M&A-elem - EF Hutton

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M&A

E.F. Hutton advises on a wide variety of M&A advisory transactions and structures, including cross-border, friendly and hostile public take-over transactions, mergers, as well as private acquisitions and divestments.

We advise on a wide variety of M&A advisory transactions and structures, including cross-border, friendly and hostile public take-over transactions, mergers, as well as private acquisitions and divestments.

We also provide advisory services to companies, Boards of Directors and Independent/Special Committees.

By working in partnership with you, we can identify and assess strategic opportunities and alternatives, offering you objective advice, informed expertise and original, value-added ideas. Our global presence and expertise enables us to offer you advice and access on complex cross-border services.

And we also appreciate the requirement to handle your most sensitive assignments with absolute discretion to secure your competitive and tactical advantage. We value and respect relationships as we execute to achieve your objectives.

Our experience includes the following

August 2022

Reborn Coffee, Inc.

Nasdaq: REBN

$7,200,000

Initial Public Offering

Sole Bookrunner

August 2022

Treasure Global Inc

Nasdaq: TGL

$9,200,000

Initial Public Offering

Sole Bookrunner

August 2022

Announced: Caspi Oil Gas LLP Merger with Liberty Resources Acquisition Corp.

~$427,700,000

SPAC IPO Underwriter

August 2022

Embrace Change Acquisition Corp.

Nasdaq: EMCGU

$73,928,550

SPAC IPO

Sole Bookrunner

August 2022

Pono Capital Two, Inc

Nasdaq: PTWOU

$115,000,000

SPAC IPO

Sole Bookrunner

August 2022

Mobiv Acquisition Corp

Nasdaq: MOBVU

$100,050,000

SPAC IPO

Sole Bookrunner

July 2022

American Rebel Holdings, Inc. (Nasdaq: AREB) with Champion Safe Company

$9,897,420

Acquisition

Financial Advisor

August 2022

Announced: Seamless Group Inc. Merger with InFint Acquisition Corp.

~$400,000,000

SPAC IPO Underwriter

March 2024

Energem Corp. Merger with Graphjet Technology Sdn. Bhd.

GTI

~$1,380,000,000

Business Combination

Capital Markets Advisor

July 2022

Closed: FiscalNote Holdings, Inc., Merger with Duddell Street Acquisition Corp.

$1,188,000,000

Capital Markets Advisor

July 2022

Announced: Security Matters Limited Merger with Lionheart III Corp

~$244,400,000

Capital Markets Advisor

July 2022

Announced: AnyTech365 Merger with DUET Acquisition Corp.

~$287,000,000

SPAC IPO Sole Bookrunner

July 2022

American Rebel Holdings, Inc.

Nasdaq: AREB

$12,887,976

Private Placement

Exclusive Placement Agent

July 2022

AgriFORCE Growing Systems Ltd.

Nasdaq: AGRI

$14,025,000

Convertible Debt Facility

Exclusive Placement Agent

June 2022

Feutune Light Acquisition Corporation

Nasdaq: FLFVU

$97,750,000

SPAC IPO

Joint Bookrunner

June 2022

Vivakor, Inc.

Nasdaq: VIVK

$37,400,000

Acquisition of Silver Fuels Delhi, LLC & White Claw Colorado City, LLC

Financial Advisor

June 2022

Odyssey Marine Exploration, Inc.

Nasdaq: OMEX

$16,547,375

Registered Direct Offering

Exclusive Placement Agent

June 2022

Acri Capital Acquisition Corporation

Nasdaq: ACACU

$86,250,000

SPAC IPO

Sole Bookrunner

June 2022

Modiv Inc.

NYSE: MDV

$50,000,000

ATM Offering

Sales Agent

June 2022

TC Biopharm (Holdings) Plc

Nasdaq: TCBP

$4,600,000

Underwritten Public Offering

Sole Bookrunner

May 2022

Bright Green Corporation

NASDAQ: BGXX

Direct Listing

Financial Advisor

May 2022

Monterey Capital Acquisition Corporation

Nasdaq: MCACU

$92,000,000

SPAC IPO

Sole Bookrunner

April 2022

Aimfinity Investment Corp. I

Nasdaq: AIMAU

$80,500,000

SPAC IPO

Joint Bookrunner

April 2022

Announced: EON Reality Inc. Merger with Arogo Capital Acquisition Corp.

~$655,000,000

Capital Markets Advisor

April 2022

Announced: OneMedNet Corporation Merger with Data Knights Acquisition Corp.

~$317,000,000

SPAC IPO Underwritter

April 2022

Aura FAT Projects Acquisition Corp.

Nasdaq: AFARU

$115,000,000

SPAC IPO

Sole Bookrunner

April 2022

Hoth Therapeutics Inc.

Nasdaq: HOTH

$7,000,000

Underwritten Public Offering

Sole Bookrunner

April 2022

Denali Acquisition Corp.

Nasdaq: DECAU

$82,500,000

SPAC IPO

Joint Bookrunner

April 2022

Guardforce AI Co., Ltd.

Nasdaq: GFAI

$10,050,253

Registered Direct Offering

Exclusive Placement Agent

March 2022

Statera Biopharma, Inc.

Nasdaq: STAB

$5,650,000

Underwritten Public Offering

Sole Bookrunner

March 2022

Troika Media Group, Inc. with Converge Direct, LLC

$125,000,000

Acquisition

Exclusive Financial Advisor

March 2022

Troika Media Group, Inc.

Nasdaq: TRKA

$50,000,000

Private Placement

Exclusive Placement Agent

March 2022

Nubia Brand International Corp.

Nasdaq: NUBIU

$123,500,000

SPAC IPO

Sole Bookrunner

March 2022

Salem Media Group, Inc.

Nasdaq: SALM

$15,000,000

ATM Offering

Financial Advisor

February 2022

Future Tech II Acquisition Corp.

Nasdaq: FTIIU

$115,000,000

SPAC IPO

Sole Bookrunner

February 2022

Genesis Unicorn Capital Corp.

Nasdaq: GENQU

$86,250,000

SPAC IPO

Sole Bookrunner

February 2022

Splash Beverage Group, Inc.

NYSE: SBEV

$9,200,000

Underwritten Public Offering

Sole Bookrunner

February 2022

Northern Lights Acquisition Corp.

Nasdaq: NLITU

$60,000,000

Private Placement

Exclusive Placement Agent

February 2022

Vivakor, Inc.

