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E.F. Hutton & Co. Appoints Accomplished Capital Markets Executive Adam Kerbis as Managing Director, Head of SPAC Investment Banking

June 2, 2026

June 2, 2026
9:15 AM

NEW YORK, June 02, 2026 (GLOBE NEWSWIRE) -- E.F. Hutton & Co. (“E.F. Hutton”), an investment banking and financial advisory firm headquartered in New York City, today announced the appointment of Adam Kerbis as Managing Director, Head of SPAC Investment Banking

June

E.F. Hutton & Co. Appoints Accomplished Capital Markets Executive Adam Kerbis as Managing Director, Head of SPAC Investment Banking

June 2, 2026

June 2, 2026
5:28 AM

NEW YORK, June 02, 2026 (GLOBE NEWSWIRE) -- E.F. Hutton & Co. (“E.F. Hutton”), an investment banking and financial advisory firm headquartered in New York City, today announced the appointment of Adam Kerbis as Managing Director, Head of SPAC Investment Banking,

June

E.F. Hutton & Co. Promotes Geoffrey D. Liddy to Chief Operating Officer

June 1, 2026

June 1, 2026
12:01 PM

NEW YORK, June 01, 2026 (GLOBE NEWSWIRE) -- E.F. Hutton & Co. (“E.F. Hutton”), an investment banking and financial advisory firm headquartered in New York City, today announced the promotion of Geoffrey D. Liddy to Chief Operating Officer.

E.F. Hutton & Co. Serves as Sole Placement Agent on HCW Biologics Inc. $4.0 Million Private Placement

May 22, 2026

May 22, 2026
11:11 AM

NEW YORK, May 22, 2026 (GLOBE NEWSWIRE) -- E.F. Hutton & Co. (“E.F. Hutton”), an investment banking and financial advisory firm headquartered in New York City, today announced that it acted as the sole placement agent in connection with a $4.0 million private placement for HCW Biologics Inc.

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$8,000,000

Initial Public Offering

Sole Bookrunner*

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$57,500,000

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$54,210,000

SPAC IPO

Sole Bookrunner*

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$4,000,000

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Lionheart III Corp. Merger with Security Matters Ltd.

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~$225,000,000

Business Combination

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March 2023

Unicycive Therapeutics, Inc.

Nasdaq: UNCY

$30,000,000

Private Placement

Exclusive Placement Agent*

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Treasure Global Inc.

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$5,500,000

Private Placement

Exclusive Placement Agent*

February 2023

Maxpro Capital Acquisition Corp.

Nasdaq: JMACU

$23,650,000

Private Placement

Exclusive Placement Agent*

February 2023

Ocean Biomedical, Inc. Merger with Aesther Healthcare Acquisition Corp.

Nasdaq: OCEA

$274,875,000

Capital Markets Advisor*

February 2023

Hempacco Co., Inc.

Nasdaq: HPCO

$7,245,000

Underwritten Public Offering

Joint Bookrunner*

February 2023

Pono Capital Three, Inc.

Nasdaq: PTHRU

$115,000,000

SPAC IPO

Sole Bookrunner*

February 2023

Sonnet BioTherapeutics, Inc.

Nasdaq: SONN

$15,000,000

Underwritten Public Offering

Joint Bookrunner*

February 2023

AERWINS Technologies, Inc. Merger with Pono Capital Corp.

~$600,000,000

Financial Advisor*

January 2023

AppTech Payments Corp.

Nasdaq: APCX

$5,000,001

Registered Direct Offering and Concurrent Private Placement

Exclusive Placement Agent*

January 2023

Sidus Space, Inc.

Nasdaq: SIDU

$5,167,330

Underwritten Public Offering

Joint Bookrunner*

January 2023

Cetus Capital Acquisition Corp.

Nasdaq: CETU

$57,500,000

SPAC IPO

Sole Bookrunner*

January 2023

Nine Energy Service, Inc.

NYSE: NINE

$300,000,000

Senior Secured Notes and Common Stock

Co-Manager*

January 2023

Nemaura Medical Inc.

Nasdaq: NMRD

$8,393,361

Registered Direct Offering

Exclusive Placement Agent*

January 2023

Grom Social Enterprises, Inc.

Nasdaq: GROM

$3,000,001

Private Placement

Exclusive Placement Agent*

January 2023

Atlas Lithium Corp.

Nasdaq: ATLX

$4,657,500

Underwritten Public Offering and Uplisting

Sole Bookrunner*

January 2023

Announced: Pogo Resources LLC Merger with HNR Acquisition Corp.

~$145,000,000⁽¹⁾

Capital Markets Advisor

January 2023

Announced: ConnectM Technology Solutions Inc. Merger with Monterey Capital Acquisition Corporation

~$145,000,000⁽¹⁾

Capital Markets Advisor

December 2022

Harrow Health, Inc.

Nasdaq: HROW

$35,000,000

Senior Notes

Lead Manager*

December 2022

CTO Realty Growth, Inc.

