Transaction – Page 9

January 31, 2023

Cetus Capital Acquisition Corp.
(Nasdaq: CETU)

$57,500,000

SPAC IPO
Sole Bookrunner

Press Release

January 31, 2023

Sidus Space, Inc.
(Nasdaq: SIDU)

$5,167,330

Underwritten Public Offering
Joint Bookrunner

Press Release

January 31, 2023

AppTech Payments Corp.
(Nasdaq: APCX)

$5,000,001

Registered Direct Offering and Concurrent Private Placement
Exclusive Placement Agent

Press Release

January 30, 2023

Nine Energy Service, Inc.
(NYSE: NINE)

$300,000,000

Senior Secured Notes and Common Stock
Co-Manager

Press Release

January 27, 2023

Nemaura Medical Inc.
(Nasdaq: NMRD)

$8,393,361

Registered Direct Offering
Exclusive Placement Agent

Press Release

January 25, 2023

Grom Social Enterprises, Inc.
(Nasdaq: GROM)

$3,000,001

Private Placement
Exclusive Placement Agent

Press Release

January 10, 2023

Atlas Lithium Corp.
(Nasdaq: ATLX)

$4,657,500

Underwritten Public Offering and Uplisting
Sole Bookrunner

Press Release

January 5, 2023

Announced: Pogo Resources LLC Merger with HNR Acquisition Corp.
()

~$145,000,000⁽¹⁾

Capital Markets Advisor

Press Release

January 3, 2023

Announced: ConnectM Technology Solutions Inc. Merger with Monterey Capital Acquisition Corporation
()

~$145,000,000⁽¹⁾

Capital Markets Advisor

Press Release

December 16, 2022

Harrow Health, Inc.
(Nasdaq: HROW)

$35,000,000

Senior Notes
Lead Manager

Press Release

December 9, 2022

Grom Social Enterprises, Inc.
(Nasdaq: GROM)

$5,004,642

Follow-On Offering
Sole Bookrunner

Press Release

December 8, 2022

Announced: Modulex Modular Buildings Plc merger with PHP Ventures Acquisition Corp.
()

~$732,000,000

Capital Markets Advisor

Press Release

Transactions

Helping to Create Prosperity from Ambition

Cetus Capital Acquisition Corp.
(Nasdaq: CETU)

$57,500,000

Sidus Space, Inc.
(Nasdaq: SIDU)

$5,167,330

AppTech Payments Corp.
(Nasdaq: APCX)

$5,000,001

Nine Energy Service, Inc.
(NYSE: NINE)

$300,000,000

Nemaura Medical Inc.
(Nasdaq: NMRD)

$8,393,361

Grom Social Enterprises, Inc.
(Nasdaq: GROM)

$3,000,001

Atlas Lithium Corp.
(Nasdaq: ATLX)

$4,657,500

Announced: Pogo Resources LLC Merger with HNR Acquisition Corp.
()

~$145,000,000⁽¹⁾

Announced: ConnectM Technology Solutions Inc. Merger with Monterey Capital Acquisition Corporation
()

~$145,000,000⁽¹⁾

Harrow Health, Inc.
(Nasdaq: HROW)

$35,000,000

Grom Social Enterprises, Inc.
(Nasdaq: GROM)

$5,004,642

Announced: Modulex Modular Buildings Plc merger with PHP Ventures Acquisition Corp.
()

~$732,000,000

Transactions

Helping to Create Prosperity from Ambition

Cetus Capital Acquisition Corp. (Nasdaq: CETU)

$57,500,000

Sidus Space, Inc. (Nasdaq: SIDU)

$5,167,330

AppTech Payments Corp. (Nasdaq: APCX)

$5,000,001

Nine Energy Service, Inc. (NYSE: NINE)

$300,000,000

Nemaura Medical Inc. (Nasdaq: NMRD)

$8,393,361

Grom Social Enterprises, Inc. (Nasdaq: GROM)

$3,000,001

Atlas Lithium Corp. (Nasdaq: ATLX)

$4,657,500

Announced: Pogo Resources LLC Merger with HNR Acquisition Corp. ()

~$145,000,000⁽¹⁾

Announced: ConnectM Technology Solutions Inc. Merger with Monterey Capital Acquisition Corporation ()

~$145,000,000⁽¹⁾

Harrow Health, Inc. (Nasdaq: HROW)

$35,000,000

Grom Social Enterprises, Inc. (Nasdaq: GROM)

$5,004,642

Announced: Modulex Modular Buildings Plc merger with PHP Ventures Acquisition Corp. ()

~$732,000,000

Cetus Capital Acquisition Corp.
(Nasdaq: CETU)

Sidus Space, Inc.
(Nasdaq: SIDU)

AppTech Payments Corp.
(Nasdaq: APCX)

Nine Energy Service, Inc.
(NYSE: NINE)

Nemaura Medical Inc.
(Nasdaq: NMRD)

Grom Social Enterprises, Inc.
(Nasdaq: GROM)

Atlas Lithium Corp.
(Nasdaq: ATLX)

Announced: Pogo Resources LLC Merger with HNR Acquisition Corp.
()

Announced: ConnectM Technology Solutions Inc. Merger with Monterey Capital Acquisition Corporation
()

Harrow Health, Inc.
(Nasdaq: HROW)

Grom Social Enterprises, Inc.
(Nasdaq: GROM)

Announced: Modulex Modular Buildings Plc merger with PHP Ventures Acquisition Corp.
()