Nasdaq: VIVK

$8,000,000

Underwritten Public Offering and Uplisting

Sole Bookrunner

February 2022

TC BioPharm (Holdings) PLC

Nasdaq: TCBP

$17,500,004

Initial Public Offering

Sole Bookrunner

February 2022

HNR Acquisition Corp

NYSE: HNRAU

$86,250,000

SPAC IPO

Sole Bookrunner

February 2022

Evergreen Corporation

Nasdaq: EVGRU

$115,000,000

SPAC IPO

Sole Bookrunner

February 2022

Statera Biopharma, Inc.

Nasdaq: STAB

$2,000,000

Registered Direct Offering

Exclusive Placement Agent

February 2022

American Rebel Holdings, Inc.

Nasdaq: AREB

$10,500,000

Underwritten Public Offering and Uplisting

Sole Bookrunner

February 2022

Alset Capital Acquisition Corp.

Nasdaq: ACAXU

$86,250,000

SPAC IPO

Sole Bookrunner

January 2022

CareCloud, Inc.

Nasdaq: MTBC

$25,000,000

Preferred Stock Offering

Joint Bookrunner

January 2022

Indonesia Energy Corp.

NYSE: INDO

$7,000,000

Private Placement

Exclusive Placement Agent

January 2022

Renovare Environmental, Inc.

Nasdaq: RENO

$1,285,000

Private Placement

Co-Placement Agent

January 2022

DUET Acquisition Corp.

Nasdaq: DUETU

$86,250,000

SPAC IPO

Sole Bookrunner

January 2022

Guardforce AI Co. Ltd.

Nasdaq: GFAI

$10,295,996

Private Placement

Exclusive Placement Agent

January 2022

Technology & Telecommunication Acquisition Corp.

Nasdaq: TETEU

$115,000,000

SPAC IPO

Sole Bookrunnner

January 2022

Hour Loop, Inc.

Nasdaq: HOUR

$6,900,000

Initial Public Offering

Sole Bookrunner

January 2022

AFC Gamma, Inc.

Nasdaq: AFCG

$70,725,000

Underwritten Public Offering

Joint Bookrunner

January 2022

AppTech Payment Corp.

Nasdaq: APCX

$15,000,000

Underwritten Public Offering and Uplisting

Sole Bookrunner

January 2022

EVmo, Inc.

OTCPK: YAYO

$13,700,000

Underwritten Public Offering

Sole Bookrunner

December 2021

Aetherium Acquisition Corp.

Nasdaq: GMFIU

$115,000,000

SPAC IPO

Sole Bookrunner

December 2021

Applied UV, Inc.

Nasdaq: AUVI

$9,200,001

Underwritten Public Offering

Sole Bookrunner

December 2021

Arogo Capital Acquisition Corp.

Nasdaq: AOGOU

$103,500,000

SPAC IPO

Sole Bookrunner

December 2021

Reliance Global Group, Inc.

Nasdaq: RELI

$20,000,000

Private Placement

Exclusive Placement Agent

December 2021

Sagaliam Acquisition Corp.

Nasdaq: SAGAU

$115,000,000

SPAC IPO

Sole Bookrunner

December 2021

G Medical Innovations Holdings Ltd

Nasdaq: GMVD

$5,000,000

Private Placement

Exclusive Placement Agent

December 2021

BurTech Acquisition Corp.

Nasdaq: BRKHU

$287,500,000

SPAC IPO

Sole Bookrunner

December 2021

Inception Growth Acquisition Limited

Nasdaq: IGTAU

$103,500,000

SPAC IPO

Joint Bookrunner

December 2021

Babcock & Wilcox Enterprises, Inc.

NYSE: BW

$140,000,000

Senior Notes

Joint Bookrunner

December 2021

Stran & Company Inc.

Nasdaq: STRN

$21,728,472

Private Placement

Exclusive Placement Agent

December 2021

Digital World Acquisition Corp.

Nasdaq: DWACU

$1,000,000,000

Private Placement

Exclusive Placement Agent

December 2021

Greenidge Generation Holdings Inc.

Nasdaq: GREE

$17,000,000

Senior Notes

Joint Bookrunner

December 2021

B. Riley Financial, Inc.

Nasdaq: RILY

$322,679,225

Senior Notes

Lead Manager

December 2021

Longeveron Inc.

Nasdaq: LGVN

$20,462,540

Private Placement

Exclusive Placement Agent

November 2021

Canna-Global Acquisition Corp.

Nasdaq: CNGLU

$230,000,000

SPAC IPO

Sole Bookrunner

November 2021

Pasithea Therapeutics Corp.

Nasdaq: KTTA

$30,380,000

Private Placement

Exclusive Placement Agent

November 2021

Atlanticus Holdings Corp.

Nasdaq: ATLC

$150,000,000

Senior Notes

Lead Manager

November 2021

InFinT Acquisition Corp.

NYSE: IFIN.U

$199,998,800

SPAC IPO

Lead Bookrunner

November 2021

Energem Corp.

Nasdaq: ENCPU

$115,000,000

SPAC IPO

Sole Bookrunner

November 2021

Argo Blockchain PLC

Nasdaq: ARBK

$40,000,000

Senior Notes

Joint Bookrunner

November 2021

Kidpik Corp.

Nasdaq: PIK

$18,000,000

Initial Public Offering

Sole Bookrunner

November 2021

AnPac Bio-Medical Science Co., Ltd.

Nasdaq: ANPC

$2,513,286

Underwritten Public Offering

Sole Bookrunner

November 2021

Stran & Company Inc.

Nasdaq: STRN

$20,699,996

Initial Public Offering

Lead Bookrunner

November 2021

Tellurian Inc.

NYSE: TELL

$50,000,000

Senior Notes Offering

Lead Manager

November 2021

Liberty Resources Acquisition Corp.

Nasdaq: LIBYU

$115,000,000

SPAC IPO

Sole Bookrunner

November 2021

GreenBox POS

Nasdaq: GBOX

$100,000,000

Private Placement

Exclusive Placement Agent

November 2021

Fortune Rise Acquisition Corp.

Nasdaq: FRLAU

$97,750,000

SPAC IPO

Joint Bookrunner

November 2021

NextPlay Technologies, Inc.

Nasdaq: NXTP

$30,000,000

Registered Direct Offering

Exclusive Placement Agent

October 2021

Vision Sensing Acquisition Corp.

Nasdaq: VSACU

$101,200,000

SPAC IPO

Sole Bookrunner

October 2021

The Glimpse Group

Nasdaq: VRAR

$15,000,000

Private Placement

Exclusive Placement Agent

October 2021

iSun, Inc.

Nasdaq: ISUN

$39,500,000

ATM Offering

Sales Agent

October 2021

Golden Matrix Group, Inc.

OTCQX: GMGI

$3,475,003

Registered Direct Offering

Exclusive Placement Agent

October 2021

Fintech Ecosystem Development Corp.

