Transactions

Helping to Create Prosperity from Ambition

Vivakor, Inc.

June 1, 2022

Vivakor, Inc.
(Nasdaq: VIVK)

$37,400,000

Acquisition of Silver Fuels Delhi, LLC & White Claw Colorado City, LLC
Financial Advisor

Odyssey Marine Exploration, Inc.

June 1, 2022

Odyssey Marine Exploration, Inc.
(Nasdaq: OMEX)

$16,547,375

Registered Direct Offering
Exclusive Placement Agent

Acri Capital Acquisition Corporation

June 1, 2022

Acri Capital Acquisition Corporation
(Nasdaq: ACACU)

$86,250,000

SPAC IPO
Sole Bookrunner

Modiv Inc.

June 1, 2022

Modiv Inc.
(NYSE: MDV)

$50,000,000

ATM Offering
Sales Agent

TC Biopharm (Holdings) Plc

June 1, 2022

TC Biopharm (Holdings) Plc
(Nasdaq: TCBP)

$4,600,000

Underwritten Public Offering
Sole Bookrunner

Bright Green Corporation

May 1, 2022

Bright Green Corporation
(NASDAQ: BGXX)

Direct Listing
Financial Advisor

Monterey Capital Acquisition Corporation

May 1, 2022

Monterey Capital Acquisition Corporation
(Nasdaq: MCACU)

$92,000,000

SPAC IPO
Sole Bookrunner

Aimfinity Investment Corp. I

April 1, 2022

Aimfinity Investment Corp. I
(Nasdaq: AIMAU)

$80,500,000

SPAC IPO
Joint Bookrunner

Announced: EON Reality Inc. Merger with Arogo Capital Acquisition Corp.

April 1, 2022

Announced: EON Reality Inc. Merger with Arogo Capital Acquisition Corp.
()

~$655,000,000

Capital Markets Advisor

Announced: OneMedNet Corporation Merger with Data Knights Acquisition Corp.

April 1, 2022

Announced: OneMedNet Corporation Merger with Data Knights Acquisition Corp.
()

~$317,000,000

SPAC IPO Underwritter

Aura FAT Projects Acquisition Corp.

April 1, 2022

Aura FAT Projects Acquisition Corp.
(Nasdaq: AFARU)

$115,000,000

SPAC IPO
Sole Bookrunner

Hoth Therapeutics Inc.

April 1, 2022

Hoth Therapeutics Inc.
(Nasdaq: HOTH)

$7,000,000

Underwritten Public Offering
Sole Bookrunner