NYSE: CTO

$65,600,000

Underwritten Public Offering

Co-Manager*

December 2022

Grom Social Enterprises, Inc.

Nasdaq: GROM

$5,004,642

Follow-On Offering

Sole Bookrunner*

December 2022

Announced: Modulex Modular Buildings Plc merger with PHP Ventures Acquisition Corp.

~$732,000,000

Capital Markets Advisor

November 2022

Announced: Arabian Entertainment Company, Ltd. Merger with Sagaliam Acquisition Corp.

~$227,280,000

SPAC IPO Underwriter

November 2022

Subsea Environmental Services B.V.

$31,000,000

Senior Credit Facility

Financial Advisor*

November 2022

Plutonian Acquisition

Nasdaq: PLTN

$57,500,000

SPAC IPO

Sole Bookrunner*

November 2022

Snail, Inc.

Nasdaq: SNAL

$15,000,000

Initial Public Offering

Joint Bookrunner*

November 2022

Scilex Holding Company Merger with Vickers Vantage Corp.

~$1,640,000,000

Capital Markets Advisor

October 2022

Castellum, Inc.

NYSE: CTM

$3,000,000

Underwritten Public Offering and Uplisting

Sole Bookrunner*

October 2022

Guardforce AI Co.

Nasdaq: GFAI

$1,707,500

Private Placement

Executive Placement*

October 2022

Coeptis Therapeutics Holdings, Inc. Merger with Bull Horn Holdings Corp.

~$175,000,000

Capital Markets Advisor

October 2022

Selina Hospitality PLC Merger with BOA Acquisition Corp.

~$996,000,000

Capital Markets Advisor

October 2022

Super Apps Holdings Merger with Technology & Telecommunication Acquisition Corporation

~$1,100,000,000

SPAC IPO

Underwriter*

September 2022

SHF Holdings, Inc. Merger with Northern Lights Acquisition Corp.

$227,100,000

Capital Markets Advisor

September 2022

Splash Beverage Group, Inc.

NYSE: SBEV

$3,100,000

Underwritten Public Offering

Sole Bookrunner*

September 2022

Global Star Acquisition, Inc.

Nasdaq: GLSTU

$92,000,000

SPAC IPO

Sole Bookrunner*

September 2022

Yoshiharu Global Co.

Nasdaq: YOSH

$11,760,000

Initial Public Offering

Sole Bookrunner*

September 2022

EF Hutton Acquisition Corporation I

Nasdaq: EFHTU

$115,000,000

SPAC IPO

Sole Bookrunner*

September 2022

Announced: Rana Financial, Inc. & Mobitech International Merger with Fintech Ecosystem Development Corp.

~$198,000,000

Capital Markets Advisor*

September 2022

Bright Green Corporation

Nasdaq: BGXX

$10,000,000

Private Placement

Exclusive Placement Agent*

August 2022

Announced: Newsight Imaging Ltd. Merger with Vision Sensing Acquisition Corp.

~$380,000,000

Capital Markets Advisor*

August 2022

Onfolio Holdings Inc.

Nasdaq: ONFO

$13,774,847

Initial Public Offering

Sole Bookrunner*

August 2022

Announced: Avanseus Holdings Merger with Fat Projects Acquisition Corp.

~$135,700,000

Capital Markets Advisor*

August 2022

Graphex Group Limited

NYSE: GRFX

$13,500,000

Underwritten Public Offering and Uplisting

Sole Bookrunner*

August 2022

Pono Capital Two, Inc

Nasdaq: PTWOU

$115,000,000

SPAC IPO

Sole Bookrunner*

August 2022

Mobiv Acquisition Corp

Nasdaq: MOBVU

$100,050,000

SPAC IPO

Sole Bookrunner*

August 2022

Announced: Seamless Group Inc. Merger with InFint Acquisition Corp.

~$400,000,000

SPAC IPO Underwriter

August 2022

Announced: Caspi Oil Gas LLP Merger with Liberty Resources Acquisition Corp.

~$427,700,000

SPAC IPO Underwriter

August 2022

Treasure Global Inc

Nasdaq: TGL

$9,200,000

Initial Public Offering

Sole Bookrunner*

August 2022

Reborn Coffee, Inc.

Nasdaq: REBN

$7,200,000

Initial Public Offering

Sole Bookrunner*

August 2022

Embrace Change Acquisition Corp.

Nasdaq: EMCGU

$73,928,550

SPAC IPO

Sole Bookrunner*

July 2022

American Rebel Holdings, Inc.

Nasdaq: AREB

$12,887,976

Private Placement

Exclusive Placement Agent*

July 2022

Announced: AnyTech365 Merger with DUET Acquisition Corp.

~$287,000,000

SPAC IPO Sole Bookrunner

July 2022

AgriFORCE Growing Systems Ltd.