Nasdaq: FEXDU

$115,000,000

SPAC IPO

Sole Bookrunner

October 2021

Superior Drilling Products, Inc.

NYSE: SDPI

$2,000,000

Registered Direct Offering

Exclusive Placement Agent

October 2021

Healthcare Triangle, Inc.

Nasdaq: HCTI

$13,050,000

Initial Public Offering

Sole Bookrunner

October 2021

Fat Projects Acquisition Corp.

Nasdaq: FATPU

$115,000,000

SPAC IPO

Sole Bookrunner

October 2021

Greenidge Generation Holdings Inc.

Nasdaq: GREE

$55,200,000

Senior Notes

Lead Manager

October 2021

Maxpro Capital Acquisition Corp.

Nasdaq: JMACU

$103,500,000

SPAC IPO

Sole Bookrunner

October 2021

Parsec Capital Acquisitions Corp.

Nasdaq: PCXCU

$86,250,000

SPAC IPO

Sole Bookrunner

October 2021

Healthcare Trust, Inc.

Nasdaq: HTIA

$90,750,000

Preferred Stock Offering

Co-Manager

October 2021

PEDEVCO Corp.

NYSE: PED

$7,000,002

Registered Direct Offering

Joint Placement Agent

September 2021

LifeMD, Inc.

Nasdaq: LFMD

$35,000,000

Preferred Stock Offering

Joint Bookrunner

September 2021

Guardforce AI Co., Ltd.

Nasdaq: GFAI

$15,000,000

Underwritten Public Offering
and Uplisting

Sole Bookrunner

September 2021

HHG Capital Corp.

Nasdaq: HHGCU

$57,500,000

SPAC IPO

Joint Bookrunner

September 2021

Aesther Healthcare Acquisition Corp.

Nasdaq: AEHAU

$105,000,000

SPAC IPO

Sole Bookrunner

September 2021

Pasithea Therapeutics Corp.

Nasdaq: KTTA

$24,000,000

Initial Public Offering

Sole Bookrunner

September 2021

Digital World Acquisition Corp.

Nasdaq: DWACU

$287,500,000

SPAC IPO

Sole Bookrunner

September 2021

Digital Brands Group, Inc.

Nasdaq: DBGI

$5,265,000

Private Placement

Exclusive Placement Agent

August 2021

Charah Solutions, Inc.

NYSE: CHRA

$135,000,000

Senior Notes

Lead Manager

August 2021

DatChat, Inc.

Nasdaq: DATS

$13,799,999

Initial Public Offering

Lead Bookrunner

August 2021

PHP Ventures Acquisition Corp.

Nasdaq: PPHPU

$57,500,000

SPAC IPO

Sole Bookrunner

August 2021

Pono Capital Corp.

Nasdaq: PONOU

$115,000,000

SPAC IPO

Sole Bookrunner

August 2021

BioVie, Inc.

Nasdaq: BIVI

$20,736,000

Underwritten Public Offering

Financial Advisor

August 2021

TRxADE HEALTH, Inc.

Nasdaq: MEDS

$9,000,000

ATM Offering

Sales Agent

August 2021

Nova Vision Acquisition Corp.

Nasdaq: NOVVU

$57,500,000

SPAC IPO

Joint Bookrunner

August 2021

Gladstone Acquisition Corp.

Nasdaq: GLEEU

$104,924,800

SPAC IPO

Sole Bookrunner

August 2021

B. Riley Financial, Inc.

Nasdaq: RILY

$316,250,000

Senior Notes

Lead Manager

August 2021

IDW Media Holdings, Inc.

NYSE: IDW

$10,350,000

Underwritten Public Offering
and Uplisting

Sole Bookrunner

July 2021

HCW Biologics, Inc.

Nasdaq: HCWB

$56,000,000

Initial Public Offering

Sole Bookrunner

Unicycive Therapeutics Inc.

Nasdaq: UNCY

Initial Public Offering

Lead Manager

July 2021

TradeUP Acquisition Corp.

Nasdaq: UPTDU

$44,300,000

SPAC IPO

Joint Bookrunner

Golden Matrix Group Inc.

OTCPK: GMGI

$10,000,000

Underwritten Public Offering

Sole Bookrunner

July 2021

Applied UV, Inc.

Nasdaq: AUVI

$13,800,000

Preferred Stock Offering

Joint Bookrunner

July 2021

AgriFORCE Growing Systems, Ltd.

Nasdaq: AGRI

$15,639,994

Initial Public Offering

Sole Bookrunner

July 2021

Protagenic Therapeutics, Inc.

Nasdaq: PTIX

$10,000,000

ATM Offering

Sales Agent

June 2021

Sonim Technologies, Inc.

Nasdaq: SONM

$10,000,000

ATM Offering

Sales Agent

June 2021

The Glimpse Group, Inc.

Nasdaq: VRAR

$14,087,500

Initial Public Offering

Sole Bookrunner

June 2021

Synchronoss Technologies, Inc.

Nasdaq: SNCR

$125,000,000

Senior Notes

Lead Manager

June 2021

G Medical Innovations Holdings, Ltd.

Nasdaq: GMVD

$15,000,000

Initial Public Offering

Sole Bookrunner

June 2021

Grove, Inc.

Nasdaq: GRVI

$12,650,000

Initial Public Offering

Sole Bookrunner

June 2021

Northern Lights Acquisition Corp.

Nasdaq: NLITU

$115,000,000

SPAC IPO

Sole Bookrunner

Gladstone Acquisition Corporation

100,000,000

SPAC IPO

Sole Bookrunner

June 2021

Global Self Storage, Inc.

Nasdaq: SELF

$6,900,002

Underwritten Public Offering

Sole Bookrunner

June 2021

Grom Social Enterprises, Inc.

Nasdaq: GROM

$11,496,384

Underwritten Public
Offering and Uplisting

Sole Bookrunner

June 2021

Splash Beverage Group Inc.

NYSE: SBEV

$15,000,000

Uplisting

and Underwritten Public Offering
Sole Bookrunner

June 2021

Global Consumer Acquisition Company

Nasdaq: GACQU

$182,630,000

SPAC IPO

Sole Bookrunner

June 2021

American Resources Corporation

Nasdaq: AREC

$30,100,000

Registered Direct

Exclusive Placement Agent

June 2021

Atlanticus Holdings Corporation

Nasdaq: ATLC

$79,713,325

Preferred Stock Offering

Lead Manager

June 2021

CEL-SCI Corporation

NYSE: CVM

$36,418,200

Bought Underwritten Public Offering

Sole Bookrunner

June 2021

Taronis Fuels, Inc.

