn Capital Corp.
(Nasdaq: GENQU)

$86,250,000

SPAC IPO
Sole Bookrunner

Press Release
Splash Beverage Group, Inc.

February 1, 2022

Splash Beverage Group, Inc.
(NYSE: SBEV)

$9,200,000

Underwritten Public Offering
Sole Bookrunner

Press Release
Northern Lights Acquisition Corp.

February 2, 2022

Northern Lights Acquisition Corp.
(Nasdaq: NLITU)

$60,000,000

Private Placement
Exclusive Placement Agent

Press Release
Vivakor, Inc.

February 1, 2022

Vivakor, Inc.
(Nasdaq: VIVK)

$8,000,000

Underwritten Public Offering and Uplisting
Sole Bookrunner

Press Release