Transactions

Helping to create prosperity from ambition.

April 2024

U-BX Technology Ltd.

Nasdaq: UBXG

$10,000,000

Initial Public Offering

Sole Bookrunner

March 2024

AppTech Payments Corp.

Nasdaq: APCX

$2,000,000

Underwritten Public Offering

Sole Bookrunner

March 2024

Black Hawk Acquisition Corporation

Nasdaq: BKHAU

$69,000,000

SPAC IPO

Sole Bookrunner

March 2024

Digital World Acquisition Corp. Merger with Trump Media & Technology Group Corp.

Nasdaq: DJT

Business Combination

Sole Underwriter & Exclusive Placement Agent

March 2024

Solidion Technology, Inc.

Nasdaq: STI

$3,850,000

Private Placement

Exclusive Placement Agent

March 2024

NRx Pharmaceuticals, Inc.

Nasdaq: NRXP

$1,725,000

Underwritten Public Offering

Sole Bookrunner

February 2024

SMX (Security Matters) PLC

Nasdaq: SMX

$2,910,000

Underwritten Public Offering

Sole Bookrunner

February 2024

Reborn Coffee, Inc.

Nasdaq: REBN

$6,100,000

Private Placement

Financial Advisor

February 2024

Nubia Brand International Corp. Merger with Solidion Technology, Inc.

Nasdaq: STI

~$820,000,000

Business Combination

Capital Markets Advisor

January 2024

Haoxi Health Technology Limited

Nasdaq: HAO

$11,040,000

Initial Public Offering

Sole Bookrunner

January 2024

DatChat, Inc.

Nasdaq: DATS

$1,800,000

Underwritten Public Offering

Sole Bookrunner

January 2024

Horizon Aircraft Merger with Pono Capital Three, Inc.

~$99,000,000

Business Combination

Capital Markets Advisor

Disclosure

* All securities offered through a broker-dealer affiliated with the principals of E.F. Hutton & Co. LLC. All such deals were conducted through EF Hutton LLC (CRD# 103792, 2020-2024). E.F. Hutton & Co. LLC had no involvement in the transactions from 2020-2024.

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