OTCQB: TRNF

$16,496,004

Private Placement

Executive Placement Agent

May 2021

COMSovereign Holding Corp.

Nasdaq: COMS

$10,000,000

Private Placement

Financial Advisor

May 2021

SANUWAVE Health, Inc.

OTCQB: SNWV

Private Placement

Exclusive Placement Agent

May 2021

Aries I Acquisition Corporation

Nasdaq: RAMMU

$143,750,000

SPAC IPO

Joint Bookrunner

May 2021

Digital Brands Group, Inc.

Nasdaq: DBGI

$11,499,999

Initial Public Offering

Sole Bookrunner

May 2021

Monaker Group, Inc.

Nasdaq: MKGI

$9,286,250

Underwritten Public Offering

Sole Bookrunner

May 2021

Data Knights Acquisition Corporation

Nasdaq: DKDCU

$115,000,000

SPAC IPO

Sole Bookrunner

May 2021

Maquia Capital Acquisition Corporation

Nasdaq: MAQCU

$173,097,190

SPAC IPO

Sole Bookrunner

May 2021

Babcock & Wilcox Enterprises, Inc.

NYSE: BW

$111,117,500

Preferred Stock Offering
Lead Manager

May 2021

Alfi, Inc.

Nasdaq: ALF

$17,807,840

Initial Public Offering

Sole Bookrunner

April 2021

Protagenic Therapeutics, Inc.

Nasdaq: PTIX

$13,197,000

Uplisting

and Underwritten Public Offering
Sole Bookrunner

April 2021

Troika Media Group, Inc.

Nasdaq: TRKA

$24,000,002

Initial Public Offering

Sole Bookrunner

April 2021

Muscle Maker Grill

Nasdaq: GRIL

Advisory
Financial Advisory

April 2021

LIZHI Inc.

Nasdaq: LIZI

$30,000,002

Registered Direct

Exclusive Placement Agent

April 2021

Medalist Diversified REIT, Inc.

Nasdaq: MDRR

$12,000,000

Underwritten Public Offering

Sole Bookrunner

March 2021

Dragon Victory International Limited

Nasdaq: LYL

$6,000,000

Private Placement

Exclusive Placement Agent

March 2021

Integrated Ventures, Inc.

OTCPK: INTV

$9,000,000

Registered Direct

Exclusive Placement Agent

March 2021

Wizard Brands, Inc.

OTCPK: WIZD

Private Placement

Placement Agent

March 2021

B. Riley Financial, Inc.

Nasdaq: RILY

$159,493,250

Senior Notes

Co-Manager

March 2021

Infinity Energy Resources, Inc.

OTCPK: IFNY

Advisory
Financial Advisor

March 2021

Agriforce Growing Systems, Ltd.

Private Placement

Placement Agent

March 2021

IMAC Holdings, Inc.

Nasdaq: IMAC

$19,550,000

Underwritten Public Offering

Sole Bookrunner

March 2021

Healthcare Triangle Inc.

$4,000,000

Private Placement

Placement Agent

March 2021

American Acquisition Opportunity Inc.

Nasdaq: AMAOU

$105,060,020

SPAC IPO

Sole Bookrunnner

March 2021

Cootek (Cayman) Inc.

NYSE: CTK

$20,000,000

Private Placement

Exclusive Placement Agent

March 2021

The Glimpse Group

Private Placement

Placement Agent

March 2021

Hoth Therapeutics Inc.

Nasdaq: HOTH

$15,000,000

Private Placement

Financial Advisor

February 2021

GreenBox POS

Nasdaq: GBOX

$50,111,250

Uplisting

and Underwritten Public Offering
Sole Bookrunner

February 2021

Gaucho Group Holdings, Inc.

Nasdaq: VINO

$8,000,004

Uplisting

and Underwritten Public Offering
Sole Bookrunner

February 2021

U.S. Energy Corp.

Nasdaq: USEG

$5,771,160

Underwritten Public Offering

Sole Bookrunner

February 2021

Longeveron

Nasdaq: LGVN

$29,100,000

Initial Public Offering

Sole Bookrunner

February 2021

Babcock & Wilcox Enterprises, Inc.

NYSE: BW

$125,000,000

Senior Notes Offering

Co-Manager

February 2021

COMSovereign Holding Corp.

Nasdaq: COMS

$27,599,997

Underwritten Public Offering

Sole Bookrunner

February 2021

Reliance Global Group

Nasdaq: RELI

$12,420,000

Uplisting

and Underwritten Public Offering
Sole Bookrunner

February 2021

SPI Energy Co., Ltd.

Nasdaq: SPI

$14,732,396

Registered Direct

Placement Agent

February 2021

PEDEVCO Corp.

NYSE: PED

$8,952,750

Underwritten Public Offering

Sole Bookrunner

January 2021

Digital Ally Inc.

Nasdaq: DGLY

$40,040,000

Registered Direct

Exclusive Placement Agent

January 2021

COMSovereign Holding Corp.

Nasdaq: COMS

$17,365,435

Uplisting
and Underwritten Public Offering

Sole Bookrunner

January 2021

B. Riley Financial, Inc.

Nasdaq: RILY

$230,000,000

Senior Notes

Co-Manager

January 2021

Dragon Victory International Limited

Nasdaq: LYL

$2,000,000

Private Placement

Exclusive Placement Agent

January 2021

FoxWayne Enterprises Acquisition Corp.

Nasdaq: FOXWU

$57,500,000

SPAC IPO

Sole Bookrunner

January 2021

Cootek (Cayman) Inc.

NYSE: CTK

$10,000,000

Private Placement

Exclusive Placement Agent

January 2021

Gladstone Land Corp.

Nasdaq: LAND

$52,500,000

Preferred

Series D Cumulative Term

January 2021

Digital Ally Inc.

Nasdaq: DGLY

$30,955,000

Registered Direct

Exclusive Placement Agent

January 2021

Benessere Capital Acquisition Corp.

Nasdaq: BENEU

$115,000,000

SPAC IPO

Sole Bookrunner

December 2020

Monaker Group

Nasdaq: MKGI

$8,855,000

Bought Underwritten Public Offering

Joint Bookrunner

December 2020

GreenBox POS

OTCQB: GRBX

$3,200,000

Private Placement

Exclusive Placement Agent

December 2020

Ontrak, Inc.

Nasdaq: OTRK

$42,817,500

Follow-On Offering

Co-Manager

December 2020

CEL-SCI Corporation

NYSE: CVM

$14,650,000

Bought Underwritten Public Offering

Joint Bookrunner

December 2020

AMMO Inc.

Nasdaq: POWW

$20,682,749

Uplisting

Joint Bookrunner

December 2020

SPI Energy Co., Ltd.

