Transaction – Page 6

September 12, 2023

Grom Social Enterprises, Inc.
(Nasdaq: GROM)

$3,002,946

Underwritten Public Offering
Sole Bookrunner

Press Release

September 8, 2023

American Rebel Holdings, Inc.
(Nasdaq: AREB)

$3,287,555

Warrant Inducement
Agent

Press Release

September 8, 2023

Solowin Holdings
(Nasdaq: SWIN)

$8,000,000

Initial Public Offering
Sole Bookrunner

Press Release

September 7, 2023

SMX (Security Matters) Public Limited Company
(Nasdaq: SMX)

$4,290,000

Private Placement
Exclusive Placement Agent

Press Release

August 18, 2023

99 Acquisition Group Inc.
(Nasdaq: NNAGU)

$75,000,000

SPAC IPO
Sole Bookrunner

Press Release

August 15, 2023

SRM Entertainment, Inc.
(Nasdaq: SRM)

$6,250,000

Initial Public Offering
Sole Bookrunner

Press Release

August 11, 2023

LQR House Inc.
(Nasdaq: LQR)

$5,750,000

Initial Public Offering
Sole Bookrunner

Press Release

August 3, 2023

Environmental Solutions Group Holdings Limited Merger with Genesis Unicorn Capital Corp.
()

~$100,770,000

Business Combination
Capital Markets Advisor

Press Release

July 27, 2023

Keen Vision Acquisition Corporation
(Nasdaq: KVACU)

$149,500,000

SPAC IPO
Lead Bookrunner

Press Release

June 30, 2023

American Rebel Holdings, Inc.
(Nasdaq: AREB)

$3,000,000

Private Placement
Exclusive Placement Agent

Press Release

June 23, 2023

SMX (Security Matters) Public Limited Company
(Nasdaq: SMX)

$3,200,000

Underwritten Public Offering
Sole Bookrunner

Press Release

June 16, 2023

Clene Inc.
(Nasdaq: CLNN)

$40,000,000

Underwritten Public Offering
Co-Manager

Press Release

Transactions

Helping to Create Prosperity from Ambition

Grom Social Enterprises, Inc.
(Nasdaq: GROM)

$3,002,946

American Rebel Holdings, Inc.
(Nasdaq: AREB)

$3,287,555

Solowin Holdings
(Nasdaq: SWIN)

$8,000,000

SMX (Security Matters) Public Limited Company
(Nasdaq: SMX)

$4,290,000

99 Acquisition Group Inc.
(Nasdaq: NNAGU)

$75,000,000

SRM Entertainment, Inc.
(Nasdaq: SRM)

$6,250,000

LQR House Inc.
(Nasdaq: LQR)

$5,750,000

Environmental Solutions Group Holdings Limited Merger with Genesis Unicorn Capital Corp.
()

~$100,770,000

Keen Vision Acquisition Corporation
(Nasdaq: KVACU)

$149,500,000

American Rebel Holdings, Inc.
(Nasdaq: AREB)

$3,000,000

SMX (Security Matters) Public Limited Company
(Nasdaq: SMX)

$3,200,000

Clene Inc.
(Nasdaq: CLNN)

$40,000,000

Transactions

Helping to Create Prosperity from Ambition

Grom Social Enterprises, Inc. (Nasdaq: GROM)

$3,002,946

American Rebel Holdings, Inc. (Nasdaq: AREB)

$3,287,555

Solowin Holdings (Nasdaq: SWIN)

$8,000,000

SMX (Security Matters) Public Limited Company (Nasdaq: SMX)

$4,290,000

99 Acquisition Group Inc. (Nasdaq: NNAGU)

$75,000,000

SRM Entertainment, Inc. (Nasdaq: SRM)

$6,250,000

LQR House Inc. (Nasdaq: LQR)

$5,750,000

Environmental Solutions Group Holdings Limited Merger with Genesis Unicorn Capital Corp. ()

~$100,770,000

Keen Vision Acquisition Corporation (Nasdaq: KVACU)

$149,500,000

American Rebel Holdings, Inc. (Nasdaq: AREB)

$3,000,000

SMX (Security Matters) Public Limited Company (Nasdaq: SMX)

$3,200,000

Clene Inc. (Nasdaq: CLNN)

$40,000,000

Grom Social Enterprises, Inc.
(Nasdaq: GROM)

American Rebel Holdings, Inc.
(Nasdaq: AREB)

Solowin Holdings
(Nasdaq: SWIN)

SMX (Security Matters) Public Limited Company
(Nasdaq: SMX)

99 Acquisition Group Inc.
(Nasdaq: NNAGU)

SRM Entertainment, Inc.
(Nasdaq: SRM)

LQR House Inc.
(Nasdaq: LQR)

Environmental Solutions Group Holdings Limited Merger with Genesis Unicorn Capital Corp.
()

Keen Vision Acquisition Corporation
(Nasdaq: KVACU)

American Rebel Holdings, Inc.
(Nasdaq: AREB)

SMX (Security Matters) Public Limited Company
(Nasdaq: SMX)

Clene Inc.
(Nasdaq: CLNN)