Nasdaq: AGRI

$14,025,000

Convertible Debt Facility

Exclusive Placement Agent*

July 2022

Announced: Security Matters Limited Merger with Lionheart III Corp

~$244,400,000

Capital Markets Advisor

July 2022

Closed: FiscalNote Holdings, Inc., Merger with Duddell Street Acquisition Corp.

$1,188,000,000

Capital Markets Advisor

July 2022

American Rebel Holdings, Inc. (Nasdaq: AREB) with Champion Safe Company

$9,897,420

Acquisition

Financial Advisor*

June 2022

TC Biopharm (Holdings) Plc

Nasdaq: TCBP

$4,600,000

Underwritten Public Offering

Sole Bookrunner*

June 2022

Modiv Inc.

NYSE: MDV

$50,000,000

ATM Offering

Sales Agent*

June 2022

Acri Capital Acquisition Corporation

Nasdaq: ACACU

$86,250,000

SPAC IPO

Sole Bookrunner*

June 2022

Odyssey Marine Exploration, Inc.

Nasdaq: OMEX

$16,547,375

Registered Direct Offering

Exclusive Placement Agent*

June 2022

Vivakor, Inc.

Nasdaq: VIVK

$37,400,000

Acquisition of Silver Fuels Delhi, LLC & White Claw Colorado City, LLC

Financial Advisor*

June 2022

Feutune Light Acquisition Corporation

Nasdaq: FLFVU

$97,750,000

SPAC IPO

Joint Bookrunner*

May 2022

Monterey Capital Acquisition Corporation

Nasdaq: MCACU

$92,000,000

SPAC IPO

Sole Bookrunner*

May 2022

Bright Green Corporation

Nasdaq: BGXX

Direct Listing

Financial Advisor*

April 2022

Guardforce AI Co., Ltd.

Nasdaq: GFAI

$10,050,253

Registered Direct Offering

Exclusive Placement Agent*

April 2022

Denali Acquisition Corp.

Nasdaq: DECAU

$82,500,000

SPAC IPO

Joint Bookrunner*

April 2022

Hoth Therapeutics Inc.

Nasdaq: HOTH

$7,000,000

Underwritten Public Offering

Sole Bookrunner*

April 2022

Aura FAT Projects Acquisition Corp.

Nasdaq: AFARU

$115,000,000

SPAC IPO

Sole Bookrunner*

April 2022

Announced: EON Reality Inc. Merger with Arogo Capital Acquisition Corp.

~$655,000,000

Capital Markets Advisor

April 2022

Announced: OneMedNet Corporation Merger with Data Knights Acquisition Corp.

~$317,000,000

SPAC IPO Underwritter

April 2022

Aimfinity Investment Corp. I

Nasdaq: AIMAU

$80,500,000

SPAC IPO

Joint Bookrunner*

March 2022

Salem Media Group, Inc.

Nasdaq: SALM

$15,000,000

ATM Offering

Financial Advisor*

March 2022

Nubia Brand International Corp.

Nasdaq: NUBIU

$123,500,000

SPAC IPO

Sole Bookrunner*

March 2022

Troika Media Group, Inc.

Nasdaq: TRKA

$50,000,000

Private Placement

Exclusive Placement Agent*

March 2022

Troika Media Group, Inc. with Converge Direct, LLC

$125,000,000

Acquisition

Exclusive Financial Advisor*

March 2022

Statera Biopharma, Inc.

Nasdaq: STAB

$5,650,000

Underwritten Public Offering

Sole Bookrunner*

February 2022

Northern Lights Acquisition Corp.

Nasdaq: NLITU

$60,000,000

Private Placement

Exclusive Placement Agent*

February 2022

Alset Capital Acquisition Corp.

Nasdaq: ACAXU

$86,250,000

SPAC IPO

Sole Bookrunner*

February 2022

American Rebel Holdings, Inc.

Nasdaq: AREB

$10,500,000

Underwritten Public Offering and Uplisting

Sole Bookrunner*

February 2022

Statera Biopharma, Inc.

Nasdaq: STAB

$2,000,000

Registered Direct Offering

Exclusive Placement Agent*

February 2022

Evergreen Corporation

Nasdaq: EVGRU

$115,000,000

SPAC IPO

Sole Bookrunner*

February 2022

HNR Acquisition Corp

NYSE: HNRAU

$86,250,000

SPAC IPO

Sole Bookrunner*

February 2022

TC BioPharm (Holdings) PLC

Nasdaq: TCBP

$17,500,004

Initial Public Offering

Sole Bookrunner*

February 2022

Vivakor, Inc.

Nasdaq: VIVK

$8,000,000

Underwritten Public Offering and Uplisting

Sole Bookrunner*

February 2022

Splash Beverage Group, Inc.

NYSE: SBEV

$9,200,000

Underwritten Public Offering

Sole Bookrunner*

February 2022

Genesis Unicorn Capital Corp.

Nasdaq: GENQU

$86,250,000

SPAC IPO

Sole Bookrunner*

February 2022

Future Tech II Acquisition Corp.