Nasdaq: SPI

$35,019,900

Registered Direct

Placement Agent

November 2020

Kingswood Acquisition Corp.

NYSE: KWAC

$115,000,000

SPAC IPO

Issuer

November 2020

Dragon Victory International Limited

Nasdaq: LYL

$1,500,000

Private Placement

Exclusive Placement Agent

November 2020

Taronis Fuels, Inc.

OTCQB: TRNF

$10,425,000

Private Placement

Exclusive Placement Agent

November 2020

U.S. Energy Corp.

Nasdaq: USEG

$3,450,000

Follow-On Offering

Sole Bookrunner

October 2020

Medalist Diversified REIT

Nasdaq: MDRR

$5,000,000

Private Placement

Exclusive Placement Agent

October 2020

GreenBox POS

OTCQB: GRBX

$3,850,000

Private Placement

Exclusive Placement Agent

October 2020

Hyde Caviar, LLC

$3,150,000

Debt Financing

Financial Advisor

October 2020

Taronis Fuels, Inc.

OTCQB: TRNF

$10,850,000

Private Placement

Exclusive Placement Agent

October 2020

Molecular Data Inc.

Nasdaq: MKD

$5,000,000

Private Placement

Exclusive Placement Agent

October 2020

Gladstone Land Corp.

Nasdaq: LAND

$23,760,000

Follow-On Offering

Co-Manager

October 2020

American Resources Corp.

Nasdaq: AREC

$13,000,000

Registered Direct

Exclusive Placement Agent

October 2020

Presidio Property Trust

Nasdaq: SQFT

$2,500,000

Initial Public Offering

Sole Bookrunner

September 2020

SPI Energy Co., Ltd.

Nasdaq: SPI

$16,005,600

Registered Direct

Exclusive Placement Agent

September 2020

U.S. Energy Corp.

Nasdaq: USEG

$1,658,003

Registered Direct

Exclusive Placement Agent

September 2020

BioVie Inc.

Nasdaq: BIVI

$17,999,800

Uplisting

Joint Bookrunner

September 2020

Muscle Maker Grill

Nasdaq: GRIL

$5,600,000

Follow-On Offering

Joint Bookrunner

August 2020

Ontrak

Nasdaq: OTRK

$42,500,000

Preferred / Senior Notes

Co-Manager

July 2020

NanoViricides

AMEX: NNVC

$50,000,000

ATM Offering

Sales Agent

July 2020

Nemaura Medical Inc.

Nasdaq: NMRD

$11,500,000

Underwritten Public Offering

Exclusive Placement Agent

July 2020

Monaker Group

Nasdaq: MKGI

$2,000,000

Registered Direct

Exclusive Placement Agent

July 2020

NanoViricides

AMEX: NNVC

$11,500,000

Follow-On Offering

Sole Bookrunner

May 2020

NanoViricides

AMEX: NNVC

$10,220,000

Registered Direct

Placement Agent

March 2020

IDW Media Holdings, Inc.

OTCPK: IDWM

$12,300,000

Private Placement

Financial Advisor

February 2020

Digital Ally

Nasdaq: DGLY

$2,900,000

Follow-On Offering

Sole Bookrunner

February 2020

Document Security Systems

NYSE: DSS

$4,600,000

Follow-On Offering

Sole Bookrunner

February 2020

Medalist Diversified REIT

Nasdaq: MDRR

$4,600,000

Preferred / Senior Notes

Sole Bookrunner

February 2020

Zedge, Inc.

NYSE: ZDGE

$2,250,000

Registered Direct

Financial Advisor

February 2020

Ondas Networks

OTCPK: ONDS

Financial Advisor

February 2020

IQ International

ETR: IQL

Financial Advisor

January 2020

Avinger

Nasdaq: AVGR

$4,500,000

Follow-On Offering

Sole Bookrunner

January 2020

NanoViricides

AMEX: NNVC

$8,625,000

Follow-On Offering

Sole Bookrunner

January 2020

Torchlight

Nasdaq: TRCH

$2,300,000

Follow-On Offering

Sole Bookrunner

December 2019

CEL-SCI Corporation

NYSE: CVM

$6,325,000

Follow-On Offering

Sole Bookrunner

December 2019

Indonesia Energy Corp.

NYSE: INDO

$15,000,007

Sole Bookrunner

December 2019

Scynexis

Nasdaq: SCYX

$35,000,000

Follow-On Offering

Co-Manager

November 2019

Arcimoto

Nasdaq: FUV

$9,000,000

Follow-On Offering

Joint Bookrunner

November 2019

Document Security Systems

NYSE: DSS

$1,822,200

Private Placement

Placement Agent

October 2019

Indonesia Energy Corp.

NYSE: INDO

Financial Advisor

October 2019

Cocrystal Pharma

Nasdaq: COCP

$3,000,000

Follow-On Offering

Sole Bookrunner

October 2019

Happiness Biotech

Nasdaq: HAPP

$11,000,000

Co-Manager

August 2019

Stemline Therapeutics, Inc.

Nasdaq: STML

$76,250,000

Follow-On Offering

Co-Manager

July 2019

Sigma Labs

Nasdaq: SGLB

$2,300,000

Follow-On Offering

Sole Bookrunner

July 2019

Tonix Pharmaceuticals

Nasdaq: TNXP

$5,400,000

Follow-On Offering

Sole Bookrunner

June 2019

Document Security Systems

NYSE: DSS

$5,859,593

Follow-On Offering

Sole Bookrunner

June 2019

Gladstone Land

Nasdaq: LAND

$23,460,000

Follow-On Offering

Co-Manager

May 2019

Jiayin Group Inc

Nasdaq: JFIN

$36,750,000

Follow-On Offering

Co-Manager

May 2019

Medalist Diversified REIT

Nasdaq: MDRR

$9,199,167

Follow-On Offering

Sole Bookrunner

May 2019

Genetic Technologies

Nasdaq: GENE

$1,180,917

Sole Bookrunner

May 2019

Medalist Diversified REIT

Nasdaq: MDRR

$1,299,998

Private Placement

Placement Agent

April 2019

Monaker Group

Nasdaq: MKGI

$1,740,000

Follow-On Offering

Co-Manager

October 2021

Announced: Trump Media & Technology Group with Digital World Acquisition Corp.

~$1,700,000,000

SPAC IPO Sole Bookrunner

August 2022

Graphex Group Limited

NYSE: GRFX

$13,500,000

Underwritten Public Offering and Uplisting

Sole Bookrunner

August 2022

Announced: Avanseus Holdings Merger with Fat Projects Acquisition Corp.

