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Transactions

Helping to Create Prosperity from Ambition

Golden Matrix Group, Inc.

October 25, 2021

Golden Matrix Group, Inc.
(OTCQX: GMGI)

$3,475,003

Registered Direct Offering
Exclusive Placement Agent

Press Release
Fintech Ecosystem Development Corp.

October 19, 2021

Fintech Ecosystem Development Corp.
(Nasdaq: FEXDU)

$115,000,000

SPAC IPO
Sole Bookrunner

Press Release
Superior Drilling Products, Inc.

October 18, 2021

Superior Drilling Products, Inc.
(NYSE: SDPI)

$2,000,000

Registered Direct Offering

Exclusive Placement Agent

Press Release
Healthcare Triangle, Inc.

October 18, 2021

Healthcare Triangle, Inc.
(Nasdaq: HCTI)

$13,050,000

Initial Public Offering

Sole Bookrunner

Press Release
Fat Projects Acquisition Corp.

October 18, 2021

Fat Projects Acquisition Corp.
(Nasdaq: FATPU)

$115,000,000

SPAC IPO

Sole Bookrunner

Press Release
Greenidge Generation Holdings Inc.

October 18, 2021

Greenidge Generation Holdings Inc.
(Nasdaq: GREE)

$55,200,000

Senior Notes
Lead Manager

Press Release
Maxpro Capital Acquisition Corp.

October 12, 2021

Maxpro Capital Acquisition Corp.
(Nasdaq: JMACU)

$103,500,000

SPAC IPO
Sole Bookrunner

Press Release
Parsec Capital Acquisitions Corp.

October 8, 2021

Parsec Capital Acquisitions Corp.
(Nasdaq: PCXCU)

$86,250,000

SPAC IPO
Sole Bookrunner

Press Release
Healthcare Trust, Inc.

October 7, 2021

Healthcare Trust, Inc.
(Nasdaq: HTIA)

$90,750,000

Preferred Stock Offering
Co-Manager

Press Release
PEDEVCO Corp.

October 2, 2021

PEDEVCO Corp.
(NYSE: PED)

$7,000,002

Registered Direct Offering
Joint Placement Agent

Press Release
LifeMD, Inc.

September 10, 2021

LifeMD, Inc.
(Nasdaq: LFMD)

$35,000,000

Preferred Stock Offering
Joint Bookrunner

Press Release
Guardforce AI Co., Ltd.

September 17, 2021

Guardforce AI Co., Ltd.
(Nasdaq: GFAI)

$15,000,000

Underwritten Public Offering
and Uplisting

Sole Bookrunner

Press Release