Nasdaq: FTIIU

$115,000,000

SPAC IPO

Sole Bookrunner*

January 2022

EVmo, Inc.

OTCPK: YAYO

$13,700,000

Underwritten Public Offering

Sole Bookrunner*

January 2022

AppTech Payment Corp.

Nasdaq: APCX

$15,000,000

Underwritten Public Offering and Uplisting

Sole Bookrunner*

January 2022

Hour Loop, Inc.

Nasdaq: HOUR

$6,900,000

Initial Public Offering

Sole Bookrunner*

January 2022

AFC Gamma, Inc.

Nasdaq: AFCG

$70,725,000

Underwritten Public Offering

Joint Bookrunner*

January 2022

Technology & Telecommunication Acquisition Corp.

Nasdaq: TETEU

$115,000,000

SPAC IPO

Sole Bookrunnner*

January 2022

Guardforce AI Co. Ltd.

Nasdaq: GFAI

$10,295,996

Private Placement

Exclusive Placement Agent*

January 2022

DUET Acquisition Corp.

Nasdaq: DUETU

$86,250,000

SPAC IPO

Sole Bookrunner*

January 2022

Renovare Environmental, Inc.

Nasdaq: RENO

$1,285,000

Private Placement

Co-Placement Agent*

January 2022

Indonesia Energy Corp.

NYSE: INDO

$7,000,000

Private Placement

Exclusive Placement Agent*

January 2022

CareCloud, Inc.

Nasdaq: MTBC

$25,000,000

Preferred Stock Offering

Joint Bookrunner*

December 2021

Longeveron Inc.

Nasdaq: LGVN

$20,462,540

Private Placement

Exclusive Placement Agent *

December 2021

B. Riley Financial, Inc.

Nasdaq: RILY

$322,679,225

Senior Notes

Lead Manager*

December 2021

Greenidge Generation Holdings Inc.

Nasdaq: GREE

$17,000,000

Senior Notes

Joint Bookrunner*

December 2021

Digital World Acquisition Corp.

Nasdaq: DWACU

$1,000,000,000

Private Placement

Exclusive Placement Agent*

December 2021

Stran & Company Inc.

Nasdaq: STRN

$21,728,472

Private Placement

Exclusive Placement Agent*

December 2021

Babcock & Wilcox Enterprises, Inc.

NYSE: BW

$140,000,000

Senior Notes

Joint Bookrunner*

December 2021

Inception Growth Acquisition Limited

Nasdaq: IGTAU

$103,500,000

SPAC IPO

Joint Bookrunner*

December 2021

BurTech Acquisition Corp.

Nasdaq: BRKHU

$287,500,000

SPAC IPO

Sole Bookrunner*

December 2021

Sagaliam Acquisition Corp.

Nasdaq: SAGAU

$115,000,000

SPAC IPO

Sole Bookrunner*

December 2021

G Medical Innovations Holdings Ltd

Nasdaq: GMVD

$5,000,000

Private Placement

Exclusive Placement Agent*

December 2021

Reliance Global Group, Inc.

Nasdaq: RELI

$20,000,000

Private Placement

Exclusive Placement Agent*

December 2021

Arogo Capital Acquisition Corp.

Nasdaq: AOGOU

$103,500,000

SPAC IPO

Sole Bookrunner*

December 2021

Applied UV, Inc.

Nasdaq: AUVI

$9,200,001

Underwritten Public Offering

Sole Bookrunner*

December 2021

Aetherium Acquisition Corp.

Nasdaq: GMFIU

$115,000,000

SPAC IPO

Sole Bookrunner*

November 2021

Atlanticus Holdings Corp.

Nasdaq: ATLC

$150,000,000

Senior Notes

Lead Manager*

November 2021

Energem Corp.

Nasdaq: ENCPU

$115,000,000

SPAC IPO

Sole Bookrunner*

November 2021

Argo Blockchain PLC

Nasdaq: ARBK

$40,000,000

Senior Notes

Joint Bookrunner*

November 2021

InFinT Acquisition Corp.

NYSE: IFIN.U

$199,998,800

SPAC IPO

Lead Bookrunner*

November 2021

Kidpik Corp.

Nasdaq: PIK

$18,000,000

Initial Public Offering

Sole Bookrunner*

November 2021

AnPac Bio-Medical Science Co., Ltd.

Nasdaq: ANPC

$2,513,286

Underwritten Public Offering

Sole Bookrunner*

November 2021

Tellurian Inc.

NYSE: TELL

$50,000,000

Senior Notes Offering

Lead Manager*

November 2021

Stran & Company Inc.

Nasdaq: STRN

$20,699,996

Initial Public Offering

Lead Bookrunner*

November 2021

Liberty Resources Acquisition Corp.

Nasdaq: LIBYU

$115,000,000

SPAC IPO

Sole Bookrunner*

November 2021

Fortune Rise Acquisition Corp.