~$135,700,000

Capital Markets Advisor

August 2022

Announced: Newsight Imaging Ltd. Merger with Vision Sensing Acquisition Corp.

~$380,000,000

Capital Markets Advisor

August 2022

Onfolio Holdings Inc.

Nasdaq: ONFO

$13,774,847

Initial Public Offering

Sole Bookrunner

February 2023

Ocean Biomedical, Inc. Merger with Aesther Healthcare Acquisition Corp.

Nasdaq: OCEA

$274,875,000

Capital Markets Advisor

February 2023

AERWINS Technologies, Inc. Merger with Pono Capital Corp.

~$600,000,000

Financial Advisor

January 2024

HWH International Inc. Merger with Alset Capital Acquisition Corp.

~$125,000,000

Business Combination

Capital Markets Advisor

September 2022

Announced: Rana Financial, Inc. & Mobitech International Merger with Fintech Ecosystem Development Corp.

~$198,000,000

Capital Markets Advisor

September 2022

Bright Green Corporation

Nasdaq: BGXX

$10,000,000

Private Placement

Exclusive Placement Agent

September 2022

Yoshiharu Global Co.

Nasdaq: YOSH

$11,760,000

Initial Public Offering

Sole Bookrunner

September 2022

EF Hutton Acquisition Corporation I

Nasdaq: EFHTU

$115,000,000

SPAC IPO

Sole Bookrunner

March 2023

Maxpro Capital Acquisition Corp. Merger with Apollomics Inc.

Nasdaq: APLM

~$919,000,000

Capital Markets Advisor

September 2022

Global Star Acquisition, Inc.

Nasdaq: GLSTU

$92,000,000

SPAC IPO

Sole Bookrunner

September 2022

Splash Beverage Group, Inc.

NYSE: SBEV

$3,100,000

Underwritten Public Offering

Sole Bookrunner

September 2022

SHF Holdings, Inc. Merger with Northern Lights Acquisition Corp.

$227,100,000

Capital Markets Advisor

September 2023

Estrella Biopharma, Inc. Merger with TradeUP Acquisition Corp.

~$325,000,000

Business Combination

Underwriter

October 2022

Castellum, Inc.

NYSE: CTM

$3,000,000

Underwritten Public Offering and Uplisting

Sole Bookrunner

November 2022

Snail, Inc.

Nasdaq: SNAL

$15,000,000

Initial Public Offering

Joint Bookrunner

October 2022

Guardforce AI Co.

Nasdaq: GFAI

$1,707,500

Private Placement

Executive Placement

November 2022

Subsea Environmental Services B.V.

$31,000,000

Senior Credit Facility

Financial Advisor

November 2022

Plutonian Acquisition

Nasdaq: PLTN

$57,500,000

SPAC IPO

Sole Bookrunner

August 2023

Environmental Solutions Group Holdings Limited Merger with Genesis Unicorn Capital Corp.

~$100,770,000

Business Combination

Capital Markets Advisor

December 2022

Grom Social Enterprises, Inc.

Nasdaq: GROM

$5,004,642

Follow-On Offering

Sole Bookrunner

December 2022

CTO Realty Growth, Inc.

NYSE: CTO

$65,600,000

Underwritten Public Offering

Co-Manager

January 2023

Announced: Pogo Resources LLC Merger with HNR Acquisition Corp.

~$145,000,000⁽¹⁾

Capital Markets Advisor

January 2023

Announced: ConnectM Technology Solutions Inc. Merger with Monterey Capital Acquisition Corporation

~$145,000,000⁽¹⁾

Capital Markets Advisor

November 2022

Scilex Holding Company Merger with Vickers Vantage Corp.

~$1,640,000,000

Capital Markets Advisor

October 2022

Selina Hospitality PLC Merger with BOA Acquisition Corp.

~$996,000,000

Capital Markets Advisor

October 2022

Super Apps Holdings Merger with Technology & Telecommunication Acquisition Corporation

~$1,100,000,000

SPAC IPO

Underwriter

October 2022

Coeptis Therapeutics Holdings, Inc. Merger with Bull Horn Holdings Corp.

~$175,000,000

Capital Markets Advisor

November 2022

Announced: Arabian Entertainment Company, Ltd. Merger with Sagaliam Acquisition Corp.

~$227,280,000

SPAC IPO Underwriter

December 2022

Harrow Health, Inc.

Nasdaq: HROW

$35,000,000

Senior Notes

Lead Manager

December 2022

Announced: Modulex Modular Buildings Plc merger with PHP Ventures Acquisition Corp.

~$732,000,000

Capital Markets Advisor

January 2023

Atlas Lithium Corp.

Nasdaq: ATLX

$4,657,500

Underwritten Public Offering and Uplisting

Sole Bookrunner

January 2023

Grom Social Enterprises, Inc.

Nasdaq: GROM

$3,000,001

Private Placement

Exclusive Placement Agent

January 2023

Nemaura Medical Inc.

Nasdaq: NMRD

$8,393,361

Registered Direct Offering

Exclusive Placement Agent

January 2023

Nine Energy Service, Inc.

NYSE: NINE

$300,000,000

Senior Secured Notes and Common Stock

Co-Manager

January 2023

AppTech Payments Corp.

Nasdaq: APCX

$5,000,001

Registered Direct Offering and Concurrent Private Placement

Exclusive Placement Agent

January 2023

Sidus Space, Inc.

Nasdaq: SIDU

$5,167,330

Underwritten Public Offering

Joint Bookrunner

January 2023

Cetus Capital Acquisition Corp.

Nasdaq: CETU

$57,500,000

SPAC IPO

Sole Bookrunner

February 2023

Sonnet BioTherapeutics, Inc.

Nasdaq: SONN

$15,000,000

Underwritten Public Offering

Joint Bookrunner

February 2023

Pono Capital Three, Inc.

Nasdaq: PTHRU

$115,000,000

SPAC IPO

Sole Bookrunner

February 2023

Hempacco Co., Inc.

Nasdaq: HPCO

$7,245,000

Underwritten Public Offering

Joint Bookrunner

March 2023

Unicycive Therapeutics, Inc.

Nasdaq: UNCY

$30,000,000

Private Placement

Exclusive Placement Agent

March 2023

Treasure Global Inc.

Nasdaq: TGL

$5,500,000

Private Placement

Exclusive Placement Agent

February 2023

Maxpro Capital Acquisition Corp.

Nasdaq: JMACU

$23,650,000

Private Placement

Exclusive Placement Agent

March 2023

Lionheart III Corp. Merger with Security Matters Ltd.

Nasdaq: SMX

~$225,000,000

Business Combination

Financial Advisor

March 2023

Reliance Global Group, Inc.

