Transactions

Helping to create prosperity from ambition.

March 2022

Nubia Brand International Corp.

Nasdaq: NUBIU

$123,500,000

SPAC IPO

Sole Bookrunner

March 2022

Troika Media Group, Inc.

Nasdaq: TRKA

$50,000,000

Private Placement

Exclusive Placement Agent

March 2022

Troika Media Group, Inc. with Converge Direct, LLC

$125,000,000

Acquisition

Exclusive Financial Advisor

March 2022

Statera Biopharma, Inc.

Nasdaq: STAB

$5,650,000

Underwritten Public Offering

Sole Bookrunner

February 2022

Northern Lights Acquisition Corp.

Nasdaq: NLITU

$60,000,000

Private Placement

Exclusive Placement Agent

February 2022

Alset Capital Acquisition Corp.

Nasdaq: ACAXU

$86,250,000

SPAC IPO

Sole Bookrunner

February 2022

American Rebel Holdings, Inc.

Nasdaq: AREB

$10,500,000

Underwritten Public Offering and Uplisting

Sole Bookrunner

February 2022

Statera Biopharma, Inc.

Nasdaq: STAB

$2,000,000

Registered Direct Offering

Exclusive Placement Agent

February 2022

Evergreen Corporation

Nasdaq: EVGRU

$115,000,000

SPAC IPO

Sole Bookrunner

February 2022

HNR Acquisition Corp

NYSE: HNRAU

$86,250,000

SPAC IPO

Sole Bookrunner

February 2022

TC BioPharm (Holdings) PLC

Nasdaq: TCBP

$17,500,004

Initial Public Offering

Sole Bookrunner

February 2022

Vivakor, Inc.

Nasdaq: VIVK

$8,000,000

Underwritten Public Offering and Uplisting

Sole Bookrunner

Disclaimer

All investment banking transactions prior to 2025 were executed at a previous broker-dealer, and represent previous deal experience by current individuals currently associated with E.F. Hutton & Co.

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