Nasdaq: FRLAU

$97,750,000

SPAC IPO

Joint Bookrunner*

November 2021

GreenBox POS

Nasdaq: GBOX

$100,000,000

Private Placement

Exclusive Placement Agent*

November 2021

NextPlay Technologies, Inc.

NASDAQ: NXTP

$30,000,000

Registered Direct Offering

Exclusive Placement Agent*

November 2021

Pasithea Therapeutics Corp.

Nasdaq: KTTA

$30,380,000

Private Placement

Exclusive Placement Agent*

November 2021

Canna-Global Acquisition Corp.

Nasdaq: CNGLU

$230,000,000

SPAC IPO

Sole Bookrunner*

October 2021

Vision Sensing Acquisition Corp.

Nasdaq: VSACU

$101,200,000

SPAC IPO

Sole Bookrunner*

October 2021

The Glimpse Group

Nasdaq: VRAR

$15,000,000

Private Placement

Exclusive Placement Agent*

October 2021

iSun, Inc.

Nasdaq: ISUN

$39,500,000

ATM Offering

Sales Agent*

October 2021

Golden Matrix Group, Inc.

OTCQX: GMGI

$3,475,003

Registered Direct Offering

Exclusive Placement Agent*

October 2021

Fintech Ecosystem Development Corp.

Nasdaq: FEXDU

$115,000,000

SPAC IPO

Sole Bookrunner*

October 2021

Greenidge Generation Holdings Inc.

Nasdaq: GREE

$55,200,000

Senior Notes

Lead Manager*

October 2021

Fat Projects Acquisition Corp.

Nasdaq: FATPU

$115,000,000

SPAC IPO

Sole Bookrunner*

October 2021

Healthcare Triangle, Inc.

Nasdaq: HCTI

$13,050,000

Initial Public Offering

Sole Bookrunner*

October 2021

Superior Drilling Products, Inc.

NYSE: SDPI

$2,000,000

Registered Direct Offering

Exclusive Placement Agent*

October 2021

Maxpro Capital Acquisition Corp.

Nasdaq: JMACU

$103,500,000

SPAC IPO

Sole Bookrunner*

October 2021

Parsec Capital Acquisitions Corp.

Nasdaq: PCXCU

$86,250,000

SPAC IPO

Sole Bookrunner*

October 2021

Healthcare Trust, Inc.

Nasdaq: HTIA

$90,750,000

Preferred Stock Offering

Co-Manager*

October 2021

PEDEVCO Corp.

NYSE: PED

$7,000,002

Registered Direct Offering

Joint Placement Agent*

October 2021

Announced: Trump Media & Technology Group with Digital World Acquisition Corp.

~$1,700,000,000

SPAC IPO Sole Bookrunner

September 2021

HHG Capital Corp.

Nasdaq: HHGCU

$57,500,000

SPAC IPO

Joint Bookrunner*

September 2021

Guardforce AI Co., Ltd.

Nasdaq: GFAI

$15,000,000

Underwritten Public Offering
and Uplisting

Sole Bookrunner*

September 2021

LifeMD, Inc.

Nasdaq: LFMD

$35,000,000

Preferred Stock Offering

Joint Bookrunner*

September 2021

Digital Brands Group, Inc.

Nasdaq: DBGI

$5,265,000

Private Placement

Exclusive Placement Agent*

September 2021

Digital World Acquisition Corp.

Nasdaq: DWACU

$287,500,000

SPAC IPO

Sole Bookrunner*

September 2021

Aesther Healthcare Acquisition Corp.

Nasdaq: AEHAU

$105,000,000

SPAC IPO

Sole Bookrunner*

September 2021

Pasithea Therapeutics Corp.

Nasdaq: KTTA

$24,000,000

Initial Public Offering

Sole Bookrunner*

August 2021

Charah Solutions, Inc.

NYSE: CHRA

$135,000,000

Senior Notes

Lead Manager*

August 2021

DatChat, Inc.

Nasdaq: DATS

$13,799,999

Initial Public Offering

Lead Bookrunner*

August 2021

PHP Ventures Acquisition Corp.

Nasdaq: PPHPU

$57,500,000

SPAC IPO

Sole Bookrunner*

August 2021

Pono Capital Corp.

Nasdaq: PONOU

$115,000,000

SPAC IPO

Sole Bookrunner*

August 2021

BioVie, Inc.

Nasdaq: BIVI

$20,736,000

Underwritten Public Offering

Financial Advisor*

August 2021

TRxADE HEALTH, Inc.

Nasdaq: MEDS

$9,000,000

ATM Offering

Sales Agent*

August 2021

B. Riley Financial, Inc.

Nasdaq: RILY

$316,250,000

Senior Notes

Lead Manager*

August 2021

Nova Vision Acquisition Corp.

Nasdaq: NOVVU

$57,500,000

SPAC IPO

Joint Bookrunner*

August 2021

Gladstone Acquisition Corp.