Nasdaq: RELI

$4,000,000

Private Placement

Exclusive Placement Agent

March 2023

Hongli Group Inc.

Nasdaq: HLP

$8,250,000

Initial Public Offering

Sole Bookrunner

March 2023

YanGuFang International Group Co., Ltd.

Nasdaq: YGF

$8,000,000

Initial Public Offering

Sole Bookrunner

March 2023

Four Leaf Acquisition Corporation

Nasdaq: FORLU

$54,210,000

SPAC IPO

Sole Bookrunner

March 2023

Oak Woods Acquisition Corporation

Nasdaq: OAKUU

$57,500,000

SPAC IPO

Sole Bookrunner

April 2023

Chanson International Holding

Nasdaq: CHSN

$13,560,000

Initial Public Offering

Sole Bookrunner

April 2023

AERWINS Technologies Inc.

Nasdaq: AWIN

$5,000,000

Private Placement

Exclusive Placement Agent

April 2023

Sidus Space, Inc.

Nasdaq: SIDU

$11,248,025

Underwritten Public Offering

Joint Bookrunner

April 2023

Enovix Corporation

Nasdaq: ENVX

$140,000,000

Convertible Senior Notes

Co-Manager

May 2023

Guardforce AI Co., Limited

Nasdaq: GFAI

$9,199,997

Underwritten Public Offering

Sole Bookrunner

May 2023

Guardforce AI Co., Limited

Nasdaq: GFAI

$13,799,759

Underwritten Public Offering

Sole Bookrunner

May 2023

Bright Green Corporation

Nasdaq: BGXX

$3,500,000

Private Placement

Exclusive Placement Agent

May 2023

Biocept, Inc.

Nasdaq: BIOC

$4,999,998

Underwritten Public Offering

Sole Bookrunner

June 2023

Bone Biologics Corporation

Nasdaq: BBLG

$5,000,000

Underwritten Public Offering

Sole Bookrunner

June 2023

Clene Inc.

Nasdaq: CLNN

$40,000,000

Underwritten Public Offering

Co-Manager

June 2023

SMX (Security Matters) Public Limited Company

Nasdaq: SMX

$3,200,000

Underwritten Public Offering

Sole Bookrunner

June 2023

American Rebel Holdings, Inc.

Nasdaq: AREB

$3,000,000

Private Placement

Exclusive Placement Agent

July 2023

Keen Vision Acquisition Corporation

Nasdaq: KVACU

$149,500,000

SPAC IPO

Lead Bookrunner

August 2023

LQR House Inc.

Nasdaq: LQR

$5,750,000

Initial Public Offering

Sole Bookrunner

August 2023

SRM Entertainment, Inc.

Nasdaq: SRM

$6,250,000

Initial Public Offering

Sole Bookrunner

August 2023

99 Acquisition Group Inc.

Nasdaq: NNAGU

$75,000,000

SPAC IPO

Sole Bookrunner

September 2023

SMX (Security Matters) Public Limited Company

Nasdaq: SMX

$4,290,000

Private Placement

Exclusive Placement Agent

September 2023

Grom Social Enterprises, Inc.

Nasdaq: GROM

$3,002,946

Underwritten Public Offering

Sole Bookrunner

September 2023

American Rebel Holdings, Inc.

Nasdaq: AREB

$3,287,555

Warrant Inducement

Agent

September 2023

Solowin Holdings

Nasdaq: SWIN

$8,000,000

Initial Public Offering

Sole Bookrunner

September 2023

Datasea Inc.

Nasdaq: DTSS

$2,000,000

Underwritten Public Offering

Sole Bookrunner

September 2023

Lead Real Estate Co.

Nasdaq: LRE

$8,001,000

Initial Public Offering

Lead Bookrunner

October 2023

Bruush Oral Care Inc.

Nasdaq: BRSH

$5,000,000

Private Placement

Exclusive Placement Agent

October 2023

Quetta Acquisition Corporation

Nasdaq: QETAU

$69,000,000

SPAC IPO

Sole Bookrunner

October 2023

LQR House Inc.

Nasdaq: LQR

$5,400,000

Underwritten Public Offering

Sole Bookrunner

October 2023

Webuy Global Ltd

Nasdaq: WBUY

$17,480,000

Initial Public Offering

Sole Bookrunner

November 2023

Pineapple Financial Inc.

NYSE: PAPL

$3,500,000

Initial Public Offering

Sole Bookrunner

October 2023

American Acquisition Opportunity Inc. Merger with Royalty Management Holding Corporation

Nasdaq: RMCO

~$111,000,000

Business Combination

Capital Markets Advisor

November 2023

Data Knights Acquisition Corp. Merger with OneMedNet Corporation

Nasdaq: ONMD

~$200,000,000

Business Combination

Capital Markets Advisor

November 2023

AI Transportation Acquisition Corp

Nasdaq: AITRU

$60,000,000

SPAC Initial Public Offering

Sole Bookrunner

November 2023

LQR House Inc.

Nasdaq: LQR

$12,650,000

Underwritten Public Offering

Sole Bookrunner

November 2023

HNR Acquisition Corp. Merger with Pogo Resources, LLC

Nasdaq: HNRA

~$90,000,000

Business Combination

Capital Markets Advisor

November 2023

Treasure Global Inc

Nasdaq: TGL

$4,000,000

Underwritten Public Offering

Sole Bookrunner

November 2023

Fenbo Holdings Limited

Nasdaq: FEBO

$5,312,500

Initial Public Offering

Sole Bookrunner

December 2023

Mobiv Acquisition Corp Merger with SRIVARU Holding Ltd.

Nasdaq: SVMH

~$195,000,000

Business Combination

Capital Markets Advisor

December 2023

EF Hutton Acquisition Corporation I Merger with E.C.D. Automotive Design Inc.

Nasdaq: ECDA

~$290,000,000

Business Combination

Capital Markets Advisor

December 2023

Reliance Global Group, Inc.

Nasdaq: RELI

$1,381,474

Warrant Inducement

Exclusive Placement Agent

December 2023

Linkage Global Inc

Nasdaq: LGCB

$6,000,000

Initial Public Offering

Sole Bookrunner

December 2023

Iron Horse Acquisitions Corp.

Nasdaq: IROHU

$69,000,000

SPAC IPO

Sole Bookrunner

January 2024

Bruush Oral Care Inc.

Nasdaq: BRSH

$6,000,000

Convertible Note

Exclusive Placement Agent

January 2024

Horizon Aircraft Merger with Pono Capital Three, Inc.

~$99,000,000

Business Combination

Capital Markets Advisor

January 2024

DatChat, Inc.

