Transaction - EF Hutton

Transactions

Helping to create prosperity from ambition.

October 2024

MicroVision, Inc.

Nasdaq: MVIS

$75,000,000

Private Placement

Placement Agent*

October 2024

Humacyte, Inc.

Nasdaq: HUMA

$30,000,000

Registered Direct Offering

Exclusive Placement Agent*

September 2024

Acri Capital Acquisition Corporation Merger with Foxx Development Holdings Inc.

Nasdaq: FOXX

~$50,000,000

Business Combination

Capital Markets Advisor*

September 2024

Zhibao Technology Inc.

Nasdaq: ZBAO

$7,200,000

Private Placement

Exclusive Placement Agent*

September 2024

Haoxi Health Technology Limited

Nasdaq: HAO

$12,000,000

Underwritten Public Offering

Sole Bookrunner*

September 2024

Pono Capital Two, Inc. Merger with SBC Medical Holdings, Inc.

Nasdaq: SBC

~$1,000,000,000

Business Combination

Capital Markets Advisor*

September 2024

Kairos Pharma, Ltd.

NYSE: KAPA

$6,200,000

Initial Public Offering

Co-Managing Underwriter*

August 2024

Solidion Technology, Inc.

Nasdaq: STI

$4,000,000

Private Placement

Exclusive Placement Agent*

August 2024

GigCapital7 Corp.

Nasdaq: GIGGU

$200,000,000

SPAC Initial Public Offering

Joint Bookrunner*

August 2024

INFINT Acquisition Corp. Merger with Seamless Group, Inc.

Nasdaq: CURR

~$400,000,000

Business Combination

Sole Underwriter*

August 2024

Horizon Aircraft, Inc.

Nasdaq: HOVR

$2,900,000

Underwritten Public Offering

Sole Bookrunner*

August 2024

NRx Pharmaceuticals, Inc.

Nasdaq: NRXP

$16,000,000

Private Placement

Exclusive Placement Agent*

Disclosure

* All securities offered through a broker-dealer affiliated with the principals of E.F. Hutton & Co. LLC. All such deals were conducted through EF Hutton LLC (CRD# 103792, 2020-2024). E.F. Hutton & Co. LLC had no involvement in the transactions from 2020-2024.

Transactions

MicroVision, Inc.

Nasdaq: MVIS

$75,000,000

Humacyte, Inc.

Nasdaq: HUMA

$30,000,000

Acri Capital Acquisition Corporation Merger with Foxx Development Holdings Inc.

Nasdaq: FOXX

~$50,000,000

Zhibao Technology Inc.

Nasdaq: ZBAO

$7,200,000

Haoxi Health Technology Limited

Nasdaq: HAO

$12,000,000

Pono Capital Two, Inc. Merger with SBC Medical Holdings, Inc.

Nasdaq: SBC

~$1,000,000,000

Kairos Pharma, Ltd.

NYSE: KAPA

$6,200,000

Solidion Technology, Inc.

Nasdaq: STI

$4,000,000

GigCapital7 Corp.

Nasdaq: GIGGU

$200,000,000

INFINT Acquisition Corp. Merger with Seamless Group, Inc.

Nasdaq: CURR

~$400,000,000

Horizon Aircraft, Inc.

Nasdaq: HOVR

$2,900,000

NRx Pharmaceuticals, Inc.

Nasdaq: NRXP

$16,000,000

Disclosure

Internship Program