Nasdaq: GLEEU

$104,924,800

SPAC IPO

Sole Bookrunner*

August 2021

IDW Media Holdings, Inc.

NYSE: IDW

$10,350,000

Underwritten Public Offering
and Uplisting

Sole Bookrunner*

July 2021

TradeUP Acquisition Corp.

Nasdaq: UPTDU

$44,300,000

SPAC IPO

Joint Bookrunner*

July 2021

AgriFORCE Growing Systems, Ltd.

Nasdaq: AGRI

$15,639,994

Initial Public Offering

Sole Bookrunner*

July 2021

Applied UV, Inc.

Nasdaq: AUVI

$13,800,000

Preferred Stock Offering

Joint Bookrunner*

July 2021

Protagenic Therapeutics, Inc.

NASDAQ: PTIX

$10,000,000

ATM Offering

Sales Agent*

July 2021

HCW Biologics, Inc.

Nasdaq: HCWB

$56,000,000

Initial Public Offering

Sole Bookrunner*

June 2021

G Medical Innovations Holdings, Ltd.

Nasdaq: GMVD

$15,000,000

Initial Public Offering

Sole Bookrunner*

June 2021

Global Self Storage, Inc.

Nasdaq: SELF

$6,900,002

Underwritten Public Offering

Sole Bookrunner*

June 2021

Northern Lights Acquisition Corp.

Nasdaq: NLITU

$115,000,000

SPAC IPO

Sole Bookrunner*

June 2021

Grove, Inc.

Nasdaq: GRVI

$12,650,000

Initial Public Offering

Sole Bookrunner*

June 2021

Sonim Technologies, Inc.

Nasdaq: SONM

$10,000,000

ATM Offering

Sales Agent*

June 2021

The Glimpse Group, Inc.

Nasdaq: VRAR

$14,087,500

Initial Public Offering

Sole Bookrunner*

June 2021

Synchronoss Technologies, Inc.

Nasdaq: SNCR

$125,000,000

Senior Notes

Lead Manager*

June 2021

Grom Social Enterprises, Inc.

Nasdaq: GROM

$11,496,384

Underwritten Public
Offering and Uplisting

Sole Bookrunner*

June 2021

Taronis Fuels, Inc.

OTCQB: TRNF

$16,496,004

Private Placement

Executive Placement Agent*

June 2021

CEL-SCI Corporation

NYSE: CVM

$36,418,200

Bought Underwritten Public Offering

Sole Bookrunner*

June 2021

American Resources Corporation

Nasdaq: AREC

$30,100,000

Registered Direct

Exclusive Placement Agent*

June 2021

Global Consumer Acquisition Company

Nasdaq: GACQU

$182,630,000

SPAC IPO

Sole Bookrunner*

June 2021

Atlanticus Holdings Corporation

Nasdaq: ATLC

$79,713,325

Preferred Stock Offering

Lead Manager*

June 2021

Splash Beverage Group Inc.

NYSE: SBEV

$15,000,000

Uplisting
and Underwritten Public Offering

Sole Bookrunner*

May 2021

Alfi, Inc.

Nasdaq: ALF

$17,807,840

Initial Public Offering

Sole Bookrunner*

May 2021

Babcock & Wilcox Enterprises, Inc.

NYSE: BW

$111,117,500

Preferred Stock Offering

Lead Manager*

May 2021

Maquia Capital Acquisition Corporation

Nasdaq: MAQCU

$173,097,190

SPAC IPO

Sole Bookrunner*

May 2021

Data Knights Acquisition Corporation

Nasdaq: DKDCU

$115,000,000

SPAC IPO

Sole Bookrunner*

May 2021

Monaker Group, Inc.

Nasdaq: MKGI

$9,286,250

Underwritten Public Offering

Sole Bookrunner*

May 2021

Digital Brands Group, Inc.

Nasdaq: DBGI

$11,499,999

Initial Public Offering

Sole Bookrunner*

May 2021

Aries I Acquisition Corporation

Nasdaq: RAMMU

$143,750,000

SPAC IPO

Joint Bookrunner*

May 2021

SANUWAVE Health, Inc.

OTCQB: SNWV

Private Placement

Exclusive Placement Agent*

May 2021

COMSovereign Holding Corp.

Nasdaq: COMS

$10,000,000

Private Placement

Financial Advisor*

April 2021

Medalist Diversified REIT, Inc.

Nasdaq: MDRR

$12,000,000

Underwritten Public Offering

Sole Bookrunner*

April 2021

LIZHI Inc.

Nasdaq: LIZI

$30,000,002

Registered Direct

Exclusive Placement Agent*

April 2021

Muscle Maker Grill

Nasdaq: GRIL

Advisory

Financial Advisory*

April 2021

Troika Media Group, Inc.

Nasdaq: TRKA

$24,000,002

Initial Public Offering

Sole Bookrunner*

April 2021

Protagenic Therapeutics, Inc.