Nasdaq: DATS

$1,800,000

Underwritten Public Offering

Sole Bookrunner

January 2024

Haoxi Health Technology Limited

Nasdaq: HAO

$11,040,000

Initial Public Offering

Sole Bookrunner

February 2024

Nubia Brand International Corp. Merger with Solidion Technology, Inc.

Nasdaq: STI

~$820,000,000

Business Combination

Capital Markets Advisor

February 2024

Reborn Coffee, Inc.

Nasdaq: REBN

$6,100,000

Private Placement

Financial Advisor

February 2024

SMX (Security Matters) PLC

Nasdaq: SMX

$2,910,000

Underwritten Public Offering

Sole Bookrunner

March 2024

NRx Pharmaceuticals, Inc.

Nasdaq: NRXP

$1,725,000

Underwritten Public Offering

Sole Bookrunner

March 2024

Solidion Technology, Inc.

Nasdaq: STI

$3,850,000

Private Placement

Exclusive Placement Agent

March 2024

Digital World Acquisition Corp. Merger with Trump Media & Technology Group Corp.

Nasdaq: DJT

Business Combination

Sole Underwriter & Exclusive Placement Agent

March 2024

Black Hawk Acquisition Corporation

Nasdaq: BKHAU

$69,000,000

SPAC IPO

Sole Bookrunner

March 2024

AppTech Payments Corp.

Nasdaq: APCX

$2,000,000

Underwritten Public Offering

Sole Bookrunner

April 2024

U-BX Technology Ltd.

Nasdaq: UBXG

$10,000,000

Initial Public Offering

Sole Bookrunner

April 2024

Zhibao Technology Inc.

Nasdaq: ZBAO

$6,095,060

Initial Public Offering

Sole Bookrunner

April 2024

OneMedNet Corporation

Nasdaq: ONMD

$4,540,000

Private Placement

Exclusive Placement Agent

April 2024

NRx Pharmaceuticals Inc.

Nasdaq: NRXP

$2,000,000

Underwritten Public Offering

Sole Bookrunner

April 2024

Kartoon Studios Inc.

Nasdaq: TOON

$7,000,000

Registered Direct

Sole Placement Agent

May 2024

Armlogi Holding Corp.

Nasdaq: BTOC

$8,000,000

Initial Public Offering

Sole Bookrunner

May 2024

Reborn Coffee, Inc.

Nasdaq: REBN

Private Placement

Financial Advisor

June 2024

Kidpik Corp.

Nasdaq: PIK

$2,000,000

Private Placement

Financial Advisor

June 2024

OneMedNet Corporation

Nasdaq: ONMD

$1,500,000

Private Placement

Exclusive Placement Agent

June 2024

Plutonian Acquisition Corp. Merger with Big Tree Cloud International Group Limited

Nasdaq: DSY

~$500,000,000

Business Combination

Sole Underwriter on SPAC IPO

June 2024

DigiAsia Corp.

Nasdaq: FAAS

$3,636,500

Private Placement

Placement Agent

June 2024

Lyneer Staffing Solutions Merger with Atlantic International Corp.

OTC: ATLN

~$60,000,000

Merger

Financial Advisor

June 2024

Feutune Light Acquisition Corporation Merger with Thunder Power Holdings, Inc.

Nasdaq: AIEV

~$400,000,000

Business Combination

Capital Markets Advisor

June 2024

Caring Brands

Private

$2,100,000

Private Placement

Placement Agent

July 2024

Datasea Inc.

Nasdaq: DTSS

$2,250,000

Registered Direct

Exclusive Placement Agent

July 2024

Trump Media & Technology Group Corp.

Nasdaq: DJT

$2,500,000,000

Private Placement

Exclusive Placement Agent

July 2024

Monterey Capital Acquisition Corporation Merger With ConnectM Technology Solutions

Nasdaq: CNTM

~$145,000,000

Business Combination

Capital Markets Advisor

July 2024

Shineco, Inc.

Nasdaq: SISI

$2,000,000

Underwritten Public Offering

Sole Bookrunner

July 2024

Nature’s Miracle Holding, Inc.

Nasdaq: NMHI

$1,200,000

Underwritten Public Offering

Sole Bookrunner

July 2024

Cetus Capital Acquisition Corp. Merger with MKDWELL Tech Inc.

Nasdaq: MKDW

~$230,000,000

Business Combination

Capital Markets Advisor

August 2024

NRx Pharmaceuticals, Inc.

Nasdaq: NRXP

$16,000,000

Private Placement

Exclusive Placement Agent

August 2024

Solidion Technology, Inc.

Nasdaq: STI

$4,000,000

Private Placement

Exclusive Placement Agent

August 2024

Horizon Aircraft, Inc.

Nasdaq: HOVR

$2,900,000

Underwritten Public Offering

Sole Bookrunner

August 2024

GigCapital7 Corp.

Nasdaq: GIGGU

$200,000,000

SPAC Initial Public Offering

Joint Bookrunner

August 2024

INFINT Acquisition Corp. Merger with Seamless Group, Inc.

Nasdaq: CURR

~$400,000,000

Business Combination

Sole Underwriter

September 2024

Kairos Pharma, Ltd.

NYSE: KAPA

$6,200,000

Initial Public Offering

Co-Managing Underwriter

September 2024

Pono Capital Two, Inc. Merger with SBC Medical Holdings, Inc.

Nasdaq: SBC

~$1,000,000,000

Business Combination

Capital Markets Advisor

September 2024

Haoxi Health Technology Limited

Nasdaq: HAO

$12,000,000

Underwritten Public Offering

Sole Bookrunner

October 2024

Humacyte, Inc.

Nasdaq: HUMA

$30,000,000

Registered Direct Offering

Exclusive Placement Agent

September 2024

Acri Capital Acquisition Corporation Merger with Foxx Development Holdings Inc.

Nasdaq: FOXX

~$50,000,000

Business Combination

Capital Markets Advisor

September 2024

Zhibao Technology Inc.

Nasdaq: ZBAO

$7,200,000

Private Placement

Exclusive Placement Agent

October 2024

HUHUTECH International Group Inc.

Nasdaq: HUHU

$4,200,000

Initial Public Offering

Joint Bookrunner

October 2024

Li Bang International Corporation Inc.

Nasdaq: LBGJ

$6,080,000

Initial Public Offering

Joint Bookrunner

October 2024

MicroVision, Inc.

Nasdaq: MVIS

$75,000,000

Private Placement

Placement Agent

January 2025

Debt Acquisition Financing of The Kinetic Group from Vista Outdoor, Inc.

$770,000,000

Financial Advisor

to the Acquirer

April 2025

Football.Enterprises Inc.

Financial Advisor