Nasdaq: PTIX

$13,197,000

Uplisting
and Underwritten Public Offering

Sole Bookrunner*

March 2021

American Acquisition Opportunity Inc.

Nasdaq: AMAOU

$105,060,020

SPAC IPO

Sole Bookrunnner*

March 2021

Hoth Therapeutics Inc.

Nasdaq: HOTH

$15,000,000

Private Placement

Financial Advisor*

March 2021

The Glimpse Group

Private Placement

Placement Agent*

March 2021

Cootek (Cayman) Inc.

NYSE: CTK

$20,000,000

Private Placement

Exclusive Placement Agent*

March 2021

Healthcare Triangle Inc.

$4,000,000

Private Placement

Placement Agent*

March 2021

IMAC Holdings, Inc.

Nasdaq: IMAC

$19,550,000

Underwritten Public Offering

Sole Bookrunner*

March 2021

Agriforce Growing Systems, Ltd.

Private Placement

Placement Agent*

March 2021

Infinity Energy Resources, Inc.

OTCPK: IFNY

Advisory

Financial Advisor*

March 2021

B. Riley Financial, Inc.

Nasdaq: RILY

$159,493,250

Senior Notes

Co-Manager*

March 2021

Wizard Brands, Inc.

OTCPK: WIZD

Private Placement

Placement Agent*

March 2021

Integrated Ventures, Inc.

OTCPK: INTV

$9,000,000

Registered Direct

Exclusive Placement Agent*

March 2021

Dragon Victory International Limited

Nasdaq: LYL

$6,000,000

Private Placement

Exclusive Placement Agent*

February 2021

GreenBox POS

Nasdaq: GBOX

$50,111,250

Uplisting
and Underwritten Public Offering

Sole Bookrunner*

February 2021

PEDEVCO Corp.

NYSE: PED

$8,952,750

Underwritten Public Offering

Sole Bookrunner*

February 2021

SPI Energy Co., Ltd.

Nasdaq: SPI

$14,732,396

Registered Direct

Placement Agent*

February 2021

Reliance Global Group

Nasdaq: RELI

$12,420,000

Uplisting
and Underwritten Public Offering

Sole Bookrunner*

February 2021

COMSovereign Holding Corp.

Nasdaq: COMS

$27,599,997

Underwritten Public Offering

Sole Bookrunner*

February 2021

Babcock & Wilcox Enterprises, Inc.

NYSE: BW

$125,000,000

Senior Notes Offering

Co-Manager*

February 2021

Longeveron

Nasdaq: LGVN

$29,100,000

Initial Public Offering

Sole Bookrunner*

February 2021

U.S. Energy Corp.

Nasdaq: USEG

$5,771,160

Underwritten Public Offering

Sole Bookrunner*

February 2021

Gaucho Group Holdings, Inc.

Nasdaq: VINO

$8,000,004

Uplisting
and Underwritten Public Offering

Sole Bookrunner*

January 2021

Benessere Capital Acquisition Corp.

Nasdaq: BENEU

$115,000,000

SPAC IPO

Sole Bookrunner*

January 2021

Digital Ally Inc.

Nasdaq: DGLY

$30,955,000

Registered Direct

Exclusive Placement Agent*

January 2021

Gladstone Land Corp.

Nasdaq: LAND

$52,500,000

Preferred

Series D Cumulative Term*

January 2021

Cootek (Cayman) Inc.

NYSE: CTK

$10,000,000

Private Placement

Exclusive Placement Agent*

January 2021

FoxWayne Enterprises Acquisition Corp.

Nasdaq: FOXWU

$57,500,000

SPAC IPO

Sole Bookrunner*

January 2021

Dragon Victory International Limited

Nasdaq: LYL

$2,000,000

Private Placement

Exclusive Placement Agent*

January 2021

B. Riley Financial, Inc.

Nasdaq: RILY

$230,000,000

Senior Notes

Co-Manager*

January 2021

COMSovereign Holding Corp.

Nasdaq: COMS

$17,365,435

Uplisting
and Underwritten Public Offering

Sole Bookrunner*

January 2021

Digital Ally Inc.

Nasdaq: DGLY

$40,040,000

Registered Direct

Exclusive Placement Agent*

December 2020

SPI Energy Co., Ltd.

Nasdaq: SPI

$35,019,900

Registered Direct

Placement Agent*

December 2020

AMMO Inc.

Nasdaq: POWW

$20,682,749

Uplisting

Joint Bookrunner*

December 2020

CEL-SCI Corporation

NYSE: CVM

$14,650,000

Bought Underwritten Public Offering

Joint Bookrunner*

December 2020

Ontrak, Inc.

Nasdaq: OTRK

$42,817,500

Follow-On Offering

Co-Manager*

December 2020

GreenBox POS

OTCQB: GRBX

$3,200,000

Private Placement

Exclusive Placement Agent*

December 2020

Monaker Group

Nasdaq: MKGI

$8,855,000

Bought Underwritten Public Offering

Joint Bookrunner*

November 2020

Kingswood Acquisition Corp.

NYSE: KWAC

$115,000,000

SPAC IPO

Issuer*

November 2020

U.S. Energy Corp.

Nasdaq: USEG

$3,450,000

Follow-On Offering

Sole Bookrunner*

November 2020

Taronis Fuels, Inc.

OTCQB: TRNF

$10,425,000

Private Placement

Exclusive Placement Agent*

November 2020

Dragon Victory International Limited

Nasdaq: LYL

$1,500,000

Private Placement

Exclusive Placement Agent*

October 2020

Presidio Property Trust

Nasdaq: SQFT

$2,500,000

Initial Public Offering

Sole Bookrunner*

October 2020

American Resources Corp.

Nasdaq: AREC

$13,000,000

Registered Direct

Exclusive Placement Agent*

October 2020

Gladstone Land Corp.

Nasdaq: LAND

$23,760,000

Follow-On Offering

Co-Manager*

October 2020

Molecular Data Inc.

Nasdaq: MKD

$5,000,000

Private Placement

Exclusive Placement Agent*

October 2020

Taronis Fuels, Inc.

OTCQB: TRNF

$10,850,000

Private Placement

Exclusive Placement Agent*

October 2020

Hyde Caviar, LLC

$3,150,000

Debt Financing

Financial Advisor*

October 2020

GreenBox POS

OTCQB: GRBX

$3,850,000

Private Placement

Exclusive Placement Agent*

October 2020

Medalist Diversified REIT

Nasdaq: MDRR

$5,000,000

Private Placement

Exclusive Placement Agent*

September 2020

Muscle Maker Grill

Nasdaq: GRIL

$5,600,000

Follow-On Offering

Joint Bookrunner*

September 2020

BioVie Inc.

Nasdaq: BIVI

$17,999,800

Uplisting

Joint Bookrunner*

September 2020

U.S. Energy Corp.

Nasdaq: USEG

$1,658,003

Registered Direct

Exclusive Placement Agent*

September 2020

SPI Energy Co., Ltd.

Nasdaq: SPI

$16,005,600

Registered Direct

Exclusive Placement Agent*

August 2020

Ontrak

Nasdaq: OTRK

$42,500,000

Preferred / Senior Notes

Co-Manager*

July 2020

NanoViricides

AMEX: NNVC

$11,500,000

Follow-On Offering

Sole Bookrunner*

July 2020

Monaker Group

Nasdaq: MKGI

$2,000,000

Registered Direct

Exclusive Placement Agent*

July 2020

Nemaura Medical Inc.

Nasdaq: NMRD

$11,500,000

Underwritten Public Offering

Exclusive Placement Agent*

July 2020

NanoViricides

AMEX: NNVC

$50,000,000

ATM Offering

Sales Agent*

May 2020

NanoViricides

AMEX: NNVC

$10,220,000

Registered Direct

Placement Agent*

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Featured News​

E.F. Hutton & Co. Appoints Accomplished Capital Markets Executive Adam Kerbis as Managing Director, Head of SPAC Investment Banking

June 2, 2026

NEW YORK, June 02, 2026 (GLOBE NEWSWIRE) -- E.F. Hutton & Co. (“E.F. Hutton”), an investment banking and financial advisory firm headquartered in New York City, today announced the appointment of Adam Kerbis as Managing Director, Head of SPAC Investment Banking

E.F. Hutton & Co. Appoints Accomplished Capital Markets Executive Adam Kerbis as Managing Director, Head of SPAC Investment Banking

June 2, 2026

NEW YORK, June 02, 2026 (GLOBE NEWSWIRE) -- E.F. Hutton & Co. (“E.F. Hutton”), an investment banking and financial advisory firm headquartered in New York City, today announced the appointment of Adam Kerbis as Managing Director, Head of SPAC Investment Banking,

E.F. Hutton & Co. Promotes Geoffrey D. Liddy to Chief Operating Officer

June 1, 2026

NEW YORK, June 01, 2026 (GLOBE NEWSWIRE) -- E.F. Hutton & Co. (“E.F. Hutton”), an investment banking and financial advisory firm headquartered in New York City, today announced the promotion of Geoffrey D. Liddy to Chief Operating Officer.

E.F. Hutton & Co. Serves as Sole Placement Agent on HCW Biologics Inc. $4.0 Million Private Placement

May 22, 2026

NEW YORK, May 22, 2026 (GLOBE NEWSWIRE) -- E.F. Hutton & Co. (“E.F. Hutton”), an investment banking and financial advisory firm headquartered in New York City, today announced that it acted as the sole placement agent in connection with a $4.0 million private placement for HCW Biologics Inc.

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Featured News

Atlantic International Corp.
Acquisition of Circle8 Group

Apimeds Pharmaceuticals US Inc.
Merger with TechyTrade FZ LLC

Debt Acquisition Financing of
The Kinetic Group from
Vista Outdoor, Inc.

Li Bang International
